CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT SEPTEMBER 9, 2011 This publication was produced for review by the United States Agency for International Development. It was prepared by Indochina Research Ltd (IRL) under subcontract to DAI. This page left intentionally blank for double-sided printing. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Program Title: Strengthening Micro, Small and Medium Enterprises in Cambodia Sponsoring USAID Office: USAID/Cambodia Contract Number: EEM-I-00-07-00009-00/04 Contractor: DAI Date of Publication: September 9, 2011 Authors: Emmanuel Santoyo Rio, IRL The authors’ views expressed in this publication do not necessarily reflect the views of the United States Agency for International Development or the United States Government. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT i CONTENTS ABBREVIATIONS .............................................................................................................. IX I. INTRODUCTION ............................................................................................................... 1 SURVEY IMPLEMENTER: INDOCHINA RESEARCH LTD ................................................................ 1 II. CAMBODIA MSME PERFORMANCE MONITORING AND EVALUATION PLAN AND INDICATORS........................................................................................................................ 3 III. MID TERM SURVEY OBJECTIVES AND METHODOLOGY ........................................... 9 METHODOLOGY FOR PIG, FISH AND BRICK AND TILE VALUE CHAINS ....................................... 10 IV. BASELINE STUDY RESULTS ...................................................................................... 11 1. PIG VALUE CHAIN ............................................................................................................. 11 Methodology ................................................................................................................. 11 Building Cambodia Swine Industry Competitiveness in Turbulent Times ....................... 11 1.1 PIG PRODUCERS ............................................................................................................. 16 Demographic profile ...................................................................................................... 16 1.1.1 Value of Investments by Project-Assisted Enterprises .......................................... 17 1.1.2 Volume of Production of Project-Assisted Enterprises .......................................... 18 1.1.3 Value of Sales of Project-Assisted Enterprises ..................................................... 19 1.1.4 Costs of Project-Assisted Enterprises ................................................................... 20 1.1.5 Income of Project-Assisted Enterprises ................................................................ 22 1.1.6 Other Productivity Indicators on Pig Producing Enterprises .................................. 23 1.2 PIG TRADERS ................................................................................................................. 24 Demographic profile ...................................................................................................... 24 1.2.1 Value of Investments by Project-Assisted Enterprises .......................................... 25 1.2.2 Volume of Production of Project-Assisted Enterprises .......................................... 26 1.2.3 Value of Sales of Project Assisted Enterprises ..................................................... 26 1.2.4 Cost of business of Project-Assisted Pig Traders ................................................. 29 1.2.5 Income of Project-Assisted Enterprises ................................................................ 31 1.2.6 Other Productivity Indicators for Project-Assisted Enterprises .............................. 31 1.3 PIG INPUT AND SERVICE PROVIDERS, INCLUDING VETERINARIANS ..................................... 32 Demographic profile ...................................................................................................... 32 ii CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 1.3.1 Value of investments by Project-Assisted Enterprises .......................................... 34 1.3.2 Volume of Production of Project-Assisted Enterprises .......................................... 36 1.3.3 Value of Sales of Project/Assisted Enterprises ..................................................... 38 1.3.4 Cost of business of Project-Assisted Enterprises .................................................. 39 1.3.5 Income of Project-Assisted Enterprises ................................................................ 40 1.4 OVERALL PIG VALUE CHAIN PMEP INDICATOR RESULTS ................................................. 41 2. FISH VALUE CHAIN ...................................................................................................... 45 METHODOLOGY .................................................................................................................... 45 2.1 FISH PRODUCERS ........................................................................................................... 45 Demographic profile ...................................................................................................... 45 2.1.1 Value of investments by project-assisted enterprises ........................................... 47 2.1.2 Volume of Production of Project-Assisted Enterprises .......................................... 48 2.1.3 Value of Sales of Project-Assisted Enterprises ..................................................... 49 2.1.4 Cost of Business of Project Assisted-Enterprises ................................................. 50 2.1.5 Income of Project Assisted-Enterprises ................................................................ 51 2.1.6 Other Productivity Indicators for Project-Assisted Enterprises .............................. 52 2.1.7 Fingerling Producers ............................................................................................ 53 2.2 FISH TRADERS ................................................................................................................ 59 Demographic profile ...................................................................................................... 59 2.2.1 Value of Investments by Project-Assisted Enterprises .......................................... 60 2.2.2 Volume of Production of Project-Assisted Enterprises .......................................... 62 2.2.3 Value of Sales of Project-Assisted Enterprises ..................................................... 62 2.2.4 Cost of Business of Project-Assisted Enterprises ................................................. 63 2.2.4 Income of Project-Assisted Enterprises ................................................................ 63 2.2.5 Other Productivity Indicators for Project-Assisted Enterprises .............................. 64 2.3 OVERALL FISH VALUE CHAIN PMEP INDICATORS RESULTS .............................................. 64 3. BRICK AND TILE VALUE CHAIN .................................................................................. 67 METHODOLOGY .................................................................................................................... 67 DEMOGRAPHIC PROFILE ....................................................................................................... 67 3.1 BRICK AND TILE MAKERS ................................................................................................ 68 3.1.1 Value of Investments by Project-Assisted Enterprises .......................................... 68 3.1.2 Volume of Production of Project-Assisted Enterprises .......................................... 69 3.1.3 Value of Sales of Project-Assisted Enterprises ..................................................... 70 3.1.4 Cost of Business of Project-Assisted Enterprises ................................................. 71 3.1.5 Income of Business of Project-Assisted Enterprises ............................................. 72 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT iii 3.1.5 Other Productivity Indicators for Project-Assisted Enterprises .............................. 73 3.2 OVERALL BRICK AND TILE VALUE CHAIN PMEP INDICATOR RESULTS ............................... 74 4. POVERTY ASSESSMENT TOOL (PAT) ........................................................................ 77 METHODOLOGY .................................................................................................................... 77 RESULTS.............................................................................................................................. 78 CONCLUSION .................................................................................................................... 81 ANNEX A: SURVEY MATERIALS ..................................................................................... 83 ANNEX B: SAMPLING TOOLS .......................................................................................... 91 STAGE 1: SAMPLING PLAN: VALUE CHAIN ACTORS DISAGGREGATED BY METHODOLOGY (CENSUS / RANDOM SAMPLING) ............................................................................................................ 91 STAGE 2: FINAL SAMPLE (N=1101) DISAGGREGATED BY PROVINCE / VALUE CHAIN. ............... 91 STAGE 3: ACHIEVED SAMPLE SHOWING ORIGINAL QUOTA / SUCCESSFUL INTERVIEWS. ......... 95 ANNEX C: ESTIMATED TOTAL VALUES FOR PIG, FISH AND BRICK AND TILE ENTERPRISES ................................................................................................................... 97 ANNEX D: ADDITIONAL REPORT TABLES ................................................................... 101 iv CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLES AND FIGURES TABLE Component 1: Strengthen Selected Value Chains ....................................................................................... 4 Component 1: Strengthen Selected Value Chains ....................................................................................... 5 Building Sector Competitiveness – Swine Value Chain .............................................................................. 12 Table 1: Cambodia MSME Sample Pig Producer Location Profile ............................................................. 16 Table 2: Cambodia MSME Sample Pig Producer Demographic Profile ..................................................... 17 Table 3: Pig Producer Total Volume of Production ..................................................................................... 19 Table 4: Pig Producer Income .................................................................................................................... 23 Table 5: Cambodia MSME Pig Productivity Indicators: Feeder Pigs .......................................................... 23 Table 6: Pig Productivity Indicators: Pig Mortality ....................................................................................... 23 Table 7: Pig Trader Location Profile ........................................................................................................... 25 Table 8: Pig Trader Demographic Profile .................................................................................................... 25 Table 9: Pig Trader Investments ................................................................................................................. 26 Table 10: Pig Trader Volume of Trades ...................................................................................................... 26 Table 11: Pig Trader Value of Trades ......................................................................................................... 28 Table 12: Pig Trader Costs of Business ..................................................................................................... 30 Table 13: Pig Trader Income....................................................................................................................... 31 Table 14: Pig Productivity Indicators: Feeder Pigs (Traders) ..................................................................... 31 Table 15: Pig Productivity Indicators: Pig Mortality (Traders) ..................................................................... 32 Table 16: Cambodia MSME Sample Pig Input & Service Provider Location Profile .................................. 33 Table 17: Cambodia MSME Sample Pig Input & Service Provider Demographic Profile .......................... 34 Table 18: Pig Input & Service Provider Volume of Sales ............................................................................ 37 Table 19: Pig Input & Service Provider Income .......................................................................................... 41 Table 20: Mid-term study results for the Pig Value Chain: All Actors ......................................................... 41 Table 21: Mid-term study results for the Pig Value Chain By Actor ............................................................ 43 Table 22: Fish Producer Location Profile .................................................................................................... 46 Table 23: Fish Producer Household Demographic Profile .......................................................................... 46 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT v Table 24: Fish Producer Income ................................................................................................................. 51 Table 25: Fish Producer Productivity Indicators ......................................................................................... 52 Table 26: Fish Producer Mortality Indicators .............................................................................................. 52 Table 27: Cambodia MSME Sample Fingerling Producer Location Profile ................................................ 53 Table 28: Cambodia MSME Sample Fingerling Producer Demographic Profile ........................................ 54 Table 29: Fingerling Producer Investments ................................................................................................ 55 Table 30: Fingerling Producer Volume of Production of Fingerling for Sale ............................................... 56 Table 31: Fingerling Producer Total Volume of Production ........................................................................ 56 Table 32: Fingerling Producer Value of Sales ............................................................................................ 57 Table 33: Fingerling Producer Costs of Business ....................................................................................... 57 Table 34: Fingerling Producer Income ........................................................................................................ 58 Table 35: Fingerling Productivity Indicators: Fingerling Mortality ............................................................... 59 Table 36: Cambodia MSME Sample Fish Trader Location Profile ............................................................. 59 Table 37: Fish Trader Demographic Profile ................................................................................................ 60 Table 38: Fish Trader Investments ............................................................................................................. 61 Table 39: Fish Trader Volume of Trades .................................................................................................... 62 Table 40: Fish Trader Value of Sales ......................................................................................................... 63 Table 41: Fish Trader Cost of Business ...................................................................................................... 63 Table 42: Fish Trader Income ..................................................................................................................... 64 Table 43: Fish Trader Productivity Indicators ............................................................................................. 64 Table 44: Mid-term study results for the Fish Value Chain: All Actors........................................................ 65 Table 45: Mid-term study results for the Fish Value Chain ......................................................................... 66 Table 46: Brick & Tile Maker Location Profile ............................................................................................. 67 Table 47: Brick & Tile Maker Demographic Profile ..................................................................................... 68 Table 48: Brick & Tile Maker Income .......................................................................................................... 73 Table 49: Brick & Tile Maker Productivity Indicators .................................................................................. 74 Table 50: Mid-term study results for the Brick and Tile Value Chain .......................................................... 75 Table 51. Poverty Levels by Program Activity ............................................................................................ 78 Table 52: Poverty Levels by Urban and Rural Classification ...................................................................... 79 vi CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Table 51: Estimated Total Cambodia MSME Client Value of Sales ........................................................... 97 Table 52: Estimated Total Cambodia MSME Client Cost of Business ....................................................... 98 Table 53: Estimated Total Cambodia MSME Client Income ....................................................................... 98 Table 54: Estimated Total Cambodia MSME Client Investment ................................................................. 99 Table A55: Pig Producer Investments ...................................................................................................... 101 Table A56: Pig Producer Volume of Production of Pigs for Sale .............................................................. 102 Table A57: Pig Producer Value of Sales ................................................................................................... 102 Table A58: Pig Producer Costs of Business ............................................................................................. 102 Table A59: Average Pig Death Caused by Cases and diseases.............................................................. 103 Table A60: Description of Symptoms or the name of diseases ................................................................ 105 Table A61: Pig Slaughterhouse Location Profile ...................................................................................... 106 Table A62: Pig ISP Veterinarian/VLA Investments ................................................................................... 107 Table A63: Pig ISP Input Supplier Investments ........................................................................................ 107 Table A64: Pig Input & Service Providers Value of Sales ........................................................................ 108 Table A65: Pig Input & Service Provider Costs of Business ..................................................................... 109 Table A66: Impact of working with MSME Project on Their Business Growth and Development ............ 111 Table A67: Sharing Knowledge Learned from MSME With None-client business people ....................... 112 Table A68: Fish Producer Volume of Fish Production for Sale ................................................................ 112 Table A69: Fish Producers Total Volume of Production ........................................................................... 113 Table A70: Fish Producers Value of Sales ............................................................................................... 114 Table A71: Fish Producer Cost of Business ............................................................................................. 114 Table A72: Impact of working with MSME Project on Their Business Growth and Development ............ 115 Table A73: Sharing Knowledge Learned from MSME With None-client business people ....................... 116 Table A74: Brick & Tile Maker Investments .............................................................................................. 116 Table A75: Brick & Tile Makers Volume of Production for Sale................................................................ 117 Table A76: Brick & Tile Makers Value of Sales ........................................................................................ 117 Table A77: Brick & Tile Makers Cost of Business-Brick Making............................................................... 118 Table A78: Brick & Tile Makers Cost of Business-Tile Making & Total .................................................... 120 Table 79A: Mid-term summary study results for the Pig Value Chain: All Actors ..................................... 121 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT vii Table 80A: Mid-term summary study results for the Fish Value Chain: All Actors ................................... 121 Table 81 A: Mid-term summary study results for the Brick and Tile Value Chain .................................... 121 Table 82A: Mid-term summary study results for All Value Chains............................................................ 122 FIGURE Figure 1: Pig Producers Investments .......................................................................................................... 18 Figure 2: Volume of Production of Pigs for Sale – Pig Producers .............................................................. 18 Figure 3: Value of sales of pig producers ................................................................................................... 20 Figure 4: Costs of pig production ................................................................................................................ 21 Figure 5: Pig ISP Veterinarian/VLA Investments ........................................................................................ 34 Figure 6: Pig ISP Input Supplier Investments ............................................................................................. 36 Figure 7: Value of Sales of Pig Input and Service Providers ...................................................................... 38 Figure 8: Input and Service Provider Costs of Business ............................................................................ 40 Figure 9: Fish Producer Investments .......................................................................................................... 47 Figure 10: Volume of Fish Production for Sale by Fish Producers ............................................................. 48 Figure 11: Total Value of Production by Fish Producers ............................................................................ 49 Figure 12: Value of Sales of Fish Producers .............................................................................................. 50 Figure 13: Costs of Business for Fish Producers........................................................................................ 51 Figure 14: Brick and Tile Maker Investments.............................................................................................. 69 Figure 15: Volume of Production for Sales of Brick and Tile Makers ......................................................... 70 Figure 16: Value of Sales of Brick and Tile Makers .................................................................................... 71 Figure 17: Costs of Business for Brick and Tile Makers ............................................................................. 71 Figure 18: Costs of Business for Brick and Tile Makers ............................................................................. 