THE NIGER QAP/BASIC JOINT PROJECT: AN EVALUATION OF QA ACTIVITIES TWO YEARS LATER QUALITY ASSURANCE PROJECT FEBRUARY 2007 This publication was produced for review by the United States Agency for International Development by the Quality Assurance Project. It was authored by Sabou Djibrina, Wendy Newcomer Edson, Maina Boucar, Adamou Diogou, and Hama Issa Moussa. OPERATIONS RESEARCH RESULTS OPERATIONS RESEARCH RESULTS THE NIGER QAP/BASICS JOINT PROJECT: AN EVALUATION OF QA ACTIVITIES TWO YEARS LATER February 2007 Sabou Djibrina Wendy Newcomer Edson Maina Boucar Adamou Diogou Issa Moussa Hama DISCLAIMER The views expressed in this publication do not necessarily reflect the views of the United States Agency for International Development or the United States Government. The Quality Assurance Project (QAP) is funded by the U.S. Agency for International Development (USAID) under Contract Number GPH-C-00-00004-00. The project serves developing countries eligible for USAID assistance, USAID Missions and Bureaus, and other agencies and nongovernmental organizations that cooperate with USAID. QAP offers technical assistance in the management of quality assurance and workforce development in healthcare, helping develop feasible, affordable approaches to comprehensive change in health service delivery. The project includes prime contractor University Research Co., LLC (URC), Initiatives Inc., and Joint Commission Resources, Inc. The work described in this report was carried out by the Quality Assurance Project under USAID Contract Number HRN-C-00- 96-90013 with the Center for Human Services, URC’s nonprofit affiliate, in partnership with Joint Commission Resources, Inc. and Johns Hopkins University. Recommended citation: Djibrina S, Edson WN, Boucar M, Diogou A, and Hama, IM. 2007. The Niger QAP/BASICS Joint Project: An Evaluation of QA Activities Two Years Later. Operations Research Results. Bethesda, MD: Published for the U.S. Agency for International Development by the Quality Assurance Project. Acknowledgements: The authors wish to thank our partner at the Niger Ministry of Public Health, Dr. Gagara Magagi, Director of the Department of Health Protection and Health Establishments, Niger. We would also like to thank Mr. Adamou Diogou, Dr. Hama Issa Moussa, Dr. Bashir Sabo, and Dr. Ibrahim Souley, who collected the data from the health facilities in Tahoua and Maradi, and the observers: Mme. Massoudou Haoua Idrissa, Registered Nurse, Tchinta Health District; Mme. Mahamadou Rabi, Public Hygiene/Education for Health, Tahoua Regional Health Administration; Yaou Moussa, Registered Nurse, Tahoua Regional Hospital Center; Ahmid Mohamed, Hygiene and Sanitation Technician, Tchinta Health District; Issa Sountalma, Certified Nurse, Tchinta Health District; Nana Zouera Amadou, Certified Nurse, Tahoua Regional Hospital Center; Mamadou Mallam Adam, Program and Sanitation Information Office, Tahoua Regional Health Administration; Ramatou Moussa, Certified Nurse, Tahoua Regional Hospital Center; and Adakal Aboubacar, Tahoua Regional Health Administration. We would like to acknowledge the contributions of Dr. Diana Silimperi, Dr. Stephane Legros, Dr. Bruno Bouchet, Dr. Edward Kelley, Dr. Barton Burkhalter, Ms. Hany Abdallah, and Ms. Lauri Winter, all of URC/Bethesda at the time of the study, to the conceptualization of the project and the interpretation of results in this report. We would like to thank the healthcare workers whom we interviewed and observed in Tahoua and Maradi and the mothers of children who consented to the observations. TABLE OF CONTENTS LIST OF FIGURES AND TABLES.............................................................................................................ii EXECUTIVE SUMMARY .........................................................................................................................iii ABBREVIATIONS .....................................................................................................................................iv I. BACKGROUND......................................................................................................................................1 A. Institutionalization of QA Activities ..................................................................................................1 B. Evaluation Framework........................................................................................................................2 II. PURPOSE OF THE STUDY ..................................................................................................................3 III. METHODOLOGY ................................................................................................................................3 A. Research Design .................................................................................................................................3 B. Study Sample ......................................................................................................................................3 C. Study Variables...................................................................................................................................4 D. Study Instruments...............................................................................................................................4 E. Data Collection Procedures.................................................................................................................5 F. Data Analysis......................................................................................................................................5 IV. RESULTS..............................................................................................................................................6 A. Research Question Number 1 .............................................................................................................6 B. Research Question Number 2 .............................................................................................................7 C. Research Question Number 3 ...........................................................................................................12 D. Research Question Number 4 ...........................................................................................................16 E. Research Question Number 5............................................................................................................18 V. CONCLUSIONS AND RECOMMENDATIONS................................................................................19 A. Discussion of Findings .....................................................................................................................19 B. Presentation of Results at Workshop in Niger..................................................................................21 REFERENCES ...........................................................................................................................................21 APPENDIX.................................................................................................................................................22 A1. Guide for Document Review at the Department Level ..................................................................23 A2. Interview with Staff of the Tahoua Regional Health Administration.............................................29 A3. QI Team Member Self-Assessment................................................................................................32 A4. Interview with Health Center Manager ..........................................................................................34 A5. Rapid Assessment of Health Worker Performance—Health Worker Observation ........................37 A6. Rapid Assessment of Health Worker Performance—Interview with the Mother Following IMCI Consultation............................................................................................................................................43 Niger Follow-up Evaluation of QA Activities · i LIST OF FIGURES AND TABLES Figure 1: Institutionalization of Quality Assurance...................................................................................... 2 Figure 2: Number of Completed QI Team Cycles by Calendar Year, Tahoua............................................. 8 Figure 3: Percentage of Planned District Level Supervisory Visits Actually Completed, Tahoua............. 10 Figure 4: Percentage of Planned District Level Quarterly Meetings Actually Held, Tahoua..................... 11 Figure 5: Percentage of Planned Supervisory Visits from District to Health Center Actually Completed, Tahoua and Maradi ..................................................................................................................................... 13 Figure 6: Percentage of Planned Quarterly Meetings Held at District and Regional Levels, Tahoua and Maradi......................................................................................................................................................... 14 Table 1: QA Program Framework ................................................................................................................ 2 Table 2: Niger Evaluation Framework.......................................................................................................... 4 Table 3: Major Events Influencing the Political and Healthcare Environments, 1999–2000....................... 6 Table 4: Health Policy Priorities, 1999–2000............................................................................................... 6 Table 5: Donor Status by Region, 2000........................................................................................................ 7 Table 6: Health Indicators, Tahoua, 1993-2000 ........................................................................................... 9 Table 7: Self-evaluation Score for QI Teams by Team Dimension.............................................................. 9 Table 8: Utilization of Data by Health Centers, Tahoua and Maradi ......................................................... 14 Table 9: Percentage of Observed Health Workers Who Correctly Performed Tasks According to