72 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT ix ABBREVIATIONS AI Artificial Insemination CEDAC Cambodian Centre for Study and Development DAI Development Alternatives, Incorporated DCED Donor Committee for Enterprise Development GIS Geographic Information Systems IRL Indochina Research Limited ISP Input and Service Provider Enterprise M&E Monitoring and Evaluation MSME 2/BEE Micro Small and Medium Enterprise 2/ Business Enabling Environment NTFP Non Timber Forest Products PMEP Performance Monitoring and Evaluation Plan SME Small and Medium Enterprise TAMIS Technical and Administrative Management Information System USAID United States Agency for International Development CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 1 I. INTRODUCTION The Cambodia Micro Small and Medium Enterprise 2/ Business Enabling Environment (Cambodia MSME) project currently implemented by DAI in 17 provinces in Cambodia, has interrelated mandates, namely to improve the ability of micro, small and medium-sized enterprises (MSMEs) to operate in Cambodia, while improving natural resource management, and access to safe water and sanitation. The project has the main objectives of i) directly supporting the growth of enterprises and linkages in industry value chains; ii) strengthening the ability of the private sector to advocate for itself and; iii) strengthening the ability of the public sector to respond to private sector needs as well as the demands of the international trade regime. The underlying assumption of this program is that progress on all of these areas will enable Micro Small and Medium Enterprise (MSMEs) to thrive, grow, and create jobs. This project implements a range of activities under three main components: • Component One: Strengthening Selected Value Chains • Component Two: Strengthening Private Sector Voice • Component Three: Strengthening Public Sector’s Ability to Improve the Business Environment This report presents results from a Mid Term survey/report of MSMEs implemented under Component One: Strengthening Selected Value Chains. Data was gathered for each of the project-assisted value chains in accordance with the indicators listed in the project Performance Monitoring and Evaluation Plan (PMEP). As of the date when this report is prepared, surveys have been conducted for 4 value chains including pigs, fish, bricks and tiles, on which this report focuses. Besides presenting the results obtained through mid-term survey conducted from December 2010 to March 2011, the report also provides a comparison with those presented in the baseline as a benchmark for reference. The report is structured as follows: Section I is this Introduction. Section II provides an overview of the Cambodia MSME performance monitoring and evaluation system. It also explains the context for the Mid Term study. Section III presents the objectives and methodology of the study. Section IV presents the results of the Mid Term survey for the pigs, fish, brick and clay tile value chains. The aim of this report is to summarize enterprise performance mid-way through the project intervention (after 2 years) against key indicators. Background information for each value chain is provided to orient the reader. This report does not include detailed information on production processes and productivity challenges which are covered by other studies.1 SURVEY IMPLEMENTER: INDOCHINA RESEARCH LTD The survey was implemented by Indochina Research Ltd (IRL) under subcontract to DAI. With a Phnom Penh office operating since 1995 and 4 regional offices, IRL offers a broad range of marketing research and brand consultancy services to a diverse range of clients operating in all key business and not-for 1 Recent studies produced by the project in February 2011 include Impact Assessment of Training Communities on Feed Making by Nabanita Sen, Impact Assessment of Training VLA and Pig Producers Training by Nabanita Sen, and Impact Assessment of Fish Producers and Fingerling Producers Training by Marina Krivoshlykova. 2 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT profit sectors. In Cambodia, IRL has full nationwide coverage, with a workforce of over 50 full time staff and 150 part-time staff. For the implementation of the survey in the pig, fish, brick and tile value chains, 50 of IRL’s most qualified interviewers were sent in the field along with 12 fieldwork supervisors for coordination purposes. One field supervisor was assigned to a maximum of 5 interviewers in order to insure quality checks. Interviewers, who had previously been trained to survey techniques, were selected from among a pool of short-term staff members with extensive fieldwork experience. All interviewers participated in a four-day training on the survey objectives, methodology, and questionnaire. This training followed a 2- day briefing attended by fieldwork supervisors before the survey questionnaire was pre-tested in Kandal province in order to ensure full understanding and accuracy. The survey team covered 14 provinces of the project – Phnom Penh, Kampong Cham, Battambang, Kampong Speu, Kratie, Prey Veng, Pursat, Takeo, Kampong Thom, Kampot, Kandal, Svay Rieng, Banteay Meanchey, and Siem Reap. Face-to-face interviews lasted for one hour or so, and used a structured questionnaire (see Annex A). CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 3 II. CAMBODIA MSME PERFORMANCE MONITORING AND EVALUATION PLAN AND INDICATORS The Cambodia MSME Performance Monitoring and Evaluation Plan (PMEP) provides detailed information on indicators that assess project performance. The Cambodia MSME team, in collaboration with IRL and USAID/Cambodia, developed the PMEP. The PMEP includes performance indicators and lays out a conceptual framework through causal models for each project component. The tables presented here show the causal model and indicators for activities related to Component One: Strengthening Selected Value Chains. In accordance with the PMEP, the Cambodia MSME team monitors the progress of activities and outputs on a regular basis to evaluate outcomes and impacts. In addition to performance monitoring tools, the Cambodia MSME monitoring and evaluation system contains an impact assessment component. The project conducts a longitudinal study, using survey tools to track and evaluate changes in project-assisted enterprises over time against performance indicators. Impact assessment activities involve a baseline survey of project-assisted enterprises (or producer households, where appropriate) conducted at the beginning of the project, and follow-up surveys of the same respondents to be conducted at mid- and end-points of the project. Following this methodology, baseline surveys were conducted for project-assisted value chains during Cambodia MSME’s first year (or Year 1). The results are summarized in this report along with the results of the latest follow-up survey conducted at the end of the second year (Year 2). 4 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT COMPONENT 1: STRENGTHEN SELECTED VALUE CHAINS Activities Outputs Outcomes Impacts Program element/sub-element Broaden activities to include more enterprises Expanded work into new geographic areas and value chains, including NTFP and water Increased productivity, volume, quality, sales and incomes in selected value chains; Increased investment Greater sustainability, growth, income and job creation in MSMEs in selected value chains through expanded sales in domestic and foreign markets Private sector productivity; Strengthen microenterprise productivity Facilitate horizontal and vertical linkages to upgrade Cambodia MSME competitiveness, build business relationships, and increase market access Improved access to domestic and international markets Develop a common vision of integrated conservation and development in targeted CFIs Improved local and regional conservation awareness Increased land area under improved natural resource management; Increased economic benefits derived from Non Timber Forest Products (NTFP) Improved sustainability of natural resources management and production Sustainable natural resources management and production Support local and regional planning efforts that integrate sustainable development with sound biodiversity conservations practices Improved local and regional conservation practices Assess existing private Water Service Providers (WSPs) Increased private sector investment in water supply and sanitation businesses Improved productivity and efficiency of WSPs Improved access to safe water Safe water access and piped water Conduct value chain assessments on sanitary latrines Strengthened linkages in sanitary latrine value chain Improved productivity and efficiency of latrine providers Improved access to basic sanitation Basic sanitation CAMBODIA MSME 2/BEE MID-TERM REPORT 5 COMPONENT 1: STRENGTHEN SELECTED VALUE CHAINS Indicator Unit Definition Source Collection Method Frequency 4 year target Baseline Mid- Term Y1 target Y2 target Y3 targe t Y4 targe t +2* Number of enterprises benefiting from USAID development assistance*/** No. Total number of firms assisted (by value chain) MSME 2/BEE Client profile/ Survey Annual/ biannual 6,000 TBD 2,627 3,000 4,000 (cumulat ive) 5,000 (cum ulativ e) 6,000 (cum ulativ e) -- Number of provinces supported by MSME 2/BEE No. Total number of provinces assisted by MSME 2/BEE MSME 2/BEE Project records Annual 12 6 14 12 12 12 12 -- Percentage of change in value of sales of project￾assisted enterprises* % Percentage increase in sales of direct beneficiaries (disaggregated by sex of head of enterprise) MSME 2/BEE Client profile/ Survey Annual/ biannual 75% TBD Pig= 144% Fish= 104% Brick and Tile= 46% 10% 30% 15% 20% 22% Percentage of change in income of project￾assisted enterprises* % Percentage increase in income of direct beneficiaries (disaggregated by sex of head of enterprise) MSME 2/BEE Client profile/ Survey Annual/ biannual 100% TBD Pig= 103% Fish= 63% Brick and Tile= 77% 15% 20% 30% 35% 25% Number of people with increased economic benefits derived from sustainable natural management No. The number of people engaged in forest management that derive improved incomes from NTFP value MSME 2/BEE Client profile/ Survey Annual/ biannual 1-5,000 2- 2000 TBD Pig= -47% Fish= -2% Brick and Tile= -13% 1-800 2-200 1-4,200 2-1,800 1- 5,000 2- 2000 6 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Indicator Unit Definition Source Collection Method Frequency 4 year target Baseline Mid- Term Y1 target Y2 target Y3 targe t Y4 targe t +2* and conservation chains supported by MSME2 (1- men; 2- women) Number of people receiving USG￾supported training in natural resources management and/or biodiversity conservation No. Number of people that are trained in improved forest management and sustainable harvesting of NTFPs (1-men; 2-women) MSME 2/BEE Client profile/ Survey Annual/ biannual 1-900 2-300 TBD 1-400 2-100 1-500 2-200 1-900 2-300 Number of hectares in areas of biological significance under improved natural resource management** Hect are (HA) Area of priority forest ecosystems that are managed by community groups supported by MSME2 MSME 2/BEE Survey/Geo graphical Information System (GIS) Biannual 75,000 TBD 25,000 75,000 (cumulat ive) 0 0 75,000 Number of private sector water service providers No. Increased number of private sector firms providing water (disaggregated by sex of head of enterprise) MSME 2/BEE Project records Annual 26 TBD 3 26 (cumulat ive) 0 0 0 Number of people with improved access to drinking water No. Increased number of individuals connected to piped water, MSME 2/BEE Project records/ Survey Semi￾annual/ biannual 75,000 TBD 10,000 50,000 (cumulat ive) 75,00 0 (cum ulativ e) 0 75,000 CAMBODIA MSME 2/BEE MID-TERM REPORT 7 Indicator Unit Definition Source Collection Method Frequency 4 year target Baseline Mid- Term Y1 target Y2 target Y3 targe t Y4 targe t +2* as a result of USG assistance** disaggregated by sex of head of enterprise) Sales of point of use latrines No. Number of latrines sold with support from MSME 2/BEE disaggregated by municipality/pr ovince MSME 2/BEE Project records Annual 5,000 TBD 2,500 2,500 0 0 0 *DCED indicator/requirement **Operational Plan Indicator CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 9 III. MID TERM SURVEY OBJECTIVES AND METHODOLOGY Cambodia MSME Component One looks to strengthen selected value chains through activities that increase enterprise productivity and income. The objective of this Mid Term report is to summarize the results of the survey conducted for a number of project-assisted value chains during the first two years of the project. This study used survey instruments including both closed and opened ended questions, to collect data on enterprise-level indicators established in the Cambodia MSME PEMP, and following the baseline survey conducted in 2009. These indicators include: • Change (in percent) in investments by project-assisted enterprises. • Change (in percent) in volume of production by project-assisted enterprises. • Change (in percent) in value of sales of project-assisted enterprises. • Change (in percent) in income of project-assisted enterprises. • Number of full-time equivalent jobs created. In each value chain, a sample of project-assisted enterprises or households was surveyed using instruments specific to that value chain. Questionnaires therefore varied from one value chain to another, although similar structure and objectives were used to lead the survey. A sample was drawn from one or several types of value chain actors with which the project engages. Additionally, the number and types of enterprises surveyed varied between value chains. For instance, the survey for the pig value chain included pig producers, pig traders, pig input and service providers. In the fish value chain, the sample included two value chain actors: fish producers, and fish traders. In the brick and tile value chain, only one actor was surveyed, namely the brick and tile makers. Survey questionnaires were tailored for each of these value chain actors. Sampling methodology differed for each value chain and is discussed in the next section. To ensure uniform data analysis, interpretation guidelines were created. For all indicators, the following definitions were used throughout the report, unless otherwise noted. • Investment is measured in U.S. dollars and includes assets such as equipment, infrastructure, inventory, transportation assets, etc. • Volume of production is measured in units specific to products in each value chain. • Value of sales is measured in U.S. dollars on either a daily or annual basis. 10 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT • Income is defined as the value of annual sales minus the annual cost of business. Although not a separate PMEP indicator, cost of business was calculated when possible for assisted enterprises to determine income, and included operations costs such as labor, energy and production costs. METHODOLOGY FOR PIG, FISH AND BRICK AND TILE VALUE CHAINS As of the Mid Term survey implemented between February and May 2011, the Cambodia MSME Project had a total of 2,676 active clients in the pig, fish and brick and tile value chains. This represents a decrease from the 2,727 reported in October 2009. Indochina Research Limited (IRL) implemented a Mid Term survey of these three value chains, randomly selecting enterprises in 81 districts in 14 provinces, with a geographic distribution similar to that of all Cambodia MSME chain clients. The parent sampling frame for this Mid Term survey was all active enterprises that have been with the project for at least one year, and that had joined the project before 1 December 2009. From the client list of 15 November 2010, 2,642 enterprises (out of 4,317) had joined the project before 1 December 2009. These 2,642 enterprises form the sample frame. Enterprises were questioned about their activities for the period 1 December 2009 to 1 December 2010. The sampling method was cluster random sampling whereby districts were randomly chosen for each value chain actor type and then all actors of that type were interviewed in the chosen districts. Minimum quotas were determined for each type of actor, aiming at a level of confidence in the results of 95 percent with a margin of error of +/-5 percent for pig producers and a margin of error of +/-10 percent for the smaller finite population of veterinarians and aquaculture producers. The sampling quotas take account of what is called the Design Effect which enlarges sample quotas to compensate for clustering. Data collection took the form of face to face interviews with Cambodia MSME enterprise owners, using a standard questionnaire designed by IRL and the MSME team. Further background checks with enterprises were conducted where necessary, following completion of interviews and preliminary data analysis. Cambodia MSME enterprises consist of a mixture of a majority of small-scale enterprises, and a minority of much larger-scale enterprises. Larger enterprises, while fewer in number, affect the overall sample mean in several types of value chain actors. The median, which gives in these situations a better indication of the profile of more typical small-scale enterprises, is also included in the results, and in tables in the Appendix. Project indicator results are based on the mean for all Cambodia MSME enterprises. The PMEP states that indicator measurements should be disaggregated by gender where appropriate and possible. In this Mid Term Report, for all value chain actor types, researcher report proportions of enterprises owned by women versus men, and enumerate male and female proportions of the enterprise labor force. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 11 IV. BASELINE STUDY RESULTS 1. PIG VALUE CHAIN METHODOLOGY The pig value chain is the major target of the Cambodia MSME Project support. In July 2009, this chain had 1,945 pig enterprises, representing 82 percent of all enterprise clients in Component One- supported value chains. Women owned 24 percent of these enterprises and men owned 76 percent. By October 2009, the number of enterprises grew to 2,226. By May 2011, this chain had 2146 pig enterprises, representing 81 percent of all enterprise clients in Component One of the Cambodia MSME Project. Women own 24 percent of these enterprises and men own 76 percent of them. Pig enterprises in 81 districts and 14 provinces were randomly selected for this survey, with a geographic distribution similar to all Cambodian MSME pig value chain clients. The sample is composed of 717 pig producers, 194 pig input and service-provider enterprises (including veterinarians) and 2 pig trader enterprises. The study focuses on households involved in pig production as the main Cambodia MSME actor in the value chain. A sample of pig veterinarians was also included in the sample, proportional to the number of Cambodia MSME enterprises. A small number of pig traders and pig input and service providers (ISPs) are also included in this study. BUILDING CAMBODIA SWINE INDUSTRY COMPETITIVENESS IN TURBULENT TIMES The 2-year period from 2009 to 2010 covered by this mid-term report was an incredibly difficult and challenging time for Cambodian swine raisers. Individual pig farmers could not compete with illegally imported pigs from Thailand and Vietnam that were often dumped on the Cambodian market at significantly less than the production cost. As shown in the chart below, the swine industry in Cambodia regularly made the news in this period, as shown by news highlights in the first column. These events, characterized by import restrictions, disease outbreaks, wild price fluctuations, and inconsistent government policies, had deep and far reaching effects on the swine industry in Cambodia, as highlighted in column two below. Building the competitiveness of the local swine industry within this unpredictable environment has been both the MSME Project’s biggest challenge and its greatest success, as shown in column three below. Significantly, the project’s work in the swine value chain made integrated progress among all three project components – strengthening selected value chains, strengthening the private sector voice, and strengthening the public sector’s ability to improve the business environment. 12 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT BUILDING SECTOR COMPETITIVENESS – SWINE VALUE CHAIN In the Cambodian Press Cause of Problem and Effect on the Swine Value Chain in Cambodia Response by the MSME Project, Its Swine Value Chain Clients, and Government December 22, 2009 – Beginning in October 2009, “Thai pigs have flooded the Cambodian market, resulting in lower prices and the failure of hundreds of hog farms. The annual import quota for Thai pigs has gone from just 2,000 pigs in 2007 to 300,000 in 2008 and 2009, said Curtis Hundley of the Cambodia Micro, Small and Medium Enterprise Strengthening Project, which is funded by USAID. • Thailand faced a growing swine surplus due to Thai market price ceilings; they could sell pigs above Thai ceiling in Cambodia. • Vietnam was suffering from several disease problems and annual flooding, prompting dumping of piglets and pigs in Cambodia at one￾half the cost of production in Cambodia. • Because all swine was smuggled, they avoided the cost of Cambodian transportation and sanitation permits. • The Effect: Cambodian swine raisers could no longer sell their swine in the local markets because their production costs were relatively more expensive. Many swine raisers went bankrupt and those that stayed in significantly reduced their herd size. • Future local production capacity is reduced which further encourages traders to seek sources outside Cambodia. • Organized Swine Community Interest (IGs) and Working Groups (CWGs) in all 12 provinces as the first step toward competitiveness and policy advocacy. • Facilitated embedded technical trainings from input suppliers and veterinarians to IGs and CWGs to improve competitiveness and market relationships. • Facilitated discussions in 12 provinces to identify ways to improve the Cambodian-raised swine brand in local markets. • Facilitated provincial workshops to prepare the private sector to lobby for their interests at the National Swine Forum. • Facilitated National Swine Business Forum for 226 private sector and government officials to discuss dumping issues. • Provided a training program on anti-dumping procedures to the multi-ministerial trade remedies team. February 6, 2010 – Mong Reththy, president of Mong Reththy Group, a company which breeds young pigs to sell to Cambodian farmers for rearing, said Wednesday that demand for pork in Phnom Penh has increased about 20 per cent in the past year. “We may face a serious shortage of pork at market in the future if the well-to-do in the country are not quick enough to invest their wealth in pig raising to help increase supply,” Mong Reththy said. • Thai and Vietnamese firms continue to dump (selling below production cost) swine on the Cambodian market. • The cumulative effects of the Fall 2009 Cambodian swine industry meltdown are now becoming obvious in local markets. • As imports and smuggling of swine increased during the past months, the effect has been reduced pork prices, a correlated increase in demand, but, in-turn, a destruction of the ability of Cambodian producers and traders to compete. • Facilitated provincial trade fairs in 7 provinces that included swine raiser associations and feed and input suppliers. • Facilitated workshops on improving swine genetics, including purchasing new breeds and artificial insemination to improve breeding stock and reduce pork fat content. • Facilitated workshops on bio-security to reduce disease transmission. • Facilitated an international exposure trip to the Philippines to show the private sector and government how cooperatives work with government offices to improve national swine competitiveness. July 29, 2010 – Srun Pov, president of Association of Pigs Raising in Cambodia, says that about 1,000 pigs are illegally imported • Blue ear disease and others are rampant in the Vietnamese herds again this year leading to • Facilitated radio talk show discussion and one televised panel discussion on the subjects of the Cambodian CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 13 In the Cambodian Press Cause of Problem and Effect on the Swine Value Chain in Cambodia Response by the MSME Project, Its Swine Value Chain Clients, and Government from Viet Nam into Cambodia every day, and some of them are ill. dumping. • Srun Pov creates his own personal Association so he can be a spokesperson and is one of the four “registered” Thai swine importers chosen without competition by MAFF. • Vietnamese dumping and a huge surge in Thai imports has decimated the Cambodian industry again after it began to re-invest in Sprint 2010, once the Vietnamese ran out of pigs to dump. swine industry. Government and private sector representatives participated. • Facilitated cross-provincial meetings between new CWGs and existing, strong CWGs. • Facilitated discussions between leading swine industry representatives and MAFF; MAFF committed to quarterly meetings. • Facilitated provincial private-public dialog on improving slaughterhouse hygiene. August 1, 2010 – Hun Sen announced the suspension of pig imports after blue ear first spread to Cambodia in May, threatening the industry. • The result of private-public dialogs and a coordinated campaign to get the swine issues in the press, facilitated by the CWGs and MSME, have increased pressure on the government to respond. • The “imposed ban” is enforced for only a couple of weeks because the decimated swine industry cannot provide enough pigs to the markets and Thai imports continue. • MSME produces a five CDROM series on artificial insemination to promote improved breeds that grow faster and leaner. • Facilitated several private-public dialogs at the provincial level to gain support for the national initiatives. • Ramped up efforts to facilitate improved animal feeds cooperatives. • In partnership with the Royal University, developed training materials on how to improve the pork processing business. August 5, 2010 – Cambodia authorities on Wednesday imposed ban on import of pigs from neighboring countries, fearing the spread of disease. • The government’s anti-import initiative has been used as a reason to institute additional restrictions on the transport of Cambodia-raised swine, which has increased transport costs and reduced the easy flow to market. • In partnership with CWGs and MAFF, developed a best practice swine raising poster and business-technical training manual. • Analyzed the new transport regulations and disseminated analysis to CWGs so they could engage in discussions with provincial authorities to reduce fees and time. August 11, 2010 – Demand for pork in Cambodia plummets following a ban on Thai and Vietnamese pig imports, amid consumer fear of diseased meat. • The four “licensed” Thai swine importers have actually increased imports and have negotiated with authorities to discourage the import into the Phnom Penh slaughterhouses of Cambodia swine. • The Svay Rieng CWG, the strongest in the MSME client base, are fast to react to the restrictions and together with their provincial government officers, they communicate their displeasure with the increased transport • Facilitated meetings with the CWGs to understand the increased transport restrictions. • Facilitated several meetings between swine industry leaders and MAFF Department of Animal Health and Production to discuss issues. • Facilitated radio talk shows and programs to disseminate information about the truth that there is no danger eating Cambodian pork products if heated properly. 14 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT In the Cambodian Press Cause of Problem and Effect on the Swine Value Chain in Cambodia Response by the MSME Project, Its Swine Value Chain Clients, and Government restrictions and the closing of the unofficial Phnom Penh slaughterhouse access. February 10, 2011 – Despite a six-month ban on pig imports, Cambodia’s pig industry is still struggling and has drastically decreased due to the continued illegal importation of Vietnamese pigs and Thai imports, experts say. In mid-2010, blue-ear disease ravaged the Vietnamese and Cambodian pig industry, killing thousands of swine in both countries. At the time, many experts expected the moratorium to help develop pig production in Cambodia. However, many pig producers are not investing because smuggling has kept prices low. • The four “licensed” Thai swine importers are importing and estimated 2-3,000 head of swine per day; almost 100% of Cambodia’s needs. • Vietnam begins to sell to swine and pork to China, decreasing dumping in Cambodia. • Cambodia’s swine industry is at its lowest production point since 2005. • Herds have been reduced at big producers; many small producers have stopped. • By mid-year, the government, concerned that production has stopped, and at the behest of the private sector, eliminates all transportation permits until 2012. • Facilitated a series of provincial private-public dialogs to discuss transport, import, smuggling and bio-security issues with MAFF’s Department of Animal Health and Production. • Facilitated two strategic communications workshops to improve skills at investigating and presenting issues to the government by the private sector. • Continued to make progress on the Trade Remedies Law drafting using a multi-ministerial approach; this will include anti-dumping measures. • All other value chain activities continue with an emphasis on rebuilding the industry. July 3, 2011 – Thailand suspends exports of live pigs to neighboring countries in a bid to bring down domestic retail pork prices. The ban was imposed after finding that a large number of pigs were being exported to Cambodia and Vietnam, to be sold at higher prices. The ban intends to bring the down the price of pigs in Thailand within two weeks and eventually lower retail pork prices. • Yielding to inflationary pressure, the Thai government suspends all official imports of swine. • Smuggling of smaller quantities of Thai swine continues, but Vietnam swine smuggling has nearly stopped. • Swine prices increase dramatically during the summer of 2011 and both large and small producers reinvest in their herds. • Cambodia’s swine industry has invested in better breeds, better feeds and can now get swine to market faster; they are much more competitively positioned than at any time since 2005. • Facilitated increase numbers of embedded technical trainings, cross-provincial missions for feed producing CWGs and Feed Cooperatives, and less formal and private sector driven provincial discussions between CWGs and government officials. • Provided analysis of the new Animal Health and Production Law and disseminated the analysis to USAID and to all donors interested in the sector. • Analyzed the new Cooperatives Law and facilitated meetings between private sector and government to improve understanding and promote cooperative formation. August , 2011 – Cambodia’s swine industry has proven its resilience. Swine operators who had reduced herds or ceased operations have invested and reopened; Cambodian producers can now supply about 75 to 80% of market requirements. There are no reports in the press about • The reduced imports and smuggling, combined with improved bio-security and business services supplied by veterinarians has rejuvenated the Cambodia swine industry. • CWGs have invested heavily in new production facilities, improved breed, and local feed production. • Increased activities to improve sustainability of past MSME-facilitated activities. Provided CWGs with lists of input suppliers and directed them to contact the input suppliers for further training. • Decreased financial support for all project activities and required the private sector to significantly increase their contributions. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 15 In the Cambodian Press Cause of Problem and Effect on the Swine Value Chain in Cambodia Response by the MSME Project, Its Swine Value Chain Clients, and Government imports, smuggling, transportation issues, or disease outbreaks. • CWGs and a nascent National Swine Raisers Association have continued to improve provincial and national dialog to present and solve issues. Communications are very good. • The new Animal Health Law was placed on hold due to donor-related pressures. • Facilitating more comprehensive provincial private￾public dialog through CWGs. 16 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 1.1 PIG PRODUCERS DEMOGRAPHIC PROFILE Women own 223 (31 percent) of the sampled enterprises. They are located in key rural areas, mainly around the Tonle Sap and Plains areas. Pig producers were interviewed in 14 provinces, with most located in Kampong Thom (15 percent), Prey Veng (12 percent), Siem Reap (10 percent), Kampot (10 percent) and Battambang (10 percent) provinces (see Table 1). TABLE 1: CAMBODIA MSME SAMPLE PIG PRODUCER LOCATION PROFILE Location Sample (Recent clients only) TAMIS (All MSME clients) (n) percent total No. F percent F No. percent total No. F percent F Rural/Urban percent Rural 623 87% 190 85% percent Urban 94 13% 33 15% Region Coastal 70 10% 30 13% Plateau/ Mountain 130 18% 34 15% Plains 190 26% 37 17% Tonle Sap 327 46% 122 55% Provinces Banteay Meanchey 0 0% 0 0% 5 0% 1 0% Battambang 74 10% 23 10% 175 9% 39 8% Kampong Cham 50 7% 8 4% 143 8% 30 6% Kampong Speu 25 3% 10 4% 84 4% 31 6% Kampong Thom 108 15% 44 20% 161 9% 67 13% Kampot 70 10% 30 13% 243 13% 75 15% Kandal 21 3% 4 2% 77 4% 9 2% Kratie 55 8% 16 7% 152 8% 53 10% Phnom Penh 0 0% 0 0% 8 0% 0 0% Prey Veng 83 12% 17 8% 239 13% 49 10% Pursat 64 9% 30 13% 149 8% 57 11% Siem Reap 71 10% 25 11% 190 10% 57 11% Svay Rieng 29 4% 1 0% 88 5% 10 2% Takeo 67 9% 15 7% 158 8% 32 6% Total Sample 717 100% 223 100% 1872 100% 510 100% Demographic data on Cambodia MSME households was collected using a standard USAID Poverty Assessment Tool. As Table 2 shows among pig producer households, 85 percent of heads of households are male (as opposed to 89 percent in 2009), with a mean age of 44 years and an average household size of 5.2 persons (See Table 2). CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 17 TABLE 2: CAMBODIA MSME SAMPLE PIG PRODUCER DEMOGRAPHIC PROFILE Enterprise Household Profile Sample (n) Percent of Enterprises 2009 2011 2009 2011 Demographics Male 495 609 89% 85% Female 60 108 11% 15% Mean household size (persons) 5.2 5.2 Mean Age of household head 43.7 44.5 No pers. >=18 yrs can read simple message 2.1 2.2 Mean months in Cambodia MSME Project 3.4 21.3 Total Sample 555 717 100% 100% 1.1.1 VALUE OF INVESTMENTS BY PROJECT-ASSISTED ENTERPRISES Investments by pig producers consist of various assets and breeding stock, as presented in Figure 1. All sampled enterprises have invested in land for pig production, with a mean area of 92 m2 valued at $548. These figures include larger enterprises. This is significantly lower than 2009, when the mean area of land destined for pig production was 272 m2, valued at $2,902. Farmers largely attributed the reduction in land set aside for pig production as a consequence of the simultaneous outbreaks of swine fever and porcine reproductive and respiratory syndrome (PRRS), also known as blue ear disease. The outbreaks of both diseases had a devastating effect on the pig population throughout the region. Because roughly 1.2 m2 of land is needed per pig – the size of a pen – the reduction in the overall number of pigs due to disease required less land. As Figure 1 also shows, the vast majority of enterprises are still investing in other basic assets, such as pig pens, troughs and motorcycles to transport pigs. Interestingly, fewer enterprises have a cooking pan and cooker (65 percent as opposed to 70 percent in 2009) while slightly more enterprises (59 percent) have a water pump than in 2009 (52 percent). Investment in water pumps could also be related to the benefits it will bring to other agricultural activities carried out at the household (i.e. growing rice) and families consider investing in those things that will provide most benefit to several agricultural activities. Considerably fewer enterprises have invested in other equipment such as biogas (4 percent) or a truck to transport pigs (2 percent). This survey found no enterprises with a feed making machine, as opposed to 5 percent in 2009. Furthermore, a considerable higher percentage of enterprises have artificial insemination equipment (10 percent) than in 2009 when only 2 percent of enterprises had them. Finally, 7 percent of enterprises invest in feed milk. This was not asked in the previous survey in 2009. Investment for breeding stock has been mostly on breeding sows (71 percent of enterprises in 2009 and 74 percent in 2011), while only rarely for breeding boars (7 percent and 8 percent in 2009 and 2001 respectively). Each enterprise owns a mean of 3 breeding sows, valued at $781 each. The mean value of all assets is $2,083 per pig producer enterprise, which is considerably lower to the $4,712 registered in 2009. This reduction in mean value of assets can be mainly attributed to the reduction of invested land for pig production, which on average decreased in value from $2,902 in 2009 to $548 in 2011 and the reduction in value of motorcycles, which decreased from $619 to $356 respectively. 18 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT FIGURE 1: PIG PRODUCERS INVESTMENTS 1.1.2 VOLUME OF PRODUCTION OF PROJECT-ASSISTED ENTERPRISES Pig enterprises typically produce a mix of piglets and feeder pigs, with fewer boars and sows. In the PMEP, volume is defined as the mean total number of pigs of all types produced for sale per enterprise. This definition is linked to the PMEP indicator “value of sales” presented in the next section. The mean volume of production is 27 head of pig per pig producer enterprise supported by the Cambodia MSME program (See Figure 2). FIGURE 2: VOLUME OF PRODUCTION OF PIGS FOR SALE – PIG PRODUCERS CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 19 Figure 2 also shows the breakdown of pig production by type of swine. For instance, fattening pigs are produced by 88 percent of surveyed enterprises (87 percent in 2009), with a mean of 20 sold per year. A mean of 23 piglets are produced and sold every year by 35 percent of enterprises, a slight increase from 32 percent in 2009 (with a mean of 24 piglets sold). This survey revealed an important increase in the number of enterprises producing sows for sale (42 percent) as opposed to only 9 percent of surveyed enterprises in 2009. The mean volume of sales of sows in 2011 was 4, in contrast to only 2 in 2009. Overall, a mean of 27 head of pig for sale were produced by surveyed enterprises among all 717 surveyed pig producers. The survey also enquired about total production of pigs in each enterprise, not only those produced to be sold. Table 3 shows that most enterprises (98 percent) bred or bought piglets, with a mean of 28 head per enterprise, slightly higher than the 2009 mean of 25 head of pig per enterprise. Piglets are most commonly raised as fattening pigs for sale, while about one third (35 percent) will be sold off as piglets (See Figure 2). In addition, 42 percent of surveyed firms had fattening pigs in the weight gain stage before sale (a noticeable increase from 24 percent in 2009), with a mean of 8 head per enterprise (as opposed from 19 head per enterprise in 2009). These results indicate that while more enterprises are fattening pigs for later sale, they are raising fewer head per enterprise. At the time of this survey, pig prices were very low, in part caused by a lack of demand among consumers worried about disease. However, prices were already starting to rise, and indeed by April/May 2011, prices had doubled. Keeping fattening pigs for later sale is therefore a rational reaction to market forces. However, given that the future is never certain, as a risk mitigation strategy, farmers held on to a fewer number of pigs for future sale, causing them to be ready to take advantage of higher prices, but not leaving them completely vulnerable if prices stagnated or declined further. The sows and boars in production are most likely to be younger pigs retained and being raised to replace existing breeding stock. It is important to notice that there was an increase in the percentage of firms producing both boars and sows since 2009, from 3 percent to 8 percent of surveyed firms in the case of boars and from 21 percent to 66 percent in the case of sows. There was also an increase in the mean number of head produced between 2009 and 2011 among surveyed firms, from 2 to 3.5 head per enterprise in the case of boars, and from 3 to 4 in the case of sows. TABLE 3: PIG PRODUCER TOTAL VOLUME OF PRODUCTION Item Sample (n) percent Total Units Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Boars 16 57 3% 8% 1.9 3.5 1 2 Sows 119 472 21% 66% 2.6 4.3 2 3 Fattening Pigs (Fattening) 132 304 24% 42% 19.1 7.8 9 4 Piglets (to Fattening Pigs) 540 701 97% 98% 25.5 28.2 17 20 Total Sample/ Value 555 717 100% 100% 30.0 34.0 20 24 1.1.3 VALUE OF SALES OF PROJECT-ASSISTED ENTERPRISES Figure 3 shows the value of sales of pigs per surveyed enterprise. The value of sales shows enterprise gross sales revenues. The mean value of sales of pigs is $3,514 with a mean of 27 head sold per year and an average value per unit of $148. Among pig producers, pig sales are the most common and valuable (88 percent of surveyed enterprises sell fattened pigs), followed by sows with 42 percent, piglets with 35 20 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT percent and boars with 3 percent. It is interesting to note the sharp increase in the number (percentage) of enterprises selling sows, which grew from 9 percent in 2009 to 42 percent in 2011, with an increase in the average number of sows sold from 2 to 4. As market demand for pork picked up after disease outbreaks waned and consumer fears eased, producers had limited supply of fattened pigs on hand due to reduced stocks. However, in response to a significant increase in market demand, the price for sows moved from $134 to $231 per head. Pig producers therefore chose to sell what stock they had available at the higher prices now offered by the market. FIGURE 3: VALUE OF SALES OF PIG PRODUCERS 1.1.4 COSTS OF PROJECT-ASSISTED ENTERPRISES The costs of pig production include costs of bought stock and the costs of goods and services used during pig production cycles. The mean overall cost of pig production per enterprise is $2,081, which is almost 18 percent higher than in 2009 ($1,775). This can be mainly attributed to the increase in the cost of boars and feed for pigs. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 21 FIGURE 4: COSTS OF PIG PRODUCTION Figure 4 shows that while enterprises breed pigs for sale, some also buy stock to supplement production and sale. The mean cost of stock was $512, which is considerably higher than the $414 mean cost of stock reported in 2009. This can be attributed to the rise in cost of boars. This cost represents 25 percent of all the costs of a pig production business, which is higher than the 23 percent it used to be in 2009. In comparison with 2009, when 50 percent of surveyed firms bought an average of 14 piglets each for fattening at a cost of $484, in 2011 only 37 percent of surveyed firms bought an average of 13 piglets each at a cost of $489. Only 8 percent of surveyed enterprises (as opposed to 15 percent in 2009) bought an average of 11 feeder pigs for fattening and sale, while 52 percent of surveyed enterprises (in contrast with only 10 percent in 2009) bought an average of 2.4 sows at a total cost of $502. Only 6 percent of surveyed pig production enterprises bought an average of 2.4 boars at a cost of $706 .This represents an increase from the 1 percent of surveyed enterprises that bought an average of 1.4 boars in 2009. Pig production costs include expenditures for a range of goods and services, such as feed, transportation, vaccines and other veterinary related costs and technical services. Among the 717 surveyed enterprises, the mean total cost of these goods and services amounted to $1,569 per enterprise, representing75 percent 22 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT of the total costs of these businesses. The most common and largest cost for pig producers was pig feed. Feed costs include the cost of buying feed and the cost of cooking feed for pigs. In 2011, almost all enterprises incurred in homemade and manufactured feed costs (99 percent and 96 percent respectively), with a mean value of $673 and $394 respectively. More importantly perhaps, is the fact that surveyed pig producers increased the amount of homemade feed considerably between 2009 and 2011. Pig producers prepared an average of 7,866 kg of homemade feed in 2011, in contrast with only 2,376 in 2009. This means that pig producers spent a total of $673 per enterprise in homemade feed in 2011, a 48 percent increase from the average of $455 that they spent in 2009. However, in 2011 pig producers spent an average of only $394 in 1,132 kg of manufactured feed, while in 2009 they spent $1,347 buying 809 kg of feed. The total mean cost of both types of pig feed represents an average of 51 percent of total business costs for all pig enterprises. New costs that were added to this survey included manufactured feed by the community in which 5 percent of surveyed firms incurred and manufactured feed at the individual level in which 3 percent of surveyed enterprises incurred. Other common costs of goods and services among pig producers include vaccine costs (86 percent of enterprises with a mean of $18 for 26 vaccines per enterprise, other medicines (75 percent of enterprises with a mean of $17), and transportation costs (79 percent with a mean value of $20). It is important to note the increase in percentage of surveyed firms that claim to have hired full-time labor to work at the pig producer enterprise. While in 2009, only 3 percent of firms said that they hired part-time labor, in 2011, 30 percent of enterprises claimed having hired part-time workers at a mean cost of $209 per year. Similarly, 25 percent of surveyed enterprises claimed to have hired part-time labor at a mean cost of $55 per year/, while this only happened with 1 percent of enterprises in 2009 (with a mean value of $63). There was also a noticeable increase in the percentage of enterprises paying for electricity (62 percent), veterinary service fees (56 percent), hired transportation (37 percent) and water supply (15 percent). Each of these increases indicates increased participation by a greater number of value chain enterprises in the formal sector. Through training offered by the project, participating enterprises are better able to track costs and keep accurate records. The project has also facilitated access to private sector veterinary services in all project areas, as well as access to private sector water services in targeted areas. Specifying feed quantities and cost estimates is difficult for some producers, especially in relation to homemade feed and cooking costs. Assuming that the average of pigs sold per enterprise is 27, each pig would consume on average 333 kg of supplementary feed (manufactured and home-made) (without including feed manufactured at the community and individual level) over its growth cycle from piglet to sale live-weight. The project is actively promoting the local production of homemade feed, at a production cost which is estimated to be as much as 30 percent lower than importing feed from Thailand, the next most affordable option. Currently, approximately 90 client pig enterprises are producing homemade feed for themselves and for some of the 18 small pig associations that the project works with. 1.1.5 INCOME OF PROJECT-ASSISTED ENTERPRISES Income is defined as the value of annual sales minus the annual costs of business. Table 4 shows the Mid Term income results derived from subtracting the costs of business from total value of sales. The mean value of income is $574 per pig producer sampled. This is considerable lower than the $780 reported in the baseline survey of 2009 and responds mainly to an average increase in costs of more than 35 percent mainly fuelled by input costs as highlighted above, despite the fact that the total value of sales also CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 23 increased by around 37 percent. If we consider the median, the increase in costs represents an average increase in costs of 25 percent. Additionally, it was noted that pig farmers tend to spend more on veterinary services during a disease outbreak. However, once swine fever or PRRS (blue ear) are already virulent within a herd, regardless of size, a veterinary response is too late to be effective. TABLE 4: PIG PRODUCER INCOME Item Sample (n) Percent Total Values ($) Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 TOTAL VALUE OF SALES 555 717 100% 100% $2,555 $3,514 $1,382 $2,382 TOTAL COST OF BUSINESS 555 717 100% 100% $1,775 $2,939 $1,020 $2,081 TOTAL SAMPLE / INCOME 555 717 100% 100% $780 $574 $312 $250 1.1.6 OTHER PRODUCTIVITY INDICATORS ON PIG PRODUCING ENTERPRISES As in the 2009 baseline survey, this Mid Term survey includes productivity indicators that are considered important but are not included in the PMEP indicator matrix. These are two indicators, namely feeder pig productivity and pig mortality. Table 5 illustrates two productivity indicators related to feeder pigs. The first indicator shows that the average feeder pig weight at time of sale is 66 kilograms live weight, which is exactly the same figure as in the baseline of 2009. This figure suggests that more has to be done by the Cambodia MSME Project if it is hoped that the average live weight increases to the 70-90 kg range. The average number of days to raise a feeder pig to 80-90 kilograms decreased from 157 days in 2009 to 146 days in 2011. This is a positive sign if the Cambodia MSME Project aims to reduce the average number of days to 120 days, or four months. TABLE 5: CAMBODIA MSME PIG PRODUCTIVITY INDICATORS: FEEDER PIGS Item Sample (n) Percent Total Units Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 AVG. FEEDER KG AT SALE 555 707 100% 99% 66 66 73 75 AVG. DAYS FEEDER TO 80-90KG 501 717 90% 100% 157 146 150 150 Average Kg fattening pigs at the start Bred N/A 459 N/A 64% N/A 19.1 N/A 18 Average Kg fattening pigs at the start - Bought N/A 307 N/A 43% N/A 21.3 N/A 20 Total Sample/ Value 555 100% Table 6 presents productivity indicators in terms of pig mortality, by type of pig. The first column shows a comparison of the number of firms claiming that one or more head of pigs died during the last year by type. TABLE 6: PIG PRODUCTIVITY INDICATORS: PIG MORTALITY 24 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT MORTALITY RATE: PIG PRODUCTION Sample (n) Percent Total Units Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Boars 0 18 0% 3% 0 59% 0 50% Sows 8 96 1% 13% 76% 55% 100% 50% Fattening Pigs 35 27 6% 4% 28% 29% 17% 20% Piglets 255 373 46% 52% 21% 24% 15% 17% Total Sample/ Value 555 717 100% The mortality rates are presented at the enterprise level as the percentage of each type of pig that died as a proportion of all pigs of that type produced by the enterprises. For instance, of the 18 enterprises that reported that at least one of their boars died, on average 60 percent of their boars died. Of the 96 enterprises that reported that at least one of their sows died, on average 55 percent of their sows died. Of the 27 enterprises that reported that one or more of their fattening pigs died, 29 percent of their pigs died. Finally, of the 373 enterprises reporting that at least on their piglets died (representing 52 percent of the total sampled enterprises), on average 24 percent of their piglets died. Noticeably, there was a large increase in surveyed firms claiming that at least one of their boars and one of their sows died. In the first case, while in 2009 no enterprise reported having a dead boar, in 2011, 18 percent enterprises reported having dead boars and an astonishing average of 59 percent of boars died. This is related to the re-emergence of swine fever and PRRS (blue ear) during the year. Also of notice is the sharp increase between 2009 and 2011 of the number of firms reporting at least one dead sow, from 8 enterprises to 96, or from 1 percent of surveyed enterprises to 13 percent of all surveyed enterprises. The percentage of sows dead per enterprises however, decreased from 76 percent on average to 55 percent. 1.2 PIG TRADERS Pig trader enterprises are those that trade pigs for profit. Pigs are purchased from producers and then transported and sold to other pig producers, processors, wholesalers or retailers. As of July 2009, there were four traders in the value chain, one of them a female-owned enterprise. DEMOGRAPHIC PROFILE A sample of two pig traders was included in this pig value chain survey. All are owned by men. One pig trader is located in Battambang province and one in Pursat province. These traders were from multi-role enterprises that are also pig producers (and are recorded in TAMIS as such). CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 25 TABLE 7: PIG TRADER LOCATION PROFILE Sample (Recent clients only) TAMIS (All MSME clients) Location (n) percent total No. F percent F No. percent total No. F percent F Rural/Urban percent Rural 2 100% 0 0% Region Tonle Sap 2 100% 0 0% Province Battambang 1 50% 0 0% 1 17% Kratie 0 0% 0 0% 2 33% 2 67% Pursat 1 50% 0 0% 1 17% Siem Reap 0 0% 0 0% 2 33% 1 33% Total Sample 2 100% 0 0% 6 100% 3 100% The two surveyed pig-traders are enterprises who managed to survive since 2009 and as such are all male￾headed with a mean age of 44 years and an average household size of 5 members. They have an average of 2 adults with basic literacy skills. On average these households have been with the Cambodia MSME Project for 23.5 months at the time of the baseline survey. TABLE 8: PIG TRADER DEMOGRAPHIC PROFILE Enterprise Household Profile Sample (n) Percent of Enterprises Demographics 2009 2011 2009 2011 Male 7 2 100% 100% Mean household size (persons) 5.3 5 Mean Age of household head 36.1 44.5 No. pers. >=18 yrs can read simple message 0.9 2 Mean Months in Cambodia MSME Project 3.7 23.5 Total Sample 7 2 100% 100% 1.2.1 VALUE OF INVESTMENTS BY PROJECT-ASSISTED ENTERPRISES Table 9 shows that of the two surveyed firms only one has a motorcycle to transport pigs. As in 2009, none of the surveyed firms owns a truck for pig transportation and there is little investment in other assets. The Mid Term mean value of total investment per pig trader is $311, which is a significantly lower mean value than the $580 recorded in 2009. 26 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 9: PIG TRADER INVESTMENTS INVESTMENTS: PIG TRADERS Sample (n) Percent Total Units Value ($) Item Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Pig Transport￾Motorcycle 7 2 100% 100% 1 1 1 1 $547 $267 $479 $267 Pig Transport-Truck 0 0 0% 0% 0 0 0 0 $ - $ - Other Major Trading Assets 7 2 100% 100% - - - - $32 $44 $17 $44 Total Sample/ Value 7 2 100% 100% $580 $311 $503 $311 1.2.2 VOLUME OF PRODUCTION OF PROJECT-ASSISTED ENTERPRISES Pig-trader enterprises do not produce pigs for sale but instead trade pigs. For pig traders, the PMEP indicator “Percentage of change in volume of production in project-assisted enterprises” equates to the percentage in change in volume of traded pigs. As Table 10 shows, there has been a great reduction in the average of traded pigs between 2009 and 2011. While in 2009, they traded an average of 516 per year, in 2011 this number went down to 113. Even when comparing the median there has been a considerable reduction in number of traded pigs. The units traded per enterprise also declined drastically, with enterprises now trading on average only 13 sows, 80 fattening pigs and 40 piglets, from much higher numbers in 2009. Anecdotic evidence suggests that this is a result of the swine fever and PRRS (blue ear) epidemics that affected pig farms during 2010. TABLE 10: PIG TRADER VOLUME OF TRADES Item Sample (n) percent Total Units per enterprise Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Boars 3 0 43% 0% 4.3 - 5 - Sows 3 2 43% 100% 21 13 10 13 Fattening Pigs 7 2 100% 100% 143 80 70 80 Piglets 4 1 57% 50% 844 40 1000 40 Total Sample/ Value 7 2 100% 100% 516 113 180 113 1.2.3 VALUE OF SALES OF PROJECT ASSISTED ENTERPRISES The baseline value of the PMEP indicator “Percentage of change in the value of sales of project-supported SMEs” for pig traders is a mean value of trades of $14,148 per project assisted enterprise. This is a much lower mean value than in 2009, when it was $20,598 per project assisted enterprise. Table 11 shows the detail of how trade of pigs has declined among project supported pig traders. The two surveyed firms did not trade boars while the average number of sows traded declined to 13 per enterprise. The average number of fattening pigs also declined to 80 from 143 between 2009 and 2011, while the CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 27 median value of fattening pigs increased from 70 to 80 in the same period. This perhaps reflects that it was the larger pig traders in this project that were hit the hardest by recent events. Fattening pigs are now traded at an average value of $11,285 and a price of $147 per head. The only enterprise that traded piglets during the last year, sold 20 piglets for $1,500 and a price per head of $38. 28 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 11: PIG TRADER VALUE OF TRADES Item Enterprise percent Total Units Values ($) Unit Value/ Head ($) Sample (n) Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Boars 3 0 43% 0% 4 - 5 - $404 - $180 - $93 - $36 - Sows 3 2 43% 100% 21 13 10 13 $2,382 $2,113 $311 $2,113 $113 $119 $31 $119 Fattening Pigs 7 2 100% 100% 143 80 70 80 $12,119 $11,285 $10,890 $11,285 $85 $147 $156 $147 Piglets 4 1 57% 50% 844 20 1000 20 $16,999 $1,500 $16,754 $1,500 $20 $38 $17 $38 Total Sample/ Value 7 2 100% 100% 516 113 180 113 $20,598 $14,148 $19,092 $14,148 $40 $109 $106 $109 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 29 1.2.4 COST OF BUSINESS OF PROJECT-ASSISTED PIG TRADERS The costs of business for pig traders include costs of bought stock, transport and labor. The mean overall cost of business for pig traders is $7,752. Table 13 below shows the results reported by the two pig traders sampled in 2011. The major cost for pig traders is purchases on pig trading stock. For 2011, the two surveyed firms bought an average of 80 head (down from 144 in 2009) for a total cost of $4,250 per enterprise. The average cost of fattening pigs reduced considerably between 2009 and 2011. This can be attributed to the widespread introduction of new pig breeds from the USA, imported via Thailand. These imported pig breeds have a much better conversion rate, requiring only 2.5 or 3 kgs of feed to develop 1 kg of pig weight increase, as opposed to the local breed, which requires 4 kgs of feed per kg of pig weight increase. The imported breed also fatten faster, leaner, and heavier – to 90-100 kg in 4.5 months (after being weaned at 6 weeks) as opposed to 8-10 months for the local breed. The two surveyed firms also bought an average of 20 piglets (down from 844 in 2009) for a total cost of $600. This also shows that the average price of a piglet almost doubled in this period. Fewer piglets were available because of the disease outbreaks. Pig traders also incur in other costs, such as hiring part-time and full-time labor, transport costs, licenses and fees and others, that are relatively smaller (See Table 12). Overall, the average cost of doing business for surveyed/project-assisted is considerably lower than that of the previous survey, mainly as the cost per head of fattening pigs reduced substantially. 30 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 12: PIG TRADER COSTS OF BUSINESS Item Sample (n) percent Total Units Total Values ($) Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 BOUGHT TRADING STOCK Boars 3 0 43% 0% 4.3 - 5 - $535 - $653 - Sows 3 2 43% 100% 21 13 10 13 $442 $2,250 $431 $2,250 Fattening Pigs 7 2 100% 100% 144 80 70 80 $10,523 $4,250 $7,539 $4,250 Piglets 3 1 43% 50% 844 20 1000 20 $14,656 $600 $15,558 $600 GOODS & SERVICES INPUTS Hired Labor Part-Time 1 2 14% 100% - - - - $191 $40 $191 $40 Hired Labor Full-Time 0 2 0% 100% - - - - - $288 - $288 Own Transport: Fuel, Oil, Maintenance 7 2 100% 100% - - - - $265 $252 $151 $252 Hired Transport Costs 2 1 29% 50% - - - - $539 $63 $539 $63 Licenses and Fees 4 1 57% 50% - - - - $138 $8 $132 $8 Other Major Costs 4 1 57% 50% - - - - $28 $2 $30 $2 Total Sample/ Value 7 2 100% 100% $17,764 $7,752 $18,702 $7,752 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 31 1.2.5 INCOME OF PROJECT-ASSISTED ENTERPRISES Income is defined as the value of annual trades minus the annual cost of business. Table 13 shows the Mid Term income results derived from subtracting the cost of business from total value of sales. The mean value of income is $6,396 per pig trader. This means an almost 2.5 times increase in the average income of pig traders, although some caution needs to be taken when comparing the two figures as the samples are drastically different and there have been special circumstances between surveys, such as the emergence of Swine Flu. TABLE 13: PIG TRADER INCOME Item Sample (n) Percent Total Values (USD) Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 TOTAL VALUE OF SALES 7 2 100% 100% $20,598 $14,148 $19,092 $14,148 TOTAL COST OF BUSINESS 7 2 100% 100% $17,764 $7,752 $18,702 $7,752 Total Sample/ Income 7 2 100% 100% $2,834 $6,396 $828* $6,396* * Medians as the midpoint sample values for each indicator do not calculate to total here in this small sample 1.2.6 OTHER PRODUCTIVITY INDICATORS FOR PROJECT-ASSISTED ENTERPRISES Pig traders provided estimates on feeder-pig trade and productivity indicators. The average mean live weights of feeder pigs at sale is estimated at 75 kg, just as in 2009, higher than producer estimates of 66 kg, indicating that traders tend to buy larger feeders intended for sale in the market. The estimated average number of days to raise a feeder pig to 80-90 kg is 140 days, which is a shorter period that the 180 days estimated by the traders in 2009. TABLE 14: PIG PRODUCTIVITY INDICATORS: FEEDER PIGS (TRADERS) Item Sample (n) Percent Total Units Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 AVG. FEEDER KG AT SALE 7 2 100% 100% 75 75 71 75 AVG. DAYS FEEDER TO 80-90KG 7 2 100% 100% 180 140 155 140 Traders were also asked to specify pig mortality rates among pigs bought for trade (See Table 15). Mortality rates were reported zero, as pigs for trade are only kept on hand for a short period for transit to market. This also indicated that existing pig transportation methods are not a cause of pig mortality. 32 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 15: PIG PRODUCTIVITY INDICATORS: PIG MORTALITY (TRADERS) MORTALITY RATE: PIG TRADER Sample (n) Percent Total Units Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Boars 0 0 0% 0% 0.00 - 0.00 - Sows 0 0 0% 0% 0.00 - 0.00 - Fattening Pigs 1 0 14% 0% 0.01 - 0.01 - Piglets 0 0 0% 0% 0.00 - 0.00 - Total Sample/ Value 7 100% 1.3 PIG INPUT AND SERVICE PROVIDERS, INCLUDING VETERINARIANS Pig input and service providers (ISP) perform an important role in the pig value chain, providing a range of goods and services to support pig production. Veterinarians are a particular type of ISP, although there are overlaps in goods and services provisions, particularly in medicinal goods and services, with other input suppliers. Updated TAMIS client data for all input and service providers shows a total of 194 ISP enterprises, including 15 female-owned enterprises. Veterinarians are relatively numerous and perform an important role in the value chain in their own right. Baseline results for some indicators are provided separately for veterinarians, and other input and service providers. DEMOGRAPHIC PROFILE A sample of 194 pig input and service providers is included in this pig value chain baseline. This sample includes 159 veterinarian enterprises, 56 input-supplier enterprises, and 21 enterprises that provide both full veterinarian services and non-veterinarian input supplier services. These sample enterprises are owned by women in 7 percent of cases. These enterprises are mainly located in rural areas, although 10 percent are urban based. They are particularly concentrated in the Tonle Sap region, to the north and northeast of the country. Enterprises were sampled in districts in 14 provinces. Most of these enterprises are located in the provinces of Svay Rieng (22 percent), Kampong Thom (19 percent), Kratie (10 percent), Battambang (8 percent), Kampong Speu (8 percent) and Pursat (8 percent). CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 33 TABLE 16: CAMBODIA MSME SAMPLE PIG INPUT & SERVICE PROVIDER LOCATION PROFILE Sample (Recent clients only) TAMIS (All MSME clients) Location (n) percent total No. F % F No. percent total No. F percent F Rural/Urban percent Rural 174 90% percent Urban 20 10% Region Phnom Penh 2 1% Coastal 15 8% Plateau/mountain 44 23% Plains 61 31% Tonle Sap 72 37% Province Banteay Meanchey 2 1% 0 0% 2 1% 1 5% Battambang 15 8% 2 13% 21 7% 2 10% Kampong Cham 10 5% 0 0% 13 4% 2 10% Kampong Speu 15 8% 1 7% 22 7% 0 0% Kampong Thom 36 19% 5 33% 49 16% 5 24% Kampot 15 8% 0 0% 35 11% 2 10% Kandal 1 1% 0 0% 5 2% 0 0% Kratie 19 10% 0 0% 30 10% 0 0% Phnom Penh 2 1% 1 7% 5 2% 1 5% Prey Veng 7 4% 1 7% 13 4% 1 5% Pursat 15 8% 1 7% 20 6% 2 10% Siem Reap 3 2% 1 7% 4 1% 1 5% Svay Rieng 42 22% 2 13% 71 23% 2 10% Takeo 12 6% 1 7% 21 7% 2 10% Total Sample 194 100% 15 100% 311 100% 21 Pig ISP households are 96 percent male-headed with 44 years as the mean age of household age, and an average household size of 5 persons. Almost all of the 8 percent of female clients live in households headed by males. These households have an average of 2.1 adults with at least very basic literacy – they can read a simple message. On average, these households have been in the project for 22.6 months at the time of the baseline survey. 34 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 17: CAMBODIA MSME SAMPLE PIG INPUT & SERVICE PROVIDER DEMOGRAPHIC PROFILE Enterprise Household Profile Sample (n) Percent of total 2009 2011 2009 2011 Demographics Male 56 186 98% 96% Female 1 8 2% 4% Mean household size (persons) 5.2 5.0 Mean age of household head 42.2 44.2 No pers. >=18 yrs can read simple message 2.1 2.1 Mean months in Cambodia MSME Project 3.4 22.6 Total Sample 57 194 100% 1.3.1 VALUE OF INVESTMENTS BY PROJECT-ASSISTED ENTERPRISES Results on investments for ISP enterprises are provided separately for veterinarian/VLA enterprises and input-supplier enterprises. The Mid Term mean value of the investments by project-supported pig veterinarians/VLA SMEs is $759, compared to an average investment of $1,388 by veterinarians/VLAs in 2009. Figure 3 shows a list of investments for pig veterinarian/VLA enterprises. Almost all enterprises (99 percent) made investments in veterinarian equipment with an average value of $97, and in motorcycle transport (94 percent) with a mean value of $469. Other important investments include equipment for storage and refrigeration and other major input/service assets. Fewer veterinarian/VLA enterprises are willing and/or able to invest in larger-scale investments such as land and building for shops or storage facilities. FIGURE 5: PIG ISP VETERINARIAN/VLA INVESTMENTS CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 35 The mean value of investments by sampled pig input supplier enterprises is $12,533. Pig input suppliers invest mainly on land for a shop or office (96 percent) an average of $4,126, or in buildings for a shop or office (88 percent) an average of $2,937. Other significant investments include equipment for feed storage (41 percent) and for refrigeration (50 percent), motorcycle transport (61 percent) and other veterinarian equipment (75 percent). Fewer pig input suppliers invest on trucks or cars for transport (5 percent) or on equipment for pen/through buildings (20 percent). 36 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT FIGURE 6: PIG ISP INPUT SUPPLIER INVESTMENTS 1.3.2 VOLUME OF PRODUCTION OF PROJECT-ASSISTED ENTERPRISES Pig ISP enterprises provide a range of goods and services, measured in different units, and supplied in different quantities. Therefore, it is not possible to provide a single meaningful PMEP indicator of enterprise-level volume of sales that represents ISP enterprises. However, it is important to examine values of volume of sales for goods and services provided by ISP enterprises. Table 18 describes the volume of sales for goods and services among these ISP enterprises. Results for veterinarians and other input suppliers are provided separately. The volume of sales of veterinarian enterprises typically consists of a combination of service fees (per service) and medicines for vaccination and medical treatment of pigs (per head). In practice, services and medicines can be sold as a package to a customer, so veterinarians were asked to distinguish service fees and medicine components of their sales where possible. The most common and largest sales volumes on average are vaccines, with a mean of 790 vaccines per enterprise. This represents a large increase from the average of 452 vaccines per enterprise reported in 2011, and again may be a consequence of the Swine Flu disease of 2009. Treatment service fees also saw a large increase to a mean of 625 service fees per enterprise from the average of 502 reported in the baseline survey of 2009. Treatment medicines (no. of head) also rose to a staggering 1,112 per enterprise from 225 in 2009. AI services are undertaken by 19 percent of veterinarians (8 percent in 2009) and sales of semen account for 16 percent of enterprises (5 percent in 2009). CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 37 The sales of other ISPs include manufactured pig feed, which in 2011 was sold by 50 ISPs at an average of 64,447 kg per enterprise. ISPs also sell ingredients to feed animals/to prepare animal feed. For instance, 7 enterprises sold an average of 11,486 kg of corn in 2011; 13 enterprises sold an average of 33,508 kg of bran; 2 enterprises sold an average of 4,550 kg of soy bean and; 6 enterprises sold an average of 9,317 kg of fish miller. ISPs also sell veterinarian supplies, such as vaccinations (almost 60 percent of ISPs), medicines (82 percent), and to a much smaller scale pig production and processing equipments (See Table 20). No ISPs provided any transport or technical advisory services. TABLE 18: PIG INPUT & SERVICE PROVIDER VOLUME OF SALES Sample (n) Percent Total Units Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 VETERINARIAN SERVICES Vaccination Service Fee ( no.) 29 139 78% 87% 177 626 36 60 Vaccines (no. of head) 35 142 95% 89% 452 790 160 196 Treatment Service Fee ( no.) 32 144 86% 91% 402 625 107 240 Treatment Medicines (no. head) 31 156 84% 98% 225 1112 100 240 AI Service Fee ( no.) 3 30 8% 19% 3.3 69 3 20 AI Semen (no. of head) 2 25 5% 16% 3.5 69 3.5 25 Total Sub- Sample/ Value 37 159 100% 100% INPUT SUPPLIER SERVICES Feed Sales (kg) 24 50 100% 89% 19848 63447 8000 20700 Ingredient sales – Corn N/A 7 N/A 13% N/A 11486 N/A 0 Ingredient sales – Bran N/A 13 N/A 23% N/A 33508 N/A 0 Ingredient sales - Soy Bean N/A 2 N/A 4% N/A 4550 N/A 0 Ingredient sales - Fish Miller N/A 6 N/A 11% N/A 9317 N/A 0 Ingredient sales – Others N/A 11 N/A 20% N/A - - - Vaccination Sales (bottles) 11 33 46% 59% 470 695 100 55 Medicine Sales (bottles) 13 46 54% 82% 1756 2455 300 116 Pig Production Equipment Sales 6 17 25% 30% - - - - Pig Processing Equipment Sales 0 1 0% 2% - - - - Veterinarian Equipment Sales 10 27 42% 48% - - - - OTHER SERVICES Pig Pen Construction 0 1 0% 2% - 30 - 0 Pig Trough Construction/Sales 1 3 4% 5% 1 1374 1 0 Pig Transport Services 0 0 0% 0% - . - 0 Other Pig Tech. Advisory Services 0 4 0% 7% - 8 - 0 Other Major Input/Service Sales 2 5 8% 9% - - - - Total Sub- Sample/ Value 24 56 100% 100% Total Sample/ Value 57 194 100% 100% 38 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 1.3.3 VALUE OF SALES OF PROJECT/ASSISTED ENTERPRISES For pig ISP enterprises, separate mean values of sales for veterinarian and other input service providers are calculated. The mean value of sales per pig veterinarian enterprise is $2,504. This represents a substantial increase from the $808 reported in the baseline survey of 2009. And the baseline mean value of sales per pig ISP enterprise is $58,902. This is also a noticeable increase from the $16,054 reported as the average value of sales per ISP in 2009. This drastic increase in the average value of sales per ISP could be a consequence of the inclusion of new products and services in the survey such as the sales of ingredients, which were not included in the value of sales of ISPs in the baseline survey of 2009. The breakdown of the total value of sales for all pig ISP enterprises is shown in Figure 5. The volume of sales discussed in the previous section is also included in the figure as a reference. For veterinarians, most of their revenues result from vaccines and medicine, and treatment services. Mean unit values of these medicines and fees are low, mostly less than $1, with a maximum of $1.10 for treatment medicines. For all input suppliers, revenues are dominated by manufactured pig feed sales, at a mean value of $53,282 per enterprise. For 82 percent of input suppliers, medicine sales are also an important source of additional revenue at a mean of $6,467 among these enterprises. For almost 60 percent of enterprises, sales of vaccines ($2,143) and veterinarian equipment ($1,462) are supplementary sources of income. FIGURE 7: VALUE OF SALES OF PIG INPUT AND SERVICE PROVIDERS CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 39 1.3.4 COST OF BUSINESS OF PROJECT-ASSISTED ENTERPRISES This section examines the costs of doing business for pig ISPs in order to determine PMEP Indicators of pig ISP income. Mean values of cost of business are calculated first, followed by income for veterinarians and other input service providers in the next section. For pig ISP enterprises, separate means are calculated for the cost of business for veterinarians and other input service providers. The overall mean cost of business for veterinarians is $1,805 per enterprise. This is a notable increase from the mean cost of business of $483, reported in 2011. This is the result of the increase in the mean cost of vaccines and medicines as well the increase in own transport costs. Also, this time there is the cost of full-time hired labor, previously not reported. For instance, while only 34 percent of enterprises reported buying vaccine stocks, their mean costs increased from $221 in 2009 to $644 in 2011. Furthermore, 84 percent of surveyed enterprises reported buying other medicine stocks at a mean cost of $241in 2011, up from $101 in 2009. Finally, 30 percent of enterprises reported having hired full-time labor at a mean cost of $590. The mean overall cost of business for pig input and service provider enterprises is $50,319 (up from $14,817 in 2009). For input suppliers their costs of business are dominated by the cost of manufactured pig feed stocks at a mean of $46,776 per enterprise. For 84 percent of enterprises, medicine stocks are also an important cost, at a mean of $5,628. For 61 percent of surveyed enterprises, the mean cost of vaccinations is $2,357. This represents a significant increase from the mean cost of $622 in 2009. Also, 39 percent of enterprises incurred in a mean cost of $1,441 to pay for veterinarian equipment and a mean cost of $623 on transportation costs. There was also a noticeable increase from 2009 in pig production equipment to a mean cost of $589 and in the cost of full-time labor at $707. 40 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT FIGURE 8: INPUT AND SERVICE PROVIDER COSTS OF BUSINESS 1.3.5 INCOME OF PROJECT-ASSISTED ENTERPRISES The value for the Component One PMEP Indicator “Percentage change in income of project-assisted enterprises” is determined for pig ISP enterprises and separately for veterinarians and other input and service providers. Income is defined as the value of annual trades minus the annual cost of business. Table 19 shows the baseline income results derived from subtracting the costs of business from the total value of sales. The Mid Term mean value of income is $699 per veterinarian, and $8,583 per input supplier. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 41 TABLE 19: PIG INPUT & SERVICE PROVIDER INCOME Total Income-Pig Input & Service Provider Sample (n) Percent Total Values (USD) Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 VETERINARIAN TOTAL VALUE OF SALES $808 $2,504 $350 $913 TOTAL COST OF BUSINESS $483 $1,805 $238 $884 TOTAL INCOME 37 159 100% 100% $325 $699 $87 $86 INPUT SUPPLIER TOTAL VALUE OF SALES $16,054 $58,902 $7,986 $27,140 TOTAL COST OF BUSINESS $14,817 $50,319 $6,662 $18,272 Total Sample/ Income 24 56 100% 100% $1,236 $8,583 $464 $2,136 1.4 OVERALL PIG VALUE CHAIN PMEP INDICATOR RESULTS The table below summarizes the baseline study results for the pig value chain enterprise-level performance indicators outlined in the Cambodia MSME PMEP. Table 20 presents the overview results for the pig value chain in total and simple mean values when this total is divided by the total number of pig value chain enterprises for all value chain actor types. TABLE 20: MID-TERM STUDY RESULTS FOR THE PIG VALUE CHAIN: ALL ACTORS Indicator Baseline Values Total value Sample (n) Mean value Percent Change Mean Value 2009 2011 2009 2011 2009 2011 1 Percentage change in value of sales $1,977,286 $7,278,724 623 941 $3,174 $7,735 144% of project-assisted enterprise ($/%) 2 Cost of business ($/%) $1,482,955 $5,766,917 623 941 $2,380 $6,128 157% 3 Percentage change in income (gross profit = $494,307 $1,511,806 623 941 $793 $1,607 103% value of sales – cost of business $/ percent) 4 Percentage change in volume of production Multiple products Multiple products 623 941 in project-assisted enterprise (units/%) 5 Number of full-time equivalent jobs created: 1494 N/A 623 N/A 2.4 N/A (FT Job Equiv.= FT jobs*100%+PT jobs*50%) 6 Percentage change in investments ($/%) $2,925,029 $2,328,271 623 941 $4,695 $2,474 -47% 42 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT This table shows that the average value of sales increased by almost 144 percent between 2009 and 2011. Similarly, average business costs increased by 157 percent, while average income increased by a 102 percent. Finally, the average investment decreased by 90 percent, from an average investment per firm of $4,695 in 2009 to $2,474 in 2011. Table 21 presents the PMEP results for the pig value chain disaggregated by types of pig value chain actors. Regarding changes in the values of sales, noteworthy, are the 210 percent increase in the average value sales of pig veterinarians and the 267 percent increase in the average value of sales of ISPs. Regarding costs of doing business, there is a significant increase of 274 percent on the average costs of business of pig veterinarians and a 240 percent increase in the average costs of doing business of ISPs. The average income of pig producers decreased by a 35.77 percent, while the average income of pig traders, veterinarians, and ISPs increased substantially. The average volume of production of pig traders increased by a 36 percent. Finally, the mean value of investments for pig producers, pig traders and veterinarians decreased substantially, while it only increased minimally for ISPs. CAMBODIA MSME 2/BEE MID-TERM REPORT 43 TABLE 21: MID-TERM STUDY RESULTS FOR THE PIG VALUE CHAIN BY ACTOR Indicator Value Chain Actor Baseline Values Vs Follow Up Value Total Value Mean Value Median Value Sample (n) 2009 2011 2009 2011 2009 2011 2009 2011 1 Percentage change in value of sales Pig Producer $1,417,908 $2,519,330 $2,555 $3,514 $1,382 $2,382 555 717 of project-assisted enterprise ($/%) Pig Trader $144,186 $28,295 $20,598 $14,148 $19,092 $14,148 7 2 Pig ISP-Vet./LVA $29,896 $398,174 $808 $2,504 $350 $913 37 159 Pig ISP- Input Supplier $385,296 $3,298,522 $16,054 $58,902 $7,986 $27,140 24 56 Pig Slaughterhouse N/A $1,034,402 N/A $147,772 N/A $136,795 N/A 7 2 Cost of business ($/%) Pig producer $985,126 $2,107,420 $1,775 $2,939 $1,020 $2,081 555 717 Pig Trader $124,350 $15,503 $17,764 $7,752 $18,702 $7,752 7 2 Pig ISP-Vet./LVA $17,871 $286,993 $483 $1,805 $238 $884 37 159 Pig ISP- Input Supplier $355,608 $2,817,848 $14,817 $50,319 $6,662 $18,272 24 56 Pig Slaughterhouse N/A $539,154 N/A $77,022 N/A $75,249 N/A 7 3 Percentage change in income (gross profit= Pig producer $432,782 $411,911 $780 $574 $311 $250 555 717 value of sales-cost of business$/%) Pig Trader $12,792 $2,834 $6,396 $828 $6,396 7 2 Pig ISP-Vet./LVA $12,025 $111,181 $325 $699 $87 $86 37 159 Pig ISP- Input Supplier $29,664 $480,675 $1,236 $8,583 $464 $2,136 24 56 Pig Slaughterhouse N/A $495,248 N/A $70,750 N/A $81,503 N/A 7 4 Percentage change in volume of production Pig producer 13,850 24,367 25 33.98 15 24 555 717 in project-assisted enterprise (units/%) Pig Trader 3,610 226 516 113 180 113 7 2 Pig ISP-Vet./LVA Multiple products Multiple products - - - - 37 159 Pig ISP- Input Supplier Multiple products Multiple products - - - - 24 56 Pig Slaughterhouse Multiple products Multiple products - - - N/A 7 5 Number of full-time equivalent jobs created: Pig producer 1,382 N/A 2.5 N/A 2 N/A 555 N/A (full-time job equiv.= Pig Trader 13 N/A 1.9 N/A 1 N/A 7 N/A FT jobs*100%+PT jobs*50%) Pig ISP-Vet./LVA 42 N/A 1.1 N/A 1 N/A 37 N/A Pig ISP- Input Supplier 57 N/A 2.4 N/A 2 N/A 24 N/A 6 Percentage change in investments Pig producer $2,615,312 $1,493,397 $4,712 $2,083 $1,515 $1,162 555 717 44 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Indicator Value Chain Actor Baseline Values Vs Follow Up Value Total Value Mean Value Median Value Sample (n) 2009 2011 2009 2011 2009 2011 2009 2011 ($/%) Pig Trader $4,057 $622 $580 $311 $503 $311 7 2 Pig ISP-Vet./LVA $51,356 $120,725 $1,388 $759 $618 $472 37 159 Pig ISP- Input Supplier $254,304 $701,821 $10,596 $12,533 $4,073 $2,881 24 56 Pig Slaughterhouse N/A $11,706 N/A $1,672 N/A $997 N/A 7 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 45 2. FISH VALUE CHAIN METHODOLOGY The Fish Value chain was selected as an important target for Cambodia MSME Project support. In July 2009, it had 407 fish enterprises representing 17 percent of enterprise clients in Component One. By October 2011, that number grew to 464. Updated TAMIS client data for July 2009 shows that 24 percent of enterprises were female-owned, and 76 percent were male-owned. This client base reflects the increasing prevalence of Cambodian rural households engaged in fish production, and its potential to increase rural incomes across the country. Fish enterprises in seven provinces were randomly selected for this survey, with a geographic distribution similar to that of all Cambodia MSME fish value chain clients. These enterprises joined the Cambodia at least since December 2009, and sample districts contained 96 percent of recent Cambodia MSME fish producer clients. Proportional quotas set for district and fish producer enterprises were randomly sampled. This sample yielded results for 162 fish producer enterprises, and four fish traders. This survey includes information on new fish value chain actors, such as fingerling suppliers, processors, wholesalers and retailers. 2.1 FISH PRODUCERS DEMOGRAPHIC PROFILE The 162 fish-producer enterprises sampled are all located in rural areas. They are spread across several regions of the country but are most commonly found within the Plateau/Mountain (49 percent) and Plains (44 percent) regions. Fish producers were sampled in seven provinces, with most in Prey Veng, Kampong Cham and Kampong Speu provinces. As of 2011, 22 percent of sampled enterprises are female-owned. 46 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 22: FISH PRODUCER LOCATION PROFILE Sample (Recent Clients Only) TAMIS (All MSME Clients) Location (n) Percent total No. F Percent F No. Percent Total No. F Percent F Rural/Urban percent Rural 162 100% 36 100% Region Plateau/mountain 79 49% 16 44% Plains 71 44% 20 56% Tonle Sap 12 7% 0 0% Provinces Battambang 5 3% 0 0% 31 8% 1 1% Kampong Cham 46 28% 12 33% 89 22% 18 24% Kampong Speu 29 18% 3 8% 55 13% 6 8% Kampong Thom 0 0% 0 0% 1 0% 0 0% Kampot 0 0% 0 0% 36 9% 10 13% Kandal 0 0% 0 0% 12 3% 0 0% Kratie 7 4% 2 6% 12 3% 3 4% Phnom Penh 0 0% 0 0% 1 0% 0 0% Prey Veng 58 36% 18 50% 120 29% 32 43% Pursat 7 4% 0 0% 18 4% 3 4% Siem Reap 0 0% 0 0% 1 0% 0 0% Svay Rieng 0 0% 0 0% 6 1% 0 0% Takeo 10 6% 1 3% 27 7% 2 3% Total Sample 162 100% 36 100% 409 100% 75 100% Demographic data on Cambodia MSME fish producer households was collected using a standard USAID Poverty Assessment Tool. Among fish producers, 91 percent of household heads are male with a mean age of 48 years, and an average household size of 5 persons. Among fish producers, some female Cambodia MSME clients live in households headed by men. These households have an average of 2.2 adults with at least basic literacy. Generally these households were Cambodia MSME Project clients for 29 months at the time of this survey. TABLE 23: FISH PRODUCER HOUSEHOLD DEMOGRAPHIC PROFILE Enterprise Profile Sample (n) Percent of the total 2009 2011 2009 2011 Demographic Male 133 147 91% 91% Female 13 15 9% 9% Mean household size (persons) 5.6 5.3 Mean age of household head 47.4 47.7 No pers. >=18 yrs can read simple message 2.3 2.2 Mean months in MSME Project 4.9 29.1 Total Sample 146 162 100% 100% CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 47 2.1.1 VALUE OF INVESTMENTS BY PROJECT-ASSISTED ENTERPRISES Fish enterprises require substantial investment in land, fish, ponds and equipment for production, as shown in Figure 7. The Mid Term mean value of the PMEP indicator for total investments in 2011 is $11,003 per fish producer enterprise. This is a slightly lower figure than the $12,028 reported in the baseline survey of 2009. As Figure 9 shows, all sampled enterprises have invested in land for fish production with a mean area of 1,409 m2 valued at $4,252, including larger enterprises. This is a substantially lower mean value of land from the one reported in 2009 at $8,763. However, enterprises report that they are using less land area for ponds because of the huge increase in productivity they are able to generate for individual ponds, due to improved feeding and cleaning. In short, they are maintaining smaller pond areas and fewer ponds, but doing so at significantly higher productivity rates. All fish enterprises have also invested on fish ponds excavations at an average of 2,697 m3 and a mean value of $3,456, and other pond areas for an average of 910 m2 at a mean value of $2,945 per enterprise. In addition to basic investments in land and ponds, a large proportion of fish producers invest in production equipment such as feeding pans (83 percent), stoves (77 percent), water pumps (68 percent), motorcycles (68 percent), and to a lesser extent small fish raising equipment (19 percent). Also, a large proportion of enterprises (94 percent) invest in Other Assets. Fewer enterprises invest in hatcheries, including hatchery tanks and equipment, water supply tanks and feed-making machines. FIGURE 9: FISH PRODUCER INVESTMENTS 48 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 2.1.2 VOLUME OF PRODUCTION OF PROJECT-ASSISTED ENTERPRISES Fish producers tend to raise one or more of three species of fish, namely Tilapia, Carp and Pangasius. Fish have three general growth stages, fingerling, stunt fish and mature fish. Fish production most commonly involves raising either bred or bought fingerlings to mature fish for sale. The PMEP indicator for fish volume of production is measured as the total number of fish of all species and growth stages produced for sale per enterprise. This definition links directly to the companion PMEP indicator “value of sales” reported in the next section. The mean volume of production of fish for sale is 3,197 head of fish per fish producer. This is down from 4,294 head of fish per producer reported in the baseline survey of 2009. Figure 10 presents the breakdown of the total volume of production of fish for sale. Of the three species, mature fish are most commonly produced for sale, with 25 percent of enterprises producing a mean of 1,487 mature tilapia per year, 49 percent of enterprises producing an average of 1,022 head of mature carp and 67 percent of enterprises producing an average of 2,471 head of mature tilapia. Noticeably the percentage of sampled enterprises producing mature tilapia decreased from 56 percent in 2009 to 25 percent in 2011, as well as the average units of production by 33 percent. Furthermore, while the percentage of firms producing carp is the same, the average head of mature carp produced per enterprise increased by almost 90 percent. Finally, the average number of head of mature pangasius produced by firm increased by 20 percent between 2009 and 2011. On the other hand, only 2-12 percent of enterprises produce stunt fish of any species for sale and none of the surveyed firms produced fingerlings for sale. FIGURE 10: VOLUME OF FISH PRODUCTION FOR SALE BY FISH PRODUCERS The survey also asked about total fish production by producers, including fish bred and bought rather than only sold. As in 2009, a majority of fish producers had sizeable fish stocks on hand, mostly consisting of fingerlings, in particular carp and pangasius. The mean total volume of production of fish is 5,592 head of fish per fish producer. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 49 As Figure 11 shows, most enterprises (65 percent from 53 percent in 2009) raised a mean of 4,070 pangasius fingerlings, 49 percent of enterprises (down from 55 percent in 2009) raised a mean of 1,768 carp fingerlings and 26 percent of enterprises raised a mean of 6,653 tilapia fingerlings. Only a limited percentage of enterprises (8 percent the most) had stunt or mature fish of any species in production. FIGURE 11: TOTAL VALUE OF PRODUCTION BY FISH PRODUCERS 2.1.3 VALUE OF SALES OF PROJECT-ASSISTED ENTERPRISES The Mid Term mean value of sales is $2,155 per sampled fish producer enterprise. The mean total enterprise value of sales is derived from the mix of species and growth stages of fish at sale. Most of this total value of sales is derived from sales of mature fish. For instance, 67 percent of surveyed enterprises sold mature pangasius with a mean value of $2,101; 49 percent of enterprises sold mature carp for a mean value of $873; and 25 percent of enterprises sold mature tilapia for a mean value of $927. It is important to note the change in mean value of sales of fish. For example, the mean value of sales of mature tilapia went from $1,241 in 2009 to $927 in 2011. The mean value of sales of mature carp increased from $559 to $873 in the same period, and the mean value of sales of mature pangasius increased from $1,710 to $2,101 in the same period. Finally, while a similar limited percentage of enterprises sold stunted tilapia, its mean value of sales increased from $44 to $714 in only two years, while the mean value of sales of fingerling tilapia decreased from $927 to $228, perhaps explaining why only 2 percent of firms sold it. Finally, the mean value of stunted pangasius sank from $712 in 2009, when 8 percent of surveyed enterprises sold it, to $119 when 15 percent of surveyed enterprises did. None of the surveyed enterprises sold fingerling carp or pangasius during 2010. 50 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT FIGURE 12: VALUE OF SALES OF FISH PRODUCERS 2.1.4 COST OF BUSINESS OF PROJECT ASSISTED-ENTERPRISES The costs of business for fish production include cost of bought stock, and goods and services used during fish production cycles. The mean cost of business for fish enterprises is $1,173 per enterprise. A notable increase from the $608 reported in 2009. Figure 13 shows the results regarding the costs of business for fish production. Around half of all producers bought stock of fingerlings to supplement breeding, including an average of 1,158 tilapia fingerlings for $29; an average of 1,747 carp fingerlings for $55; and an average of 4,070 fingerling pangasius for $118. The most significant change from the baseline survey, seems to be the lower percentage of surveyed enterprises (23 percent) that bought stocks of fingerling tilapia than in 2009 (49 percent). The most common costs of business in goods and services include fish feed such as rice bran at a mean cost of $303 per year, manufactured feed at a mean cost of $247, broken rice at a mean cost of $87 and trash fish at a mean cost of $129. Noticeably, 72 percent of surveyed enterprises spend money on firewood or items used for cooking fish food at an average of $40 per enterprise. Energy costs are common with 68 percent of enterprises spending on average $32 on fuel, oil and maintenance of own transport; 69 percent of surveyed enterprises spending on average $28 on fuel, oil and maintenance of machinery; 58 percent of surveyed firms spending on average $16 on electricity or a battery and; 49 percent of enterprises spending on average $15 (per year?) on hired transport. Only between 4 and 22 percent of enterprises bought medicines and none bought hormones. There was a significant increase in the percentage of surveyed enterprises that paid for labor. Around 60 percent of enterprises paid an average of $273 for full-time labor and 63 percent of enterprises paid an average of $103 for part-time labor. The project actively facilitates enterprises to hire additional labor to expand their business and increase incomes, including labor hired to produce homemade fish and animal feed. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 51 FIGURE 13: COSTS OF BUSINESS FOR FISH PRODUCERS 2.1.5 INCOME OF PROJECT ASSISTED-ENTERPRISES Table 24 below shows Mid-Term income results derived by subtracting cost of business from total value of sales. The baseline PMEP mean value of income is $982 per fish producer enterprise. This represents a decrease of 36 percent from the mean value of income reported in the baseline survey in 2009. This is because while mean value of sales of surveyed enterprises increased by almost 11 percent, the mean value of their costs increased by almost 93 percent. TABLE 24: FISH PRODUCER INCOME TOTAL INCOME-FISH PRODUCTION Sample (n) Percent Total Values (USD) Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 TOTAL VALUE OF SALES $1,947 $2,155 $657 $924 TOTAL COST OF BUSINESS $608 $1,173 $266 $828 Total Sample/ Income 146 162 100% 100% $1,339 $982 $221 $214 52 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 2.1.6 OTHER PRODUCTIVITY INDICATORS FOR PROJECT-ASSISTED ENTERPRISES This survey included two indicators considered important but not included in the PMEP indicator matrix, namely fish productivity and fish mortality by species. Table 25 includes two indicators of productivity related to mature fish production. Estimated average weight (in kg) of mature fish at sale was between 0.5 and 0.6 kilograms per head for all three species. TABLE 25: FISH PRODUCER PRODUCTIVITY INDICATORS PRODUCTIVITY INDICATOR -FISH PRODUCTION Sample (n) Percent Total Units Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 AVG. FEEDER KG AT SALE Avg. Mature Carp kg at sale 94 81 64% 50% 1 0.5 0.8 0.5 Avg. Mature Tilapia kg at sale 94 43 64% 27% 0.9 0.5 0.6 0.4 Avg. Mature Pangasisus kg at sale 74 108 51% 67% 0.9 0.6 0.7 0.6 AVG MONTHS FISH GROWTH TO MATURE SOLD KG Avg. months fish grow to mature sold kg-Carp 94 81 64% 50% 7.7 7.8 7 8 Avg. months fish to grow to mature sold kg-Tilapia 94 43 64% 27% 7.7 7.6 7 8 Avg. mths fish to grow to mature sold kg-Pangasius 74 108 51% 67% 9.0 9.2 9 9 Total Sample/ Value 146 162 100% 100% Table 26 shows productivity indicators in terms of mature fish mortality by species. The first column shows the number of such enterprises reporting that one or more head died, by type. The reported mortality rates are at the enterprise level, as the percentage of each fish type reported dead as a proportion of all mature fish of that type produced by the enterprise. A higher proportion of surveyed enterprises reported mature pangasius mortality (34 percent) as compared to carp (20 percent) and tilapia (10 percent). The mortality rates by species among enterprises range between 4 and 6.5 percent of mature fish produced. These mortality rates are in a couple of cases (carp and pangasius) higher that those reported in the baseline survey of 2009, and represent a significant loss to production and sales. TABLE 26: FISH PRODUCER MORTALITY INDICATORS Item Sample (n) Percent Total Units Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 MATURE TILAPIA MORTALITY RATE 49 17 34% 10% 8.80% 4.02% 4.80% 2.40% MATURE CARP MORTALITY RATE 31 33 21% 20% 7.40% 10.51% 6.50% 5.00% MATURE PANGASIUS MORTALITY RATE 36 55 25% 34% 7.40% 8.43% 4.00% 4.00% Total Sample/ Value 146 162 100% 100% CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 53 2.1.7 FINGERLING PRODUCERS Demographic data Four fingerling-producer enterprises were sampled in this Mid-Term survey, which are all located in rural areas. They are spread across several regions of the country but are most commonly found within the Plateau/Mountain (50 percent) and one in Coastal (25 percent) and Plains (25 percent) regions each. Fingerling-producers were sampled in four provinces, namely Kampong Cham and Kampong Speu, Kampot and Prey Veng provinces. As of 2011, 1 sampled enterprise is female-owned. TABLE 27: CAMBODIA MSME SAMPLE FINGERLING PRODUCER LOCATION PROFILE Location Sample (Recent clients only) TAMIS (All MSME clients) (n) Percent total No. F Percent F No. Percent total No. F Percent F Rural/Urban percent Rural 4 100% 1 100% Region Coastal 1 25% 0 0% Plateau/mountain 2 50% 0 0% Plains 1 25% 1 100% Provinces Battambang 0 0% 0 0% 2 22% 0 0% Kampong Cham 1 25% 0 0% 1 11% 0 0% Kampong Speu 1 25% 0 0% 2 22% 0 0% Kampot 1 25% 0 0% 1 11% 0 0% Prey Veng 1 25% 1 100% 1 11% 1 100% Takeo 0 0% 0 0% 2 22% 0 0% Total Sample 4 100% 1 100% 9 100% 1 100% Demographic data on Cambodia MSME fingerling producer households was collected using a standard USAID Poverty Assessment Tool. Among fingerling producers, 100 percent of household heads are male with a mean age of 49 years, and an average household size of 5 persons. Among fish producers, some female Cambodia MSME clients live in households headed by men. These households have an average of 3 adults with at least basic literacy. Generally these households were Cambodia MSME Project clients for 28 months at the time of this survey. 54 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 28: CAMBODIA MSME SAMPLE FINGERLING PRODUCER DEMOGRAPHIC PROFILE Enterprise Household Profile Sample (n) Percent of Enterprises Demographics Male 4 100% Mean household size (persons) 5.25 Mean Age of household head 49 No pers. >=18 yrs can read simple message 3 Mean months in Cambodia MSME Project 28 Total Sample 4 100% 2.1.7.1 Value of Investments by Project-Assisted Enterprises The Mid Term mean value of the PMEP indicator for total investments in 2011 is $36,898 per fingerling producer enterprise. As Table 29 shows, all sampled enterprises have invested in land for fish breeder production with a mean area of 4,987 m2 valued at $20,563, including larger enterprises. All fingerling fish enterprises have also invested on nursing ponds at an average of 28.5 m3 and a mean value of $21, and other pond areas (fish breeder pond) for an average of 1,506.3 m2 at a mean value of $7,088 per enterprise. In addition to basic investments in land and ponds, a large proportion of fish producers invest in production equipment such as feeding pans (75 percent), stoves (75 percent), water pumps (100 percent), breeding materials (100 percent) and others. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 55 TABLE 29: FINGERLING PRODUCER INVESTMENTS Item Sample (n) Percent Total Units Values ($) Mean Median Mean Median ASSETS Land for Fish Breeder Production 4 100% 4987.5 4787.5 $20,563 $17,438 Nursing Pond 4 100% 28.5 15.5 $21 $12 Fish Breeder Pond 4 100% 1506.3 1512.5 $7,088 $2,450 Feeding pan 3 75% 1.0 1.0 $14 $13 Stove 3 75% 1.0 1.0 $7 $5 Water Pump 4 100% 3.5 3.5 $595 $440 Fingerling Hatcheries Tank 4 100% - - $1,863 $1,200 Nursing Tank 4 100% - - $960 $770 Hormone Sales 4 100% - - $205 $225 Breeding Materials (syringe and water) 4 100% - - $13 $14 PH and Oxygen Meters 4 100% - - $35 $10 Oxygen 3 75% - - $57 $50 Plastic Bag and Rubber Band 4 100% - - $172 $113 Transport-Motorcycle 4 100% 1.3 1 $711 $630 Transport-Truck 2 50% 1.0 1 $5,200 $5,200 Other Major Assets 4 100% - - $404 $263 Breeder Tilapia 3 75% 317 350 $205 $250 Silver Carp 3 75% 135 200 $303 $400 Common Carp 3 75% 121 100 $181 $200 Pangasius 3 75% 40 40 $490 $400 Roho 2 50% 175 175 $393 $393 Kanthor 1 25% 500 500 $188 $188 Indian Carp 3 75% 186 250 $263 $150 Silver Barb 4 100% 223 175 $286 $88 Total Sample/ Value 4 100% $36,898 $26,849 2.1.7.2 Volume of Production of Project-Assisted Enterprises Fingerling producers tend to raise one or more of eight species of fish, namely Tilapia, Silver Carp, Common Carp, Pangasius, Roho, Kanthor, Indian Carp and Silver Barb. Fish have three general growth stages, fingerling, stunt fish and mature fish. Fish production most commonly involves raising bred or bought fingerlings to mature fish for sale. The PMEP indicator for fingerling volume of production is measured as the total number of fingerling fish of all species for sale per enterprise. The mean volume of production of fingerling fish for sale is 3,155,325 head of fingerling per fingerling fish producer. Table 30 presents the breakdown of the total volume of production of fingerling fish for sale. Of the eight species, Indian Carp and Silver Barb are most commonly produced, with 75 percent of enterprises producing a mean of 1,750,833 Indian Carp per year, and 100 percent of enterprises producing an average of 1,333,00 head of Silver Barb per year. On the other hand, only 1 enterprise produced Kantor fingerling at an average of 200,000 per year. 56 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 30: FINGERLING PRODUCER VOLUME OF PRODUCTION OF FINGERLING FOR SALE Volume of Fingerling Sales Sample (n) Percent Total Units Item Mean Median Tilapia 3 75% 118,333 140,000 Silver Carp 3 75% 110,000 100,000 Common Carp 3 75% 93333 110,000 Pangasius 2 50% 267,150 267,150 Roho 2 50% 170,000 170,000 Kanthor 1 25% 200,000 200,000 Indian Carp 3 75% 1,750,000 180,000 Silver Barb 4 100% 1,333,000 230,000 Total Sample/ Value 4 100% 3155325 1035650 The survey also asked about total fingerling fish production by producers, including fish bred and bought rather than only sold. A majority of fingerling fish producers had sizeable fish stocks on hand, mostly consisting of fingerling Indian carp and Silver Barb. The mean total volume of production of fish is 3,291,750 head of fish per fingerling fish producer. TABLE 31: FINGERLING PRODUCER TOTAL VOLUME OF PRODUCTION Item Sample (n) Percent Total Units Mean Median Tilapia 3 75% 140,167 150,500 Silver Carp 3 75% 123,500 115,000 Common Carp 3 75% 118,667 125,000 Pangasius 3 75% 184,333 2,000 Roho 2 50% 180,500 180,500 Kanthor 1 25% 216,000 216,000 Indian Carp 3 75% 1,786,833 200,000 Silver Barb 4 100% 1,382,375 245,750 Total Sample/ Value 4 100% 3,291,750 1,159,500 2.1.7.3 Value of Sales of Project-Assisted Enterprises The Mid Term mean value of sales is $41,653 per sampled fingerling fish producer enterprise. The mean total enterprise value of sales is derived from the mix of species of fingerling fish at sale. For instance, 100 percent of surveyed enterprises sold fingerling Silver Barb with a mean value of $16,778; 75 percent of enterprises sold fingerling Indian Carp for a mean value of $21,845; and 50 percent of enterprises sold Fingerling Pangasius for a mean value of $4,680. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 57 TABLE 32: FINGERLING PRODUCER VALUE OF SALES Enterprises Units Sold (head) Total Value ($) Unit Value / Head ($) Item Number Percent Total Mean Median Mean Median Mean Median Tilapia 3 75% 118,333 140,000 $1,713 $2,450 $0.014 $0.013 Silver Carp 3 75% 110,000 100,000 $1,375 $1,250 $0.013 $0.013 Common Carp 3 75% 93,333 110,000 $1,167 $1,375 $0.013 $0.013 Pangasius 2 50% 267,150 267,150 $4,680 $4,680 $0.021 $0.021 Roho 2 50% 170,000 170,000 $2,125 $2,125 $0.013 $0.013 Kanthor 1 25% 200,000 200,000 $7,500 $7,500 $0.038 $0.038 Indian Carp 3 75% 1,750,000 180,000 $21,875 $2,250 $0.013 $0.013 Silver Barb 4 100% 1,333,000 230,000 $16,778 $2,875 $0.016 $0.013 Total Sample/ Value 4 100% 3,155,325 1,035,650 $41,653 $15,804 2.1.7.4 Cost of Business of Project Assisted-Enterprises The costs of business for fingerling fish production include cost of goods and services used during fingerling fish production cycles. The mean cost of business for fingerling fish enterprises is $6,399 per enterprise. Table 33 shows the results regarding the costs of business for fingerling fish production. All producers paid for a nursing pond, a water pump and for other costs such as hormones and breeding materials. Energy costs are also common with 100 percent of enterprises spending on average $306 on fuel, oil and maintenance of own transport; 100 percent of surveyed enterprises spending on average $94 on fuel, oil and maintenance of machinery and 75 percent of surveyed firms spending on average $166 on electricity or a battery. TABLE 33: FINGERLING PRODUCER COSTS OF BUSINESS Sample (n) Percent Total Units Total Values ($) Item Mean Median Mean Median Costs of Business Nursing Pond 4 100% 28.5 15.5 $21 $12 Water Pump 4 100% 3.5 3.5 $401 $440 Hatchery 3 75% - - $242 $100 Nursing Tank 3 75% - - $175 $100 Fish Medicine Sales-Bottle 2 50% 3 3 $19 $19 Fish Medicine Sales Tablet 0 0% - - - - Hormone Sales-Bottle 4 100% 1.5 1 $95 $95 Hormone Sales-Tablet 2 50% 200 200 $34 $34 Breeding Materials (syringe and water) 4 100% - - $13 $14 PH and Oxygen Meters 4 100% - - $24 $10 Oxygen 3 75% 4 2 $40 $50 58 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Sample (n) Percent Total Units Total Values ($) Item Mean Median Mean Median Plastic Bag and Rubber Band 4 100% 37 36 $71 $49 Transport-Motorcycle 3 75% 1 1 $807 $700 Transport-Truck 2 50% 1 1 $3,200 $3,200 Other Major Assets 3 75% - - $63 $25 Lime Sales 3 75% 160 150 $40 $38 Machinery Fuel, Oil, Maintenance 4 100% - - $94 $118 Electricity/battery 3 75% - - $166 $240 Hired Labor Part-Time 4 100% - - $109 $125 Hired Labor Full-Time 4 100% - - $275 $300 Other Technical Services 1 25% - - $200 $200 Transport Fuel, Oil, Maintenance 4 100% - - $306 $355 Transport Rental Costs 2 50% - - $150 $150 Licenses and Fees 0 0% - - - - Breeder Tilapia 3 75% 167 200 $246 $250 Silver Carp 3 75% 168 200 $387 $400 Common Carp 3 75% 137 150 $214 $300 Pangasius 3 75% 44 50 $523 $500 Roho 2 50% 250 250 $580 $580 Kanthor 1 25% 100 100 $1,250 $1,250 Indian Carp 3 75% 186 250 $263 $150 Silver Barb 4 100% 210 175 $262 $88 Total Sample/ Value 4 100% $6,399 $6,258 2.1.7.5 Income of Project Assisted-Enterprises Table 34 below shows Mid-Term income results derived by subtracting cost of business from total value of sales. The baseline PMEP mean value of income is $35,254 per fish producer enterprise. Perhaps a more realistic median value of income is $5,718. TABLE 34: FINGERLING PRODUCER INCOME Item Sample (n) Percent Total Values ($) Mean Median TOTAL VALUE OF SALES 4 100% $41,653 $15,804 TOTAL COST OF BUSINESS 4 100% $6,399 $6,258 TOTAL SAMPLE / INCOME 4 100% $35,254 $5,718 2.1.7.6 Other Productivity Indicators for Project-Assisted Enterprises Table 35 shows productivity indicators in terms of fingerling fish mortality by species. The first column shows the number of such enterprises reporting that one or more head died, by type. The reported mortality rates are at the enterprise level, as the percentage of each fish type reported dead as a proportion of all fingerling fish of that type produced by the enterprise. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 59 TABLE 35: FINGERLING PRODUCTIVITY INDICATORS: FINGERLING MORTALITY MORTALITY RATE: Fingerling PRODUCTION Sample (n) Percent Total Units Item Mean Median Tilapia 3 75% 17% 20% Silver Carp 3 75% 11% 10% Common Carp 3 75% 19% 16% Pangasius 3 75% 14% 10% Roho 2 50% 6% 6% Kanthor 1 25% 7% 7% Indian Carp 3 75% 6% 6% Silver Barb 4 100% 5% 5% Total Sample/ Value 4 100% 2.2 FISH TRADERS Fish trader enterprises trade fish for profit. Fish are purchased from producers, and transported and sold to other fish producers, processors, wholesalers, or retailers. Updated TAMIS client data for all traders in July 2011 shows 4 fish traders, including 1 female owned enterprise. DEMOGRAPHIC PROFILE A limited sample of four fish traders is included in this value chain baseline. One these enterprises is female-owned. All traders are located in rural areas, two in Kampong Cham and two in Prey Veng province. TABLE 36: CAMBODIA MSME SAMPLE FISH TRADER LOCATION PROFILE Sample (Recent clients only) TAMIS (All MSME clients) Location (n) percent total No. F percent F No. percent total No. F percent F Rural/Urban percent Rural 4 100% 1 100% Region Plateau/mountain 2 50% 0 0% Plains 2 50% 1 100% Provinces Kampong Cham 2 50% 0 0% 2 33% Kratie 0 0% 0 0% 1 17% 1 33% Prey Veng 2 50% 1 100% 2 33% 2 67% Pursat 0 0% 0 0% 1 17% Total Sample 4 100% 1 100% 6 100% 3 100% Fish-trader households are all male-headed, with a mean of 51.5 years, and an average household size of 5 persons. Sampled households have an average of 2 adults with basic literacy skills. On average, these households have been with the Cambodia MSME Project for 28 months at the time of the baseline survey. 60 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 37: FISH TRADER DEMOGRAPHIC PROFILE Enterprise Household Profile Sample (n) Percent Total 2009 2011 2009 2011 Demographic Male 4 4 100% 100% Mean household size (persons) 4 5 Mean age of household head 42.8 51.5 No pers. >=18 yrs can read simple message 1.8 2 Mean months in Cambodia MSME Project 5 28 Total Sample 4 4 100% 100% 2.2.1 VALUE OF INVESTMENTS BY PROJECT-ASSISTED ENTERPRISES The Mid Term mean value of investments by project-supported fish traders is $7,616. This represents a sharp increase from the mean value of investments of $902 reported in the baseline survey of 2009. However, as Table 38 shows, this is mainly a result of investments in transportation for fish, namely a motorcycle and a truck. A more representative mean value shows that investments grew from $844 in 2009 to $1,193 in 2011. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 61 TABLE 38: FISH TRADER INVESTMENTS INVESTMENTS-FISH TRADER Number Percent Total Units Values (USD) Item Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 ASSETS Fish transport: motorcycle 4 3 100% 75% 1.3 1 1 1 $273 $805 $225 $700 Fish transport: truck 2 1 50% 25% 1 2 1 2 $1,101 $24,000 $1,101 $24,000 Aerator Tank N/A 2 N/A 50% N/A 1.5 N/A 1.5 N/A $680 N/A $680 Tank N/A 4 N/A 100% N/A 22 N/A 3 N/A $672 N/A $135 Other major trading assets 4 4 100% 100% - - - - $79 $34 $45 $24 Total Sample/ Value 4 4 100% 100% $902 $7,616 $844 $1,193 62 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 2.2.2 VOLUME OF PRODUCTION OF PROJECT-ASSISTED ENTERPRISES Fish trader enterprises do not themselves produce fish for sale but instead trade fish. For fish traders, the PMEP indicator “Percentage change in volume of production in project-assisted enterprises” refers to the volume of traded fish. The mean volume of traded fish is 62,167 head of fish of all types – all species and growth stages – per Cambodia MSME enterprise. Table 39 shows the volume of trades by fish species and growth stage. Most commonly, mature fish of all three species are traded. The tilapia species has the largest sales volume, with a mean of 70,740 head of stunted tilapia and 19,380 head of mature tilapia traded in 2011. The panganius species is also sold a lot, with 12,425 head of stunted pangasius and 21,345 head of mature pangasius traded in 2011. TABLE 39: FISH TRADER VOLUME OF TRADES Item Sample (n) Percent Total Units Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Mature fish - Tilapia 2 2 50% 50% 5,100 19,380 5,100 19,380 Mature fish - Carp 2 2 50% 50% 9,300 14,470 9,300 14,470 Mature fish - Pangasius 3 4 75% 100% 17,833 21,345 9,000 13,300 Stunted fish -Tilapia 0 1 0% 25% - 70740 - 70740 Stunted fish - Carp 0 0 0% 0% - - - - Stunted fish - Pangasius 0 2 0% 50% - 12425 - 12425 Fingerling - Tilapia 0 0 0% 0% - - - - Fingerling - Carp 0 0 0% 0% - - - - Fingerling - Pangasius 1 0 25% 0% 62,200 - 62,200 - Total Sample/ Value 4 4 100% 100% 35,910 62,167 31,475 25,875 2.2.3 VALUE OF SALES OF PROJECT-ASSISTED ENTERPRISES The baseline for the PMEP indicator “Percentage change in value of sales of project-supported SMEs” for fish traders is a mean value of trades $86,023 in 2011, up from $22,024 in 2009. Perhaps, a median of $33,713 is a more realistic parameter of sales. The most common and largest contribution to total value of sales is stunted tilapia (although this could be biased by the sales of one enterprise), at a mean vale of $77,814, followed by mature pangasius and tilapia. Table 40 shows the breakdown of the value of trades per enterprise. Unit volumes traded by type are included in the table for reference. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 63 TABLE 40: FISH TRADER VALUE OF SALES 2.2.4 COST OF BUSINESS OF PROJECT-ASSISTED ENTERPRISES The costs of business for fish traders mainly include costs of bought fish stock and transport. The mean overall cost of business for fish traders is $17,194 per enterprise. Table 41 shows the Mid Term cost of business. The major cost of business for traders is purchases of stocks of fish for trading, which account for a large proportion of total business costs. These costs are mainly for mature fish, largely pangasius, with the exception of stunted tilapia, which could be a one-off purchase of fish for trading. Other costs include costs for hiring part-time and full-time labor, with a mean value of $700 and $1,425 per year, respectively. Other limited types of business costs include own transport costs, fees and other costs. TABLE 41: FISH TRADER COST OF BUSINESS 2.2.4 INCOME OF PROJECT-ASSISTED ENTERPRISES Income is defined as the value of annual trades minus the annual cost of business. The mean income is $19,454. A more realistic median is $16,519. Table 42 shows the Mid Term income results derived by subtracting the cost of business from total value of trades. 64 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 42: FISH TRADER INCOME Sample (n) Percent Total Values (USD) Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 TOTAL VALUE OF SALES 4 4 100% 100% $22,024 $86,023 $21,837 $33,713 TOTAL COST OF BUSINESS 4 4 100% 100% $19,621 $66,569 $19,193 $17,194 Total Sample/ Income 4 4 100% 100% $2,403 $19,454 $2,643 $16,519 2.2.5 OTHER PRODUCTIVITY INDICATORS FOR PROJECT-ASSISTED ENTERPRISES Fish traders were also asked to give estimates of the average weight of mature fish of various species at sale. Traders mean live weights of mature fish at sale varied by species, from a higher mean for pangasius at 0.9 kg per head, to a lower mean for carp at 0.5 kg per head. TABLE 43: FISH TRADER PRODUCTIVITY INDICATORS Item Sample (n) percent Total Units Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 AVG. MATURE FISH KG AT SALE Avg. mature Carp kg at sale 2 1 50% 25% 0.9 0.5 0.9 0.5 Avg. mature Tilapia kg at sale 2 2 50% 50% 0.7 0.7 0.7 0.7 Avg. mature Pangasius kg at sale 3 4 75% 100% 1.3 0.9 1.2 0.7 Total Sample/ Value 4 4 100% 100% 2.3 OVERALL FISH VALUE CHAIN PMEP INDICATORS RESULTS Table 44 summarizes the Mid Term survey results for Cambodia MSME PMEP fish value chain enterprise-level performance indicators. The first table presents overview results for the fish value chain in total and simple mean values, when this total is divided by the number of fish value chain enterprises of all value chain actor types. Table 45 presents PMEP results for the fish value chain disaggregated by the different types of fish value chain actors. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 65 TABLE 44: MID-TERM STUDY RESULTS FOR THE FISH VALUE CHAIN: ALL ACTORS Indicator Baseline Values TOTAL VALUE SAMPLE (n) MEAN VALUE CHANGE MEAN VALUE 2009 2011 2009 2011 2009 2011 1 Percentage change in value of sales of project￾assisted enterprise($/ percent) $372,356 $859,789 150 170 $2,482 $5,058 104% Cost of business ($/%) $167,293 $481,951 150 170 $1,115 $2,835 154% 2 Percentage change in income (gross profit= $205,064 $377,838 150 170 $1,367 $2,223 63% value of sales – cost of business $/%) 3 Percentage change in volume of production Multiple products Multiple products 150 170 in project-assisted enterprise (units/%) 4 Number of full-time equivalent jobs created: $380 N/A 150 N/A $3 N/A (FT job equiv.= FT jobs*100% +PT jobs*50%) 5 Percentage change in investments ($/%) $1,759,702 $1,960,556 150 170 $11,731 $11,533 -2% 66 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 45: MID-TERM STUDY RESULTS FOR THE FISH VALUE CHAIN Indicator Value Chain Actor Baseline Values TOTAL VALUE MEAN VALUE MEDIAN VALUE SAMPLE (n) 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 1 Percentage change in value of sales Fish Producer $284,261 $349,087 $1,947 $2,155 $657 $924 146 162 of project-assisted enterprise($/%) Fish Trader $88,095 $344,092 $22,024 $86,023 $21,837 $33,713 4 4 Fingerling Producer N/A $166,610 N/A $41,653 N/A $15,804 N/A 4 Cost of business ($/%) Fish Producer $88,810 $190,078 $608 $1,173 $266 $828 146 162 Fish Trader $78,483 $266,277 $19,621 $66,569 $19,193 $17,194 4 4 Fingerling Producer N/A $25,596 N/A $6,399 N/A $6,258 N/A 4 2 Percentage change in income (gross profit = Fish Producer $195,452 $159,009 $1,339 $982 $221 $214 146 162 Value of sales-cost of business$/%) Fish Trader $9,612 $77,816 $2,403 $19,454 $2,643 $16,519 4 4 Fingerling Producer N/A $141,014 N/A $35,254 N/A $5,718 N/A 4 3 Percentage change in volume of production Fish Producer 626,916 905,980 4,294 5,592 800 2,000.00 146 162 in project-assisted enterprise (units/%) Fish Trader 143,640 255,000 35,910 63,750 31,475 26,500 4 4 Fingerling Producer N/A $13,167,000 N/A $3,291,750 N/A $1,159,500 N/A 4 4 Number of full-time equivalent jobs created: Fish Producer 369 N/A 2.7 N/A 2.5 N/A 146 N/A (Full-time job equiv.= FT jobs*100%+PT jobs*50%) Fish Trader 11 N/A 2.6 N/A 2 N/A 4 N/A 5 Percentage change in investments ($/%) Fish Producer $1,756,092 $1,782,501 $12,028 $11,003 $3,980 $4,342 146 162 Fish Trader $3,610 $30,464 $902 $7,616 $844 $1,193 4 4 Fingerling Producer N/A $147,592 N/A $36,898 N/A $26,849 N/A 4 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 67 3. BRICK AND TILE VALUE CHAIN METHODOLOGY Compared to pig and fish enterprises, the Cambodia MSME Project supports much larger-scale brick and tile value chain enterprises. There were a total of 28 brick and tile Cambodia MSME client enterprises in July 2009; this number grew to 37 enterprises by October 2009. By July 2011, there were 32 enterprises. Updated TAMIS client data for July 2011 shows that 6 percent of these enterprises were owned by women. Because of their low frequency, all brick and tile enterprises within the 40 chosen districts that joined the project were sampled for the survey. Information on brick and tile value chain actors, including raw material input suppliers, wholesalers, and retailers were beyond the scope of the study, as no enterprise of these types were clients of the Cambodia MSME Project at the time of the baseline. DEMOGRAPHIC PROFILE The 28 brick- and tile-maker enterprises surveyed are located in rural areas, mostly in the Plateau/mountain and Tonle Sap regions. They are located in five provinces, 36 percent in Kampong Cham province. TABLE 46: BRICK & TILE MAKER LOCATION PROFILE Sample (Recent clients only) TAMIS (All MSME clients) Location (n) Percent Total No. F Percent F No. Percent Total No. F Percent F Rural/Urban percent Rural 28 100% 2 100% Region Plateau/mountain 15 54% 0 0% Plains 3 11% 0 0% Tonle Sap 10 36% 2 100% Provinces Banteay Meanchey 0 0% 0 0% 1 3% 0 0% Kampong Cham 10 36% 0 0% 12 38% 0 0% Kampong Thom 5 18% 1 50% 5 16% 1 50% Kampot 0 0% 0 0% 1 3% 0 0% Kratie 5 18% 0 0% 5 16% 0 0% Prey Veng 3 11% 0 0% 3 9% 0 0% Siem Reap 5 18% 1 50% 5 16% 1 50% Total Sample 28 100% 2 100% 32 100% 2 100% 68 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Demographic data on Cambodia MSME brick and tile maker households was collected using a standard USAID Poverty Assessment Tool. Among brick and tile maker households 93 percent of household heads are male and only 7 percent are female, with a mean age of 50 years and an average household size of 4.4 persons. These households have an average of 2.1 adults with basic literacy skills. On average these households had joined the Cambodia MSME Project for 42.6 months at the time of the survey. TABLE 47: BRICK & TILE MAKER DEMOGRAPHIC PROFILE Enterprise Household Profile Sample (n) Percent Total Demographics 2009 2011 2009 2011 Male 12 26 80% 93% Female 3 2 20% 7% Mean household size (persons) 5.4 4.4 Mean age of household head 53.1 50.1 No pers. >=18 yrs can read simple message 2.7 2.1 Mean months in Cambodia MSME Project 8.4 42.6 Total Sample 15 28 100% 3.1 BRICK AND TILE MAKERS 3.1.1 VALUE OF INVESTMENTS BY PROJECT-ASSISTED ENTERPRISES Brick and tile-maker enterprises are typically much larger on average than enterprises in other value chains because they require substantial investments to operate. The Mid Term mean value of the total investments is $146,308 per enterprise. Figure 14 shows that all surveyed enterprises have invested in land with a mean area of 19,877 m2, valued at $68,308. On average, land investments represent almost half of total investment for these enterprises. Land is expensive and may reflect higher road-side and peri-urban land prices where these factories are typically located. Other major investments made by all enterprises include buildings/storage/structures with a mean value of $17,129, and kilns either renovated or un-renovated during the last year with mean values of $13,354 and $21,134 respectively. Other common major investments include equipment for clay mix preparation for 89 percent of enterprises with a mean value of $3,679 and equipment for B&T handling for 86 percent of enterprises with a mean value of $1,660. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 69 FIGURE 14: BRICK AND TILE MAKER INVESTMENTS 3.1.2 VOLUME OF PRODUCTION OF PROJECT-ASSISTED ENTERPRISES Brick and tile-maker enterprises typically produce a combination of bricks and tiles for sale. All enterprises produce bricks and a large proportion produce tiles. The PMEP indicator for the volume of production of brick and tile makers is split into brick and tile production volumes per enterprise. The mean volume of production of bricks for sale is 685,400 bricks per brick and tile enterprise. The mean volume of production is 1,373,100 tiles per enterprise engaged in tile production. The breakdown of the total volume of production of bricks and tiles for sale by type is shown in Figure 15. All enterprises make Quality 1 bricks for sale, with a mean volume of 1.5 million bricks per enterprise. In addition, 18 percent of enterprises produce Quality 2 bricks for sale, with a mean volume of 664,000 per enterprise. Furthermore, almost all enterprises (95 percent) produced Quality 1 roof tiles, with a mean volume of 662,630 tiles per enterprise. Additionally, 30 percent of enterprises produced Quality 2 roof tiles with a mean production volume of 186, 330 tiles per enterprise. 70 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT FIGURE 15: VOLUME OF PRODUCTION FOR SALES OF BRICK AND TILE MAKERS 3.1.3 VALUE OF SALES OF PROJECT-ASSISTED ENTERPRISES Another PMEP indicator of Component One is the “Percentage change in value of sales of project￾assisted enterprises.” In volume of sales, the PMEP indicator for brick and tile makers’ value of sales is split into brick and tile sales values per enterprise. The mean value of brick sales is $61,301 per Cambodia MSME enterprise. The mean value of tile sales is $25,178 per Cambodia MSME enterprise engaged in tile production. Figure 16 shows the breakdown of the total value of sales per brick- and tile-maker enterprise. Almost all enterprises (96 percent) sold Quality 1 bricks, for a mean value of $36,038. Fewer enterprises (18 percent) sold Quality 2 bricks, for a mean value of $15,355. The total mean value of brick sales of all types is $61,301 per enterprise. Almost all surveyed enterprises (95 percent) also sold Quality 1 roof tiles for a mean value of sales of $46,962, and 30 percent of surveyed enterprises sold Quality 2 roof tiles for a mean value of $10,581. The total mean value of roof tile sales of all types is $25,178. Overall Brick & Tile Makers Volume of Production for Sale 1,504,070 664,000 662,630 186,330 Mean Unit (#) 2,058,500 Tile Bricks 1,039,467 370,000 584,444 350,000 1,486,133 2009 2011 100% 13% 100% 22% 96% 18% 95% 30% Bricks-Quality 1 Bricks Quality 2 Roof Tiles-Quality 1 Roof Tiles Quality 2 2009 2011 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 71 FIGURE 16: VALUE OF SALES OF BRICK AND TILE MAKERS 3.1.4 COST OF BUSINESS OF PROJECT-ASSISTED ENTERPRISES The cost of business for brick- and tile-maker enterprises is sub-divided into brick and roof tile costs. The mean overall cost of business for brick making is $25,898 per enterprise. Figure 17 below shows the baseline cost of brick making. Major costs for brick making include clay with a mean cost of $4,579, fuel wood with a mean cost of $7,581, hired full-time labor with a mean cost of $4,642, hired part-time labor with a mean cost of $3,065 and machinery fuel, oil and maintenance with a mean cost of $2,474. FIGURE 17: COSTS OF BUSINESS FOR BRICK AND TILE MAKERS 4,579 25,898 12 7,581 3,065 2,474 448 2,016 291 173 1.77 1.90 8.90 - - - - - - 1.69 3.68 6.93 - - - - - - 5,385 46,596 424 8,034 7,981 1,901 437 1,425 343 10 No Unit 1,829 No Unit No Unit 413 4642 - - - - - - 2,399 311 1,219 No Unit No Unit No Unit 2,533 23 842 No Unit No Unit No Unit No Unit No Unit 260 3,178 115 1,159 No Unit No Unit No Unit No Unit No Unit 1,238 BRICK MAKING COSTS Mean Values (USD) Brick & Tile Makers Cost of Business-Brick Making Overall Mean Units (#) Mean Unit Values (USD) 2009 2011 2009 2011 2009 2011 100% 100% 100% 100% 100% 87% 80% 73% 67% 47% 33% 20% 100% 11% 100% 100% 96% 46% 89% 93% 46% 64% 43% 79% Clay Sand Fuel wood Hired Labor Part-Time Machinery Fuel, Oil, Maint. Other Major Costs Own T’spt Fuel, Oil, Maint. Licences and Fees Water Hired Transport Costs Electricity Hired Labor Full-Time 2009 2011 72 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT The mean overall cost of business for roof-tile making is $25,836 per tile making enterprise. Figure 18 below shows the baseline costs of roof-tile making. Major costs for roof-tile making are similar to those for brick making. These include clay at a mean of $4,185, fuel wood at a mean of $8,170, part-time labor at a mean cost of $1,660, full-time labor at a mean cost of $4,931, and costs for machinery fuel, oil and maintenance at a mean of $2,695, among others. FIGURE 18: COSTS OF BUSINESS FOR BRICK AND TILE MAKERS 3.1.5 INCOME OF BUSINESS OF PROJECT-ASSISTED ENTERPRISES Table 48 shows the Mid Term-income results derived by subtracting cost of business from total value of sales, including a breakdown for brick and roof-tile income. The mean value of total enterprise income is $42,127 per Cambodia MSME brick- and tile- maker enterprise. This representing a substantial increase from the mean value of total enterprise income of $23,854 reported in the baseline survey of 2009. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 73 TABLE 48: BRICK & TILE MAKER INCOME TOTAL INCOME-BRICK & TILE MAKER Sample (n) Percent Total Values (USD) Mean Median Item 2009 2011 2009 2011 2009 2011 2009 2011 BRICK MAKING TOTAL VALUE OF SALES $37,108 $42,692 $25,850 $31,150 TOTAL COST OF BUSINESS $26,596 $25,898 $17,011 $24,158 Income Sub Total 15 28 $10,152 $16,795 $8,839 $5,566 TILE MAKING TOTAL VALUE OF SALES $36,610 $61,301 $22,020 $33,525 TOTAL COST OF BUSINESS $14,373 $25,836 $10,931 $23,780 Income Sub Total 9 20 $22,237 $35,465 $11,089 $14,495 TOTAL TOTAL VALUE OF SALES $59,073 $86,479 $36,620 $56,438 TOTAL COST OF BUSINESS $35,220 $44,352 $22,240 $43,511 Total Sample/ Income 15 28 100% 100% $23,854 $42,127 $14,380 $17,331 3.1.5 OTHER PRODUCTIVITY INDICATORS FOR PROJECT-ASSISTED ENTERPRISES The Mid Term survey included brick and tile productivity indicators that were considered important but are not included in the PMEP indicator matrix. These indicators include respondent estimates on percentages of broken products per batch, batch production cycle length in days, and total sales per month. Table 49 presents these indicators of productivity. On average, an estimated 5 percent of brick products and an average of 8 percent of tile products are broken, meaning they cannot be sold. This percentage represents a large product loss, although for brick products this is smaller than the 7 percent reported in 2009. The brick production cycle per batch lasts an average of 39 days (the same as in 2009), and the tile production cycle lasts 68 days (from 78 in 2009). Average brick sales per month are estimated at just over 90,000 (from almost 100,000 in 2009) and tiles sales at just over 50,000 (from 42,862 in 2009) per month. 74 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE 49: BRICK & TILE MAKER PRODUCTIVITY INDICATORS Item Sample (n) Percent Total Units Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Brick Maker Bricks percent Broken 15 24 100% 86% 7% 5% 3% 3.5% Brick Batch Prod. Cycle-days 15 28 100% 100% 39 39 30 30 Brick Sales Per Month 15 28 100% 100% 98,974 90,679 70,000 58,000 Total Brick 15 28 100% 100% Tile Maker Tiles percent Broken 9 20 100% 100% 7% 8% 5% Tile Batch Production Cycle-days 9 20 100% 100% 78 68 90 60 Tile Sales Per Month 9 20 100% 100% 42,862 50,550 33,000 33,500 Total Tile 9 20 100% 100% 3.2 OVERALL BRICK AND TILE VALUE CHAIN PMEP INDICATOR RESULTS The Mid Term study results for all brick and tile enterprise-level performance indicators outlined in the Cambodia MSME PMEP are summarized in the Table 50. As there is only one type of actor in the value chain, only one summary table is presented. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 75 TABLE 50: MID-TERM STUDY RESULTS FOR THE BRICK AND TILE VALUE CHAIN Indicator Value Chain Actor Baseline Values TOTAL VALUE MEAN VALUE MEDIAN VALUE SAMPLE (n) CHANGE MEAN VALUE 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 1 Percentage change in value of sales of project-assisted enterprise ($/ %) Brick & Tile Makers Brick & Tile Makers $886,101 $2,421,401 $59,073 $86,479 $36,620 $56,438 15 28 46% Cost of business ($/ %) Brick & Tile Makers Brick & Tile Makers $528,293 $1,241,855 $35,220 $44,352 $22,240 $43,511 15 28 26% 2 Percentage change in income (gross profit= value of sales – cost of business$/ %) Brick & Tile Makers Brick & Tile Makers $357,808 $1,179,546 $23,854 $42,127 $14,380 $17,331 15 28 77% 3 Percentage change in volume of production in project￾assisted enterprise (units/ %) Brick & Tile Makers Brick & Tile Makers 22,292,000 57,638,000 1,486,133 2,058,500 1,380,000 1,700,000 15 28 39% 4 Number of full-time equivalent jobs created: (full-time job equiv.= FT jobs*100 %+PT jobs*50 %) Brick & Tile Makers Brick & Tile Makers 308 N/A 12 N/A 10 N/A 15 N/A 5 Percentage change in investments ($/ %) Brick & Tile Makers Brick & Tile Makers $2,520,134 $4,090,612 $168,009 $146,093 $158,844 $137,450 15 28 -13% CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 77 4. POVERTY ASSESSMENT TOOL (PAT) In 2000, the United States Congress passed the Microenterprise for Self-Reliance Act. This Act requires that half of all funding provided by USAID to the microenterprise sector must reach the very poor. Congress amended this legislation in 2003 to define “very poor” as those living on less than $1/day (the international poverty line) or those living in the bottom 50 percent below their own country’s poverty line (the national poverty line). The 2003 amendment also required that USAID develop and certify two tools for assessing the poverty level of the beneficiaries of USAID microenterprise funding. Since then, the IRIS Center at the University of Maryland has worked under contract with USAID to develop, test, and disseminate poverty assessment tools (PATs) that meet Congressional requirements for accuracy and practicality. All USAID implementing partners who (1) work in a country for which a PAT has been certified, and (2) receive at least $100,000 in USAID funding (obligations) during the current fiscal year to support microenterprise development activities must use a certified tool to measure the share of their clients who are very poor. In addition, implementing partners must then report this percentage annually to USAID – and eventually Congress – through the Microenterprise Results Reporting (MRR) system. In 2008, USAID approved a tool for Cambodia, making FY 2009 the first year that qualifying implementing partners in Cambodia were required to report the results of the PAT. Since poverty has distinct characteristics in each environment, Cambodia’s PAT is a country-specific household survey. It contains 17 questions, carefully selected and calibrated to determine whether respondents meet the definition of very poor in the Cambodian context. The survey questions cover three main areas: household member information; housing and living conditions; and assets. It is important to note that certified PATs are designed to assess the poverty level of groups of clients or beneficiaries. The surveys are not as accurate in assessing individual poverty and care should be taken in using a PAT, or any tool designed to measure absolute poverty, to target new clients. METHODOLOGY USAID Cambodia MSME 2/BEE incorporated the PAT questionnaire into follow-up monitoring and evaluation surveys conducted between February and May 2011 to assess progress against the baseline as a result of the project’s activities in the pig, fish, and brick and tile value chains. One initial challenge posed by this implementation plan was that the sample population for the PAT would not include all beneficiaries of the project, but only those actors participating in the brick and tile, aquaculture, and swine value chain. However, the project did complete another round of mid-term evaluation surveys for activities in the water and sanitation program and participants in the wild honeybee value chain. These PAT findings were submitted to USAID in FY10. The main goal of the PAT team in implementing the tool for USAID Cambodia MSME 2/BEE was to balance statistical accuracy with administrative practicality. In other words, the team wanted to construct a sample that would accurately represent the project’s beneficiaries but would also be feasible to implement within a reasonable timeframe and budget. Therefore, the project determined that the cost of 78 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT implementing a separate survey activity, in addition to the project’s follow-up surveys, would outweigh the value of constructing a more selective sample population for the PAT only. One disadvantage of this method is that indirect beneficiaries were not included in the sample – such as employees of the household businesses—which would help to provide a more accurate picture of the project’s microenterprise reach. RESULTS The survey results were processed using EPI Info—a program designed by the Centers for Disease Control. EPI Info analyzes the inputted data and generates the poverty percentage figures, which are the percentage of respondents living below the designated poverty lines for that country. Results for Cambodia MSME 2/BEE’s PAT implementation indicated that 0.3% of respondents were classified as “very poor,” meaning they fell below the international extreme poverty line of $1.25/day. In addition, 1.3% of clients were determined to be “poor” based on the international poverty line of $2.50/day. USAID Cambodia MSME/BEE submitted the “very poor” percentage figure and the survey database to the PAT Help Desk in August 2011. The project will submit the extreme poverty percentage again to USAID through the online Microenterprise Results Reporting system as part of its FY 2011 reporting. Since the MSME/BEE project works in value chains with high growth-potential, the poverty percentage was not expected to be very high in this case. However, both the project and PAT team agree that the calculation of 0.3% does not adequately reflect the project’s reach to the very poor. When disaggregated by value chain, the results indicate a deeper reach to the very poor in the aquaculture activities, yet these beneficiaries only represent 15% of the total sample. For instance, the percentage of beneficiaries of the fish value chain activities considered very poor and poor was 1% and 5% respectively. On the other hand, the percentage of those participating in the brick and tile value chain activities considered to be very poor was 0%. Please see the table below for more details on the poverty levels of the different program beneficiaries. TABLE 51. POVERTY LEVELS BY PROGRAM ACTIVITY Program Activity Total Surveyed Percentage poor Percentage very poor Swine 920 0.8% 0.2% Aquaculture 170 4.7% 0.6% Brick and Tile 28 0.0% 0.0% All beneficiaries 1118 1.30% 0.30% Similarly, disaggregated by urban and rural classifications, the PAT results illustrate the project’s reach to the urban poor. Although the project’s activities reach more beneficiaries that are considered poor in urban areas, these households only represent 10% of the total sample. Please see the table below for more details. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 79 TABLE 52: POVERTY LEVELS BY URBAN AND RURAL CLASSIFICATION Classification Total Surveyed Percentage Poor Percentage Very Poor Rural 1003 1.1% 0.2% Urban 115 3.5% 1.0% All beneficiaries 1118 1.30% 0.30% CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 81 CONCLUSION Going forward, the project team is committed to including a broader sample of the population next year and is eager to take a more comprehensive look at all of the project’s beneficiaries – including the honey bee value chain and water and sanitation program. The project focuses on several primary objectives: directly supporting the growth of enterprises and linkages in industry value chains; strengthening the ability of the private sector to advocate for itself; and strengthening the ability of the public sector to respond to private sector needs as well as the demands of the international trade regime. The hypothesis underlying the program is that progress on all of these fronts will enable MSMEs to prosper, grow, and create jobs. As a result, including the employees of the client MSMEs would help to construct a more accurate sample of the project’s reach and impact on the very poor. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 83 ANNEX A: SURVEY MATERIALS 84 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 85 86 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 87 88 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 89 90 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 91 ANNEX B: SAMPLING TOOLS STAGE 1: SAMPLING PLAN: VALUE CHAIN ACTORS DISAGGREGATED BY METHODOLOGY (CENSUS / RANDOM SAMPLING) Total Census Sample Count of ID Number Clients Census Random Value Chain Value Chain Actor Total Aquaculture Fingerling Supplier 9 9 Producer 409 161 Trader/Wholesaler 6 6 Brick and Tiles Producer 32 32 Swine Input Supplier 63 63 Processor 24 24 Producer 1872 659 Slaughterhouse 7 7 Trader 6 6 Veterinarian/LVA* 248 143 Grand Total 2676 147 963 TOTAL 1110 STAGE 2: FINAL SAMPLE (N=1101) DISAGGREGATED BY PROVINCE / VALUE CHAIN. Aquaculture: Producer KAMPONG CHAM Batheay 17 Kampong Siem 11 Ou Reang Ov 16 Prey Chhor 4 KAMPONG SPEU Basedth 29 KRATIE Kracheh 7 PREY VENG Pea Reang 28 Svay Antor 30 PURSAT Pousat 10 TAKEO Doun Kaev 10 162 Swine: Producer BATTAMBANG Banan 17 Bavel 28 Moung Ruessei 28 Thma Koul 1 KAMPONG CHAM Kaoh Soutin 20 Prey Chhor 7 92 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Aquaculture: Producer KAMPONG SPEU Chbar Mon 14 Phnum Sruoch 14 KAMPONG THOM Kampong Svay 45 Stoung 24 KAMPOT Chhuk 25 Kampot 11 Tuek Chhu 34 KANDAL Kandal Stueng 11 Kaoh Thum 1 Ta Khmau 10 KRATIE Chhloung 23 Sambour 30 PREY VENG Preah Sdach 57 Svay Antor 26 PURSAT Bakan 34 Phnum Kravanh 30 SIEMREAP Prasat Bakong 26 Soutr Nikom 46 SVAY RIENG Svay Chrum 29 TAKEO Samraong 68 659 Veterinarians BATTAMBANG Bavel 2 Moung Ruessei 6 KAMPONG CHAM Kaoh Soutin 6 KAMPONG SPEU Phnum Sruoch 7 Samraong Tong 3 KAMPONG THOM Stoung 28 KAMPOT Chhuk 6 Kampong Trach 11 KRATIE Chetr Borei 5 Chhloung 4 Kracheh 2 KRATIE 2 PURSAT Bakan 7 SIEMREAP Soutr Nikom 2 SVAY RIENG Bavet 1 Kampong Rou 4 Romeas Haek 8 Rumduol 7 Svay Chrum 6 SVAY RIENG 12 Svay Teab 6 TAKEO Samraong 9 144 Aquaculture: Fingerling Supplier BATTAMBANG Moung Ruessei 1 KAMPONG CHAM Kampong Siem 1 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 93 Aquaculture: Producer KAMPONG SPEU Basedth 1 Phnum Sruoch 1 KAMPOT Chhuk 1 PREY VENG Svay Antor 1 TAKEO Doun Kaev 1 7 Aquaculture: Trader/Wholesaler KAMPONG CHAM Batheay 1 Prey Chhor 1 PREY VENG Pea Reang 1 Preah Sdach 1 KRATIE Kracheh 1 5 Brick & Title KAMPONG CHAM Cheung Prey 8 Kampong Cham 1 Prey Chhor 2 KAMPONG THOM Santuk 5 KRATIE Chetr Borei 5 Preaek Prasab 1 PREY VENG Kanhchriech 2 Svay Antor 1 SIEMREAP Soutr Nikom 4 Varin 1 30 Swine: Input Suppliers BANTEAY MEANCHEY Mongkol Bourei 1 Serei Saophoan 1 BATTAMBANG Battambang 2 Bavel 1 Moung Ruessei 2 Thma Koul 2 KAMPONG CHAM Chamkar Leu 2 Prey Chhor 1 Suong 1 KAMPONG SPEU Phnum Sruoch 3 Chbar Mon 3 KAMPONG THOM Baray 1 Kampong Svay 3 Stoung 3 Stueng Saen 1 KAMPOT Chhuk 3 Kampong Trach 2 KANDAL Ta Khmau 1 PHNOM PENH PHNOM PENH 3 Ruessei Kaev 1 Dangkao 1 PREY VENG Kamchay Mear 1 94 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Aquaculture: Producer Prey Veaeng 2 Svay Antor 1 Pea Reang 1 PURSAT Bakan 4 Phnum Kravanh 2 Pousat 1 SIEMREAP Soutr Nikom 1 SVAY RIENG Svay Rieng 1 Svay Chrum 2 TAKEO Samraong 3 Tram Kak 2 Bati 1 60 Swine: Processor KAMPONG CHAM Dambae 1 Prey Chhor 4 KAMPOT Chhuk 1 Kampong Trach 1 KRATIE Sambour 1 Kracheh 1 PREY VENG Preah Sdach 1 PURSAT Phnum Kravanh 1 SIEMREAP Prasat Bakong 1 SVAY RIENG Kampong Rou 1 Svay Chrum 2 TAKEO Samraong 5 20 Swine: Slaughterhouse BATTAMBANG Banan 3 Bavel 1 KAMPONG THOM Kampong Svay 1 KAMPONG CHAM Kampong Cham 1 Prey Chhor 1 7 Swine: Traders KRATIE Kracheh 1 Chetr Borei 1 BATTAMBANG Bavel 1 SIEMREAP Soutr Nikom 2 PURSAT Bakan 1 6 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 95 STAGE 3: ACHIEVED SAMPLE SHOWING ORIGINAL QUOTA / SUCCESSFUL INTERVIEWS. Number of Sample=1101 Quota SI Aquaculture: Producer 162 162 Swine: Producer 659 678 Veterinarians 145 148 Aquaculture: Fingerling Supplier 7 4 Aquaculture: Trader/Wholesaler 5 4 Brick & Title 30 28 Swine: Input Suppliers 60 44 Swine: Processor 20 0 Swine: Slaughterhouse 7 7 Swine: Traders 6 2 Total Number of Quota 1101 Total Number of Successful 1077 Number of Sample=100 Kampong Thom SI Swine: Producer 39 Veterinarians 1 Swine: Input Suppliers 1 Total Number of successful 41 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 97 ANNEX C: ESTIMATED TOTAL VALUES FOR PIG, FISH AND BRICK AND TILE ENTERPRISES This section provides estimates of the total values of PMEP indicators among all Cambodia MSME supported active enterprises as of July 2011. This estimate is useful as an estimate of total dollar values for the broader Cambodia MSME client base, beyond the sample used in this study. This estimate draws on the updated TAMIS client list for all Active Component 1 Enterprise Clients as of July 2011/December 2010, as is calculated by multiplying the mean enterprise PMEP indicator values by value chain actor, multiplied by the total number of value chain enterprises shown in the updated TAMIS client list. As Table 51 shows, the estimated baseline value of sales for all active Cambodia MSME clients is $16.2 million, of which 74 percent comes from the pig value chain enterprises, with 41 percent from pig producers. The fish value chain enterprises account for 9 percent, and the brick and tile value chain represents 21 percent of total value of sales. TABLE 51: ESTIMATED TOTAL CAMBODIA MSME CLIENT VALUE OF SALES Value Chain/Actor MEAN VALUE TOTAL Cambodia MSME CLIENTS TOTAL VALUE PERCENT OF TOTAL VALUE 2009 2011 2009 2011 2009 2011 2009 2011 Value of Sales Pig producer $2,555 $3,514 1610 1872 $4,113,550 $6,578,208 52% 41% Pig trader $20,598 $14,148 4 6 $82,392 $84,885 1% 1% Pig ISP-Vet./LVA $808 $2,504 241 248 $194,728 $621,052 2% 4% Pig ISP-input supplier $16,054 $58,902 57 63 $915,078 $3,710,837 12% 23% Pig Slaughterhouse N/A $147,772 N/A 7 N/A $1,034,402 N/A 6% Sub-Total $5,305,748 $12,029,384 68% 74% Fish producer $1,947 $2,155 390 409 $759,330 $881,338 10% 5% Fish trader $22,024 $86,023 6 6 $132,144 $516,138 2% 3% Fingerling producer N/A $41,653 N/A 9 N/A $374,873 N/A Sub-Total $891,474 $1,397,476 11% 9% Brick & tile makers $59,073 $86,479 28 32 $1,654,044 $2,767,315 21% 17% Sub-Total $1,654,044 $2,767,315 21% 17% Total $7,851,266 $16,194,174 100% 100% 98 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT The estimated Mid Term total cost of business for all active Cambodia MSME clients is $12 million, of which 81 percent represents pig value chain enterprises, with 46 percent from pig producers. Fish value chain enterprises account for 7 percent, and the brick and tile value chain enterprises represent 12 percent of the total cost of business (See Table 52). TABLE 52: ESTIMATED TOTAL CAMBODIA MSME CLIENT COST OF BUSINESS Value Chain/Actor MEAN VALUE TOTAL Cambodia MSME CLIENTS TOTAL VALUE PERCENT OF TOTAL VALUE 2009 2011 2009 2011 2009 2011 2009 2011 Cost of Business Pig producer $1,775 $2,939 1610 1872 $2,857,750 $5,502,220 55% 46% Pig trader $17,764 $7,752 4 6 $71,056 $46,509 1% 0% Pig ISP-Vet./LVA $483 $1,805 241 248 $116,403 $447,638 2% 4% Pig ISP-input supplier $14,817 $50,319 57 63 $844,569 $3,170,079 16% 26% Pig Slaughterhouse N/A $77,022 N/A 7 N/A $539,154 N/A 4% Sub-Total $3,889,778 $9,705,599 74% 81% Fish producer $608 $1,173 390 409 $237,120 $479,888 5% 4% Fish trader $19,621 $66,569 6 6 $117,726 $399,415 2% 3% Fingerling Producer N/A $6,399 N/A 9 N/A N/A Sub-Total $354,846 $879,303 7% 7% Brick & tile makers $35,220 $44,352 28 32 $986,160 $1,419,263 19% 12% Sub-Total $986,160 $1,419,263 19% 12% TOTAL $5,230,784 $12,004,164 100% 100% The estimated total income for all active Cambodia MSME clients is $4.2 million, of which 55% represents pig value chain enterprises, with 26 percent from pig producers. Fish value chain enterprises account for only 12 percent, and brick and tiles value chain enterprises represent 32 percent of income. TABLE 53: ESTIMATED TOTAL CAMBODIA MSME CLIENT INCOME Value Chain/Actor MEAN VALUE TOTAL Cambodia MSME CLIENTS TOTAL VALUE PERCENT OF TOTAL VALUE 2009 2011 2009 2011 2009 2011 2009 2011 Income Pig producer $780 $574 1610 1872 $1,255,800 $1,075,445 48% 26% Pig trader $2,834 $6,396 4 6 $11,336 $38,376 0% 1% Pig ISP-Vet./LVA $325 $699 241 248 $78,325 $173,414 3% 4% Pig ISP-input supplier $1,236 $8,583 57 63 $70,452 $540,759 3% 13% CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 99 Value Chain/Actor MEAN VALUE TOTAL Cambodia MSME CLIENTS TOTAL VALUE PERCENT OF TOTAL VALUE 2009 2011 2009 2011 2009 2011 2009 2011 Pig Slaughterhouse N/A $70,750 N/A 7 N/A $495,248 N/A 12% Sub-Total $1,415,913 $2,323,242 54% 55% Fish producer $1,339 $982 390 409 $522,210 $401,450 20% 10% Fish trader $2,403 $19,454 6 6 $14,418 $116,723 1% 3% Fingerling Producer $35,254 N/A 9 Sub-Total $536,628 $518,173 20% 12% Brick & tile makers $23,854 $42,127 28 32 $667,912 $1,348,052 25% 32% Sub-Total $667,912 $1,348,052 25% 32% TOTAL $2,620,453 $4,189,467 100% 100% The estimated total investment for all active Cambodia MSME clients is $14.1 million, down from $17.9 million in 2009. Of this, 35 percent comes from enterprises in the pig value chain, with 28 percent from pig producers. Fish value chain enterprises account for 32 percent of total investment, while brick and tile enterprises represent 33 percent of investment. TABLE 54: ESTIMATED TOTAL CAMBODIA MSME CLIENT INVESTMENT Value Chain/Actor MEAN VALUE TOTAL Cambodia MSME CLIENTS TOTAL VALUE PERCENT OF TOTAL VALUE 2009 2011 2009 2011 2009 2011 2009 2011 Investments Pig producer $4,712 $2,083 1610 1872 $7,586,320 $3,899,076 42% 28% Pig trader $580 $311 4 6 $2,320 $1,865 0% 0% Pig ISP-Vet./LVA $1,388 $759 241 248 $334,508 $188,301 2% 1% Pig ISP-input supplier $10,596 $12,533 57 63 $603,972 $789,548 3% 6% Pig Slaughterhouse N/A $1,672 N/A 7 N/A $11,706 N/A 0% Sub-Total $8,527,120 $4,890,497 48% 35% Fish producer $12,028 $11,003 390 409 $4,690,920 $4,500,264 26% 32% Fish trader $902 $7,616 6 6 $5,412 $45,695 0% 0% Fingerling Producer $36,898 N/A 9 Sub-Total $4,696,332 $4,545,959 26% 32% Brick & tile makers $168,009 $146,093 28 32 $4,704,252 $4,674,985 26% 33% Sub-Total $4,704,252 $4,674,985 26% 33% TOTAL $17,927,704 $14,111,441 100% 100% CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 101 ANNEX D: ADDITIONAL REPORT TABLES TABLE A55: PIG PRODUCER INVESTMENTS Sample (n) Percent Total Units Values ($) Item Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 ASSETS Land for pig production (m2) 555 717 100% 100% 272 91.7 50 28 $2,902 $548 $239 $80 Pig pen (no cement floor-no.) 26 49 5% 7% 1.2 1.1 1 1 $174 $99 $48 $88 Pig pen (cement floor-no.) 529 682 95% 95% 1.3 1.3 1 1 $472 $426 $144 $200 Troughs (no.) 541 697 97% 97% 3.8 3.7 3 3 $52 $35 $12 $15 Feed making machine (no.) 29 2 5% 0% 1.2 1.5 1 1.5 $279 $375 $192 $375 Feed Milk N/A 52 N/A 7% N/A 1.1 N/A 1 N/A $388 N/A $300 Cooking pan & cooker (no.) 387 466 70% 65% 2.1 2.1 2 2 $47 $49 $14 $20 AI equipment (no.) 11 69 2% 10% 3.3 3.1 2 2 $15 $24 $10 $15 Water pump (no.) 287 421 52% 59% 1.1 1.1 1 1 $166 $121 $120 $75 Biogas 19 26 3% 4% 1 1.0 1 1 $510 $310 $383 $275 Pig transport-motorcycle 447 566 81% 79% 1.1 1.0 1 1 $618 $356 $574 $240 Pig transport-truck 13 12 2% 2% 1 1.0 1 1 $4,070 $1,166 $3,830 $415 Other major assets 476 629 86% 88% - - - - $34 $19 $10 $9 BREEDING STOCK Breeding boars 47 51 8% 7% 2.3 2.2 2 2 $604 $728 $479 $600 Breeding sows 395 527 71% 74% 3 2.9 2 2 $670 $781 $311 $500 Total Sample/ Value 555 717 100% 100% $4,712 $2,083 $1,514 $1,162 102 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE A56: PIG PRODUCER VOLUME OF PRODUCTION OF PIGS FOR SALE Volume of Pig Sales Sample (n) Percent Total Units Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Boars 7 23 1% 3% 1.6 2.6 1 2 Sows 51 300 9% 42% 2.2 3.7 1 2 Fattening pigs 484 634 87% 88% 19.6 19.8 12 15 Piglets 180 254 32% 35% 23.6 23.5 14 11 Total Sample/ Value 555 717 100% 100% 25 27.4 15 19 TABLE A57: PIG PRODUCER VALUE OF SALES Enterprises Units Sold (head) Total Value ($) Unit Value / Head ($) Item Number % Total Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Boars 7 23 1% 3% 1.6 2.6 1 2 $275 $799 $144 $500 $175 $141 $144 $138 Sows 51 300 9% 42% 2.2 3.7 1 2 $292 $963 $239 $375 $134 $231 $239 $215 Fattening pigs 484 634 87% 88% 19.6 19.8 12 15 $2,596 $3,091 $1,436 $2,250 $133 $157 $120 $157 Piglets 180 254 32% 35% 23.6 23.5 14 11 $802 $1,048 $402 $450 $34 $38 $29 $40 Total Sample/ Value 555 717 100% 100% 25 27 15 19 $2,555 $3,514 $1,382 $2,382 $102 $148 $92 $146 TABLE A58: PIG PRODUCER COSTS OF BUSINESS Sample (n) Percent Total Units Total Values ($) Item Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 BOUGHT STOCK Boars 7 41 1% 6% 1.4 2.4 1 2 $294 $706 $287 $450 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 103 Sample (n) Percent Total Units Total Values ($) Item Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Sows 56 375 10% 52% 2.1 2.4 1 2 $173 $502 $169 $375 Fattening pigs 81 58 15% 8% 18.3 11.5 7 8.5 $1,026 $592 $287 $403 Piglets 279 266 50% 37% 13.8 13.0 9 10 $484 $489 $287 $376 GOODS & SERVICES INPUTS Feed: manufactured & cooking kg 527 688 95% 96% 1347 1132 590 510 $809 $394 $377 $2,170 Feed: homemade & cooking kg 532 709 96% 99% 2376 7866 1410 5000 $455 $673 $239 $1,971 Feed - manufactured (community) N/A 38 N/A 5% N/A 933 N/A 280 N/A $114 N/A $631 Feed - manufactured (individual) N/A 23 N/A 3% N/A 1037 N/A 750 N/A $169 N/A $298 Veterinary service fees 119 400 21% 56% - - - - $21 $10 $12 $37 Vaccines: head 452 615 81% 86% 27 26 17 16 $47 $18 $17 $110 Other medicine 422 536 76% 75% - - - - $32 $17 $12 $85 Water supply 37 110 7% 15% - - - - $41 $31 $20 $97 Machinery fuel, oil, maintenance 297 416 54% 58% - - - - $53 $30 $24 $188 Electricity/battery 278 442 50% 62% - - - - $14 $6 $5 $40 Hired labor, part-time 4 179 1% 25% - - - - $63 $55 $62 $131 Hired labor, full-time 19 215 3% 30% - - - - $239 $208 $144 $309 Other technical services 4 103 1% 14% - - - - $18 $10 $8 $71 Hired transport costs 111 267 20% 37% - - - - $21 $9 $7 $31 Own transport fuel, oil, maint. 460 570 83% 79% - - - - $36 $20 $19 $129 Licenses and fees 10 6 2% 1% - - - - $35 $4 $23 $4 Other major costs 220 422 40% 59% - - - - $14 $10 $8 $29 Total Sample/ Value 555 717 100% 100% $1,775 $2,081 $1,020 $4,735 TABLE A59: AVERAGE PIG DEATH CAUSED BY CASES AND DISEASES Enterprises Mean (Head) Item # Percent Mean Median 104 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Enterprises Mean (Head) Item # Percent Mean Median Death caused by Cases 477 67% 8.7 5 Death caused by Cases 23 23% 3.9 2 Death caused by diseases 300 53% 9.1 5 Total Sample 717 100% CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 105 TABLE A60: DESCRIPTION OF SYMPTOMS OR THE NAME OF DISEASES Enterprises Item # Percent Porcine Respiratory and Reproductive Syndrome (PRRS) 87 23% Diarrhea or dysentery disease 88 23% Fever 47 12% Abortion 1 0% Classical Swine Fever 108 29% Food and Mouth Disease (FMD) 23 6% Eyes Swollen 12 3% Red Skin 27 7% Loss Appetite 14 4% No Suckling 8 2% Constipation 11 3% Convulsion/Trembling and Jerking 30 8% Cyanosis/purple 5 1% Bloody runny nose 4 1% Tumor 1 0% Reaction 3 1% Respiratory 16 4% Papule/Skin Rash 13 3% Foreleg and hindleg swelling 5 1% Bladder 1 0% Flu/cold fever 5 1% Ulcer ear 1 0% Cyanosis ear 6 2% Cyanosis skin 16 4% Red spot 3 1% Wound mouth 1 0% 106 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Enterprises Item # Percent Ulcer uteris 1 0% Head swollen 5 1% Erysipelas 4 1% Hemorrhagic septicemia/Pasteurellosis 1 0% Aujezsky disease 1 0% Pasteurellosis 7 2% TABLE A61: PIG SLAUGHTERHOUSE LOCATION PROFILE Sample (Recent clients only) TAMIS (All MSME clients) Location (n) percent total No. F percent F No. percent total No. F percent F Rural/Urban percent Rural 6 86% 1 100% Urban 1 14% 0 0% Region Plateau/mountain 2 29% Tonle Sap 5 71% 1 100% Province Battambang 4 57% 1 100% 4 57% 1 100% Kampong Cham 2 29% 0 0% 2 29% 0 0% Kampong Thom 1 14% 0 0% 1 14% 0 0% Total Sample 7 100% 1 100% 7 100% 1 100% CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 107 TABLE A62: PIG ISP VETERINARIAN/VLA INVESTMENTS Sample (n) Percent Total Units Values (USD) VET./VLA SERVICES Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 ASSET Land: shop/office m2 3 37 8% 23% 41 31 40 2 $861 $214 $957 $15 Buildings: shop/office 3 17 8% 11% - - - - $4,468 $893 $4,787 $500 Buildings: storage 2 6 5% 4% - - - - $6,750 $625 $6,750 $575 Equipment: storage/refrigeration 14 87 38% 55% - - - - $36 $30 $26 $14 Equipment: veterinarian 35 157 95% 99% - - - - $93 $97 $29 $38 Equipment: feed Storage 1 9 3% 6% - - - - $48 $64 $48 $45 Equipment: pen/trough-building 1 12 3% 8% - - - - $24 $275 $24 $38 Transport: motorcycle 33 150 89% 94% 1 1 1 1 $536 $469 $479 $375 Transport: truck/car 0 0 0% 0% 0 0 0 0 - - - - Other major input/service assets 12 75 32% 47% - - - - $28 $25 $10 $13 Total Sample/ Value 37 159 100% 100% $1,388 $759 $617 $472 TABLE A63: PIG ISP INPUT SUPPLIER INVESTMENTS Sample (n) Percent Total Units Values (USD) INPUT SUPPLIERS Mean Median Mean Median ASSET 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Land: shop/office m2 21 54 88% 96% 86.3 88 40 40 $2,364 $4,126 $957 $380 Buildings: shop/office 21 49 88% 88% - - - - $4,862 $2,937 $1,436 $1,000 Buildings: storage 9 17 38% 30% - - - - $8,901 $3,197 $2,393 $650 Equipment: storage/refrigeration 10 28 42% 50% - - - - $204 $342 $66 $81 Equipment: veterinarian 8 42 33% 75% - - - - $195 $1,000 $69 $90 Equipment: feed Storage 13 23 54% 41% - - - - $101 $6,565 $72 $50 Equipment: pen/trough-building 5 11 21% 20% - - - - $411 $2,605 $96 $200 Transport: motorcycle 12 34 50% 61% 1.1 1.2 1 1 $718 $635 $371 $525 108 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Sample (n) Percent Total Units Values (USD) INPUT SUPPLIERS Mean Median Mean Median ASSET 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Transport: truck/car 3 3 13% 5% 1.3 1.3 1 1 $2,011 $6,967 $1,915 $8,000 Other major input/service assets 8 32 33% 57% - - - - $103 $221 $22 $81 Total Sample/ Value 24 56 100% 100% $10,596 $12,533 $4,073 $2,881 TABLE A64: PIG INPUT & SERVICE PROVIDERS VALUE OF SALES Sample (n) Percent Tot Units Total Value ($) Unit Value ($) Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 VETERINARIAN SERVICES Vaccination service fee ( no.) 29 139 78% 87% 177 626 36 60 $71 $436 $29 $38 $0.40 $1.75 $0.80 $1.00 Vaccines (no. of head) 35 142 95% 89% 452 790 160 196 $320 $529 $101 $90 $0.71 $0.91 $0.63 $0.50 Treatment service fee( no.) 32 144 86% 91% 402 625 107 240 $277 $695 $97 $204 $0.69 $1.30 $0.91 $0.75 Treatment medicines(no. head) 31 156 84% 98% 225 1112 100 240 $248 $959 $108 $293 $1.10 $1.50 $1.08 $0.88 A.I service fee( no.) 3 30 8% 19% 3.3 69 3 20 $22 $107 $10 $35 $6.46 $2.84 $3.19 $1.44 A.I semen (no. of head) 2 25 5% 16% 3.5 69 3.5 25 $11 $379 $11 $150 $3.08 $5.78 $3.08 $5.00 Total Sub- Sample/ Value 37 159 100% 100% $808 $2,504 $350 $913 INPUT SUPPLIER SERVS Feed sales 24 50 100% 89% 19848 63447 8000 20700 $13,474 $53,282 $4,524 $24,375 $0.68 $0.83 $0.57 $0.88 Ingredient sales - Corn N/A 7 N/A 13% N/A 11486 N/A 0 N/A $4,525 N/A $1,650 N/A $0.44 N/A $0.38 Ingredient sales - Bran N/A 13 N/A 23% N/A 33508 N/A 0 N/A $7,222 N/A $525 N/A $0.17 N/A $0.18 Ingredient sales - Soy Bean N/A 2 N/A 4% N/A 4550 N/A 0 N/A $2,309 N/A $2,309 N/A $0.53 N/A $0.53 Ingredient sales - Fish N/A 6 N/A 11% N/A 9317 N/A 0 N/A $5,744 N/A $4,194 N/A $0.73 N/A $0.73 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 109 Sample (n) Percent Tot Units Total Value ($) Unit Value ($) Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Miller Ingredient sales - Others N/A 11 N/A 20% N/A - - - N/A $3,180 N/A $250 N/A - N/A - Vaccination sales 11 33 46% 59% 470 695 100 55 $717 $2,143 $215 $625 $1.52 $3.69 $2.15 $2.00 Medicine sales 13 46 54% 82% 1756 2455 300 116 $3,464 $6,467 $574 $392 $1.97 $2.54 $1.91 $1.88 Pig production equipment sales 6 17 25% 30% - - - - $258 $703 $138 $225 - - - - Pig processing equipment sales 0 1 0% 2% - - - - $ - 100 $ - 100 - - - - Veterinarian equipment sales 10 27 42% 48% - - - - $741 $1,462 $26 $100 - - - - OTHER SERVICES Pig pen construction 0 1 0% 2% - 30 - 0 $ - 1500 $ - 1500 $ - 50 $ - 50 Pig trough construction/sales 1 3 4% 5% 1 1374.33 1 0 $8 $4,273 $8 $2,070 $8.38 33 $8.38 8 Pig transport services 0 0 0% 0% - - - 0 $ - $ - $ - $ - $ - $ - $ - $ - Other pig tech. advisory services 0 4 0% 7% - 8.25 - 0 $ - 148.75 $ - 52.5 $ - 16 $ - 15 Other major input/service sales 2 5 8% 9% - - - - $10 $44 $10 $18 - - $ - - Total Sub- Sample/ Value 24 56 100% 100% $16,054 $58,902 $7,986 $27,140 TABLE A65: PIG INPUT & SERVICE PROVIDER COSTS OF BUSINESS COST OF BUSINESS Sample (n) Percent Total Values ($) Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 VETERINARIAN SERVICES Vaccines stock 35 54 95% 34% $221 $644 $71 $150 Other medicines stock 30 134 81% 84% $189 $834 $132 $175 110 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT COST OF BUSINESS Sample (n) Percent Total Values ($) Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Veterinary consumables stock 29 155 78% 97% $18 $33 $14 $13 Machinery fuel, oil, maintenance 5 14 14% 9% $100 $133 $96 $44 Electricity/battery 15 29 41% 18% $11 $18 $4 $9 Hired labor, part-time 1 21 3% 13% $5 $50 $5 $27 Hired labor, full-time 0 48 0% 30% $ - $590 $ - $274 Own transport fuel, oil, maint. 31 151 84% 95% $101 $241 $50 $88 Hired transport costs 1 25 3% 16% $48 $30 $48 $8 Licenses and fees 1 8 3% 5% $36 $30 $36 $13 Other major costs 6 47 16% 30% $7 $14 $6 $5 Total Sub-Sample/ Value 37 159 100% $483 $1,805 $238 $884 INPUT SUPPLIER SERVICES Feed 24 50 100% 89% $12,200 $46,776 $4,260 $16,288 Vaccinations 11 34 46% 61% $622 $2,358 $191 $506 Medicines 13 47 54% 84% $3,143 $5,628 $503 $319 Pig production equipment stock 4 14 17% 25% $254 $589 $144 $188 Pig processing equipment stock 0 1 0% 2% $ - 112.5 $ - 112.5 Veterinarian equipment stock 9 22 38% 39% $441 $1,441 $144 $113 Machinery fuel, oil, maintenance 1 7 4% 13% $5 $526 $5 $135 Electricity/battery 11 36 46% 64% $36 $99 $15 $38 Hired labor part-time 1 18 4% 32% $345 $107 $345 $43 Hired labor full-time 3 34 13% 60% $239 $707 $287 $463 Own transport fuel, oil, maint. 14 30 58% 54% $97 $164 $54 $43 Hired transport costs 12 32 50% 57% $524 $623 $109 $110 Licenses and fees 11 38 46% 68% $69 $88 $18 $25 Other major costs 5 27 21% 48% $22 $360 $14 $25 OTHER SERVICES Pig pen materials 0 1 0% 2% $ - 112.5 $ - 112.5 Pig trough materials 1 1 4% 2% $7 $8,000 $7 $8,000 Transport fuel, oil, maintenance 2 1 8% 2% $20 $5 $20 $5 Machinery fuel, oil, maintenance 1 1 4% 2% $20 $6 $20 $6 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 111 COST OF BUSINESS Sample (n) Percent Total Values ($) Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Electricity/battery 2 3 8% 5% $4 $51 $4 $1 Hired labor part-time 0 3 0% 5% $ 217.5 $ - 100 Hired labor full-time 0 3 0% 5% $ - 443.3 $ - 225 Own transport fuel, oil, maint. 3 5 13% 9% $10 $19 $2 $13 Hired transport costs 0 0 0% 0% $ - $ - $ $ - Licenses and fees 0 2 0% 4% $ - 7.625 $ - 7.625 Other major costs 2 3 8% 5% $31 $10 $31 $8 Total Sub-Sample/ Value 24 56 100% 100% $14,817 $50,319 $6,662 $18,272 TABLE A66: IMPACT OF WORKING WITH MSME PROJECT ON THEIR BUSINESS GROWTH AND DEVELOPMENT Pig producer Pig Trader Pig Processor Veterinarian Pig Input Supplier Total for Pig # % # % # % # % # % # % Very negative impacts 3 0% 1 1% 4 0% Negative impacts 13 2% 3 2% 1 2% 17 2% No impacts 47 7% 1 50% 3 43% 5 3% 6 11% 60 7% Postive impacts 359 50% 1 50% 4 57% 60 38% 22 39% 441 48% Very positive impacts on my business 295 41% 90 57% 27 48% 398 43% TOTAL 717 100% 2 100% 7 100% 159 100% 56 100% 920 100% 112 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE A67: SHARING KNOWLEDGE LEARNED FROM MSME WITH NONE-CLIENT BUSINESS PEOPLE Pig producer Pig Trader Pig Processor Veterinarian Pig Input Supplier Total for Pig # % # % # % # % # % # % Average Number of People They Shared Knowledge that learned from MSME with 717 7.2 2 0.0 7 6.3 159 76.1 56 97.3 920 21.8 Average Number of People who they Shared Knowledge partially or fully adopted the new technologies or business practices 435 6.4 0 - 3 8.0 147 46.3 40 79.7 607 18.3 TABLE A68: FISH PRODUCER VOLUME OF FISH PRODUCTION FOR SALE Sample (n) Percent Total Units Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Mature fish-Tilapia 82 41 56% 25% 1989 1487 405 380 Mature fish-Carp 72 79 49% 49% 538 1022 300 550 Mature fish-Pangasius 67 108 46% 67% 2055 2471 900 1075 Stunted fish-Tilapia 17 16 12% 10% 228 2009 50 550 Stunted fish-Carp 13 19 9% 12% 127 293 50 100 Stunted fish-Pangasius 11 24 8% 15% 3357 329 150 95 Fingerling-Tilapia 16 4 11% 2% 10067 15925 5500 6500 Fingerling-Carp 6 0 4% 0% 13107 - 2125 - Fingerling-Pangasius 2 0 1% 0% 2600 - 2600 - Total Sample/ Value 146 162 100% 100% 4294 3197 800 1185 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 113 TABLE A69: FISH PRODUCERS TOTAL VOLUME OF PRODUCTION Sample (n) Percent Total Units Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 Mature fish-Tilapia 11 8 8% 5% 781 4579 400 35 Mature fish-Carp 7 0 5% 0% 470 - 100 - Mature fish-Pangasius 3 3 2% 2% 347 4967 500 4200 Stunted fish-Tilapia 11 0 8% 0% 804 - 300 - Stunted fish-Carp 2 4 1% 2% 115 530 115 460 Stunted fish-Pangasius 3 5 2% 3% 483 366 100 200 Fingerling-Tilapia 95 42 65% 26% 7036 6653 1000 1000 Fingerling-Carp 81 79 55% 49% 2102 1768 600 1000 Fingerling-Pangasius 77 106 53% 65% 4137 4070 2000 2000 Total Sample/ Value 146 162 100% 100% 8087 5592 2100 2000 114 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE A70: FISH PRODUCERS VALUE OF SALES Sample (n) Percent Total Units Values ($) Unit Value ($) Item Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Mature fish-Tilapia 82 41 56% 25% 1,989 1487 405 380 $1,241 $927 $348 $265 $0.62 $0.83 $0.86 $0.63 Mature fish-Carp 72 79 49% 49% 538 1022 300 550 $559 $873 $243 $469 $1.04 $0.90 $0.81 $0.80 Mature fish-Pangasius 67 108 46% 67% 2,055 2471 900 1075 $1,710 $2,101 $503 $1,088 $0.83 $0.96 $0.56 $0.90 Stunted fish-Tilapia 17 16 12% 10% 228 2009 50 550 $44 $714 $10 $52 $0.19 $0.33 $0.19 $0.26 Stunted fish-Carp 13 19 9% 12% 127 293 50 100 $27 $93 $12 $25 $0.21 $0.34 $0.24 $0.25 Stunted fish-Pangasius 11 24 8% 15% 3,357 329 150 95 $712 $119 $36 $30 $0.21 $0.34 $0.24 $0.38 Fingerling-Tilapia 16 4 11% 2% 10,067 15925 5,500 6500 $927 $228 $414 $123 $0.09 $0.03 $0.08 $0.02 Fingerling-Carp 6 0 4% 0% 13,107 - 2,125 - $599 - $112 - $0.05 - $0.05 - Fingerling-Pangasius 2 0 1% 0% 2,600 - 2,600 - $182 - $182 - $0.07 - $0.07 - Total Sample/ Value 146 162 100% 100% 4,294 3197 800 1185 $1,947 $2,155 $657 $924 $0.45 $0.85 $0.82 $0.80 TABLE A71: FISH PRODUCER COST OF BUSINESS Sample (n) Percent Total Units Values ($) Unit Value ($) Item Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 BOUGHT STOCK Stunted fish-Tilapia 6 0 4% 0% 867 - 250 - $49 - $21 - $0.06 - $0.08 - Stunted fish-Carp 2 4 1% 2% 115 530 115 460 $2 $25 $2 $22 $0.02 $0.06 $0.02 $0.03 Stunted fish-Pangasius 3 5 2% 3% 483 366 100 200 $12 $40 $2 $35 $0.02 $0.15 $0.02 $0.18 Fingerling-Tilapia 72 38 49% 23% 1480 1158 475 700 $40 $29 $10 $17 $0.03 $0.02 $0.02 $0.03 Fingerling-Carp 79 78 54% 48% 1991 1747 500 1000 $35 $55 $12 $25 $0.02 $0.03 $0.02 $0.03 Fingerling-Pangasius 76 106 52% 65% 5298 4070 1500 2000 $169 $118 $48 $58 $0.03 $0.03 $0.03 $0.03 GOODS & SERVICES Feed-manufactured/pellets 79 132 54% 81% 434 657 125 168 $242 $247 $65 $92 $0.56 $0.56 $0.52 $0.55 Feed-home made & prep. CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 115 Sample (n) Percent Total Units Values ($) Unit Value ($) Item Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Rice bran 130 156 89% 96% 1169 805 420 2669. $152 $303 $49 $120 $0.13 $0.14 $0.12 $0.13 Trash fish 24 57 17% 35% 1289 429 300 1198. $215 $129 $60 $69 $0.17 $0.24 $0.20 $0.18 Soy bean 6 5 4% 3% 1081 50 360 35. $202 $22 $48 $18 $0.19 $0.56 $0.13 $0.50 broken rice 95 111 65% 69% 277 150 140 401. $65 $87 $32 $38 $0.23 $0.29 $0.23 $0.30 Medicine-bottle 17 35 12% 22% 11 3 6 26. $20 $26 $18 $18 $1.86 $7.00 $2.99 $3.00 Medicine-tablet 14 7 10% 4% 1011 120 175 444.7 $77 $17 $22 $2 $0.08 $0.04 $0.12 $0.04 Hormone-bottle 3 0 2% 0% 3 - 2 - $81 - $48 - $26.99 - $23.93 - Hormone-tablet 2 0 1% 0% 50 - 50 - $46 - $46 - $0.93 - $0.93 - Lime 96 106 66% 65% 60 15 15 69.7 $14 $10 $3 $4 $0.24 $0.26 $0.19 $0.25 Firewood or other items used for cooking fish food N/A 117 N/A 72% - - - - N/A $40 N/A $25 N/A N/A Water supply 11 68 8% 42% - - - - $17 $24 $14 $13 - - - - Machinery fuel, oil, maint. 88 112 60% 69% - - - - $43 $28 $19 $18 - - - - Electricity/battery 76 94 52% 58% - - - - $20 $16 $12 $7 - - - - Hired labor Part-Time 2 102 1% 63% - - - - $84 $103 $84 $63 - - - - Hired labor Full-Time 5 98 3% 60% - - - - $412 $273 $287 $225 - - - - Other technical Services 3 27 2% 17% - - - - $12 $7 $7 $8 - - - - Own t’sport fuel, oil, maint. 102 110 70% 68% - - - - $45 $32 $14 $15 - - - - Hired transport costs 39 79 27% 49% - - - - $20 $15 $7 $8 - - - - Licenses and Fees 7 1 5% 1% - - - - $60 $21 $24 $21 - - - - OTHER/ANY Other major costs 115 121 79% 75% - - - - $17 $16 $7 $10 - - - - Total Sample/ Value 146 162 100% 100% $608 $1,173 $266 $828 TABLE A72: IMPACT OF WORKING WITH MSME PROJECT ON THEIR BUSINESS GROWTH AND DEVELOPMENT Fish producer Fish Trader Fingerling Producer Total for Fish # % # % # % # % No impacts 17 10% 2 1 1 0 20 12% Positive impacts 92 57% 2 1 2 1 96 56% 116 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Fish producer Fish Trader Fingerling Producer Total for Fish # % # % # % # % Very positive impacts on my business 53 33% 1 25% 54 32% TOTAL 162 100% 4 100% 4 100% 170 100% TABLE A73: SHARING KNOWLEDGE LEARNED FROM MSME WITH NONE-CLIENT BUSINESS PEOPLE Fish producer Fish Trader Fingerling Producer Total for Fish # % # % # % # % Average Number of People They Shared Knowledge that learned from MSME with 162 11.4 4 15.3 4 165.0 170 15.1 Average Number of People who they Shared Knowledge partially or fully adopted the new technologies or business practices 129 7.1 4 7.5 4 122.5 137 10.5 TABLE A74: BRICK & TILE MAKER INVESTMENTS Sample (n) Percent Total Units Values ($) Item Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 ASSETS Land 15 28 100% 100% 25101 19877 21000 16000 $112,116 $68,308 $140,737 $40,000 Buildings/storage/structures 15 28 100% 100% - - - - $18,909 $17,129 $19,148 $12,000 Existing kilns (not renovated) 9 28 60% 100% - - - - $10,643 $21,134 $7,659 $20,000 Existing kilns (renovated last year) 9 14 60% 50% - - - - $15,345 $13,354 $8,617 $3,000 New kilns (constructed last year) 4 9 27% 32% - - - - $11,417 $27,900 $9,574 $15,000 Water pump 15 27 100% 96% - - - - $310 $546 $239 $300 Equipment-clay mix preparation 12 25 80% 89% - - - - $4,057 $3,679 $4,428 $2,000 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 117 Sample (n) Percent Total Units Values ($) Item Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Equipment-kiln 3 16 20% 57% - - - - $2,249 $2,948 $34 $1,500 Equipment-drying 3 11 20% 39% - - - - $5,744 $1,455 $6,893 $875 Equipment-glazing 0 14 0% 50% - - - - - $1,538 - 837.5 Equipment-B&T handling 12 24 80% 86% - - - - $1,127 $1,660 $1,005 $1,350 B&T transport-motorcycle 4 7 27% 25% 1.3 1.7 1 2 $910 $1,031 $862 $900 B&T transport-truck 9 23 60% 82% 1.8 1.9 2 2 $16,754 $14,212 $7,659 $11,000 Other major processing assets 14 26 93% 93% - - - - $2,138 $3,971 $706 $650 Total Sample/ Value 15 28 100% 100% $168,009 $146,093 $158,844 $137,450 TABLE A75: BRICK & TILE MAKERS VOLUME OF PRODUCTION FOR SALE Sample (n) Percent Total Units Item Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 BRICKS Bricks-Quality 1 15 27 100% 96% 1,039,467 1,504,070 720,000 800,000 Bricks Quality 2 2 5 13% 18% 370,000 664,000 370,000 600,000 Total Brick 15 28 100% 100% 1,088,800 1,568,930 840,000 1,100,000 TILES Roof tiles-Quality 1 9 19 100% 95% 584,444 662,630 400,000 360,000 Roof tiles Quality 2 2 6 22% 30% 350,000 186,330 350,000 104,000 Floor/wall tiles-Quality 1 0 0 0% 0% - - - - Floor/wall tiles-Quality 2 0 0 0% 0% - - - - Total Sample/ Value Tile 9 20 100% 100% 662,222 685,400 477,778 475,000 Total Sample/ Value Brick and Tile 15 28 100% 100% 1,486,133 2,058,500 1,380,000 1,700,000 TABLE A76: BRICK & TILE MAKERS VALUE OF SALES 118 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT Sample (n) Percent Total Units Values ($) Unit Value ($/’000) Item Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 BRICKS Bricks-Quality 1 15 27 100% 96% 1,039,467 1,504,0 70 720,000 800,000 $35,44 8 $36,03 8 $18,09 5 $24,00 0 $34.1 0 $26.5 7 $25. 13 $25.00 Bricks Quality 2 2 5 13% 18% 370,000 664,000 370,000 600,000 $12,44 6 $15,35 5 $12,44 6 $9,750 $33.6 4 $21.2 5 $33. 64 $21.25 Total Brick 15 28 100% 100% 1,088,800 1,568,9 30 840,000 1,100,00 0 $37,10 8 $42,69 2 $25,85 0 $31,15 0 $34.0 8 $24.6 7 $30. 77 $25.00 TILES Roof tiles￾Quality 1 9 19 100% 95% 584,444 662,630 400,000 360,000 $32,222 $46,962 $22,020 $27,500 $55.13 $82.37 $55. 05 $70.00 Roof tiles Quality 2 2 6 22% 30% 350,000 186,330 350,000 104,000 $19,74 6 $10,58 1 $19,74 6 $8,430 $56.4 2 $70.4 2 $56. 42 $47.50 Floor/wall tiles￾Quality 1 0 0 0% 0% - - - - $ - $ - $ - $ - $ - $ - $ - $ - Floor/wall tiles￾Quality 2 0 0 0% 0% - - - - $ - $ - $ - $ - $ - $ - $ - $ - Total Sample/ Value Tile 9 20 100% 100% 662,222 685,400 477,778 475,000 $36,61 0 $61,30 1 $26,40 8 $33,52 5 $55.2 8 $77.3 8 $55. 27 $55.00 Total Sample/ Value Brick and Tile 15 28 100% 100% 1,486,133 2,058,5 00 1,380,00 0 1,700,00 0 $59,07 3 $86,47 9 $36,62 0 $56,43 8 $39.7 5 $44.8 3 $26. 54 $37.50 TABLE A77: BRICK & TILE MAKERS COST OF BUSINESS-BRICK MAKING Sample (n) Percent Total Units Values ($) Unit Value ($) Item Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 BRICK MAKING COSTS Clay 15 28 100% 100% 3,178 2,533 1,800 1,508 $5,385 $4,579 $2,908 $2,276 $1.69 $1.77 $1.62 $1.65 Sand 2 3 100% 11% 115 23 115 15 $424 $12 $424 $15 $3.68 $1.90 $3.68 $0.38 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 119 Sample (n) Percent Total Units Values ($) Unit Value ($) Item Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 Lime 0 0 0% 0% - - - - - - - - - - - - Chemicals/dyes 0 0 0% 0% - - - - - - - - - - - - Glazing 0 0 0% 0% - - - - - - - - - - - - Water 10 13 67% 46% 1,238 260 1,480 260 $10 $173 $10 $173 $0.01 $0.56 $0.01 $0.56 Fuel wood 15 28 100% 100% 1,159 842 720 817 $8,034 $7,581 $5,744 $5,250 $6.93 $8.90 $7.98 $9.38 Charcoal 0 0 0% 0% - - - - - - - - - - - - Hired labor part-time 15 28 100% 100% - - - - $7,981 $3,065 $4,787 $2,063 - - - - Hired labor full-time 3 22 20% 79% - - - - $1,219 $4,642 $1,149 $3,021 - - - - Machinery fuel, oil, maintenance 15 27 100% 96% - - - - $1,901 $2,474 $771 $1,000 - - - - Electricity 5 12 33% 43% - - - - $311 $413 $345 $263 - - - - Own Transport fuel, oil, maintenance 12 25 80% 89% - - - - $1,425 $2,016 $629 $1,250 - - - - Hired transport costs 7 18 47% 64% - - - - $2,399 $1,829 $1,436 $1,375 - - - - Licenses and fees 11 26 73% 93% - - - - $343 $291 $191 $250 - - - - Other major costs 13 13 87% 46% - - - - $437 $448 $191 $250 - - - - Total Sample/ Value Brick 15 28 100% 100% $26,596 $25,898 $17,011 $24,158 120 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT TABLE A78: BRICK & TILE MAKERS COST OF BUSINESS-TILE MAKING & TOTAL Item Sample (n) Percent Total Units Values ($) Unit Value ($) Mean Median Mean Median Mean Median 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 2009 2011 TILE MAKING COSTS Clay 9 20 100% 100% 3,436 2,067 1,000 1,040 $5,664 $4,185 $1,436 $1,599 $1.65 $1.71 $1.44 $1.65 Sand 0 2 0% 10% - 36 - 36 $ - $16 $ - $16 $ - $2.66 $ - $2.66 Lime 0 0 0% 0% - - - - $ - $ - $ - $ - $ - $ - $ - $ - Chemicals/dyes 0 0 0% 0% - - - - $ - $ - $ - $ - - - - - Glazing 0 0 0% 0% - - - - $ - $ - $ - $ - - - - - Water 4 11 44% 55% 387 160 90 160 $6 $98 $6 $98 $0.01 $0.56 $0.06 $0.56 Fuel wood 9 20 100% 100% 798 882.9 600 817 $6,546 $8,170 $5,744 $6,795 $8.20 $9.30 $9.57 $10.00 Charcoal 0 0 0% 0% - - - - $ - $ - $ - $ - $ - $ - $ - $ - Hired labor: part￾time 9 20 100% 100% - - - - $4,889 $1,660 $6,702 $717 - - - - Hired labor: full￾time 1 15 11% 75% - - - - $3,830 $4,931 $3,830 $3,146 - - - - Machinery fuel, oil, maintenance 9 20 100% 100% - - - - $598 $2,695 $268 $1,438 - - - - Electricity 3 11 33% 55% - - - - $321 $533 $383 $400 - - - - Own transport fuel, oil, maintenance 7 20 78% 100% - - - - $541 $1,730 $596 $550 - - - - Hired transport costs 4 16 44% 80% - - - - $1,029 $2,263 $112 $1,375 - - - - Licenses and fees 4 19 44% 95% - - - - $51 $206 $42 $150 - - - - Other major costs 5 9 56% 45% - - - - $236 $344 $29 $250 - - - - Total Sample/ Value tile maker 9 20 100% 100% $14,373 $25,836 $10,931 $23,780 Total Sample/ Value Brick & Tile Maker 15 28 100% 100% $35,220 $44,352 $22,240 $43,511 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT 121 TABLE 79A: MID-TERM SUMMARY STUDY RESULTS FOR THE PIG VALUE CHAIN: ALL ACTORS Indicator Mid-term Values TOTAL VALUE SAMPLE (n) MEAN VALUE % Change +/- Baseline Midterm Baseline Midterm Baseline Midterm 1 Percentage change in value of sales $1,977,286 $7,278,724 623 941 $3,174 $7,735 73% of project-assisted enterprise ($/%) 2 Percentage change in income (gross profit = $494,307 $1,511,806 623 941 $793 $1,607 67% value of sales – cost of business $/%) 3 Percentage change in investments($/%) $2,925,029 $2,328,271 623 941 $4,695 $2,474 -26% TABLE 80A: MID-TERM SUMMARY STUDY RESULTS FOR THE FISH VALUE CHAIN: ALL ACTORS Indicator Mid-term Values TOTAL VALUE SAMPLE (n) MEAN VALUE % Change +/- Baseline Midterm Baseline Midterm Baseline Midterm 1 Percentage change in value of sales of project-assisted enterprise($/%) $372,356 $859,789 150 170 $2,482 $5,058 57% 2 Percentage change in income (gross profit= $205,064 $377,838 150 170 $1,367 $2,223 46% value of sales – cost of cusiness$/%) 5 Percentage change in investments($/%) $1,759,702 $1,960,556 150 170 $11,731 $11,533 10% TABLE 81 A: MID-TERM SUMMARY STUDY RESULTS FOR THE BRICK AND TILE VALUE CHAIN Indicator Mid-term Values TOTAL VALUE SAMPLE (n) MEAN VALUE % Change +/- Mean value Baseline Midterm Baseline Midterm Baseline Midterm 1 Percentage change in value of sales $886,101 $2,421,401 15 28 $59,073 $86,479 63% of project-assisted enterprise($/%) 2 Percentage change in income (gross profit= $357,808 $1,179,546 15 28 $23,854 $42,127 70% 122 CAMBODIA MSME 2/BEE MID-TERM EVALUATION FINAL REPORT value of sales – cost of business$/%) 3 Percentage change in investments ($/%) $2,520,134 $4,090,612 15 28 $168,009 $146,093 38% TABLE 82A: MID-TERM SUMMARY STUDY RESULTS FOR ALL VALUE CHAINS Indicator Mid-term Values TOTAL VALUE SAMPLE (n) MEAN VALUE % Change +/- Baseline Midterm Baseline Midterm Baseline Midterm 1 Percentage change in value of sales of project￾assisted enterprise($/%) $3,235,743 $10,559,913 788 1139 $64,729 $99,271 69% 2 Percentage change in income (gross profit= $1,057,179 $3,069,190 788 1139 $26,014 $45,956 66% value of sales – cost of cusiness$/%) 3 Percentage change in investments ($/%) $7,204,865 $8,379,439 788 1139 $184,435 $160,100 14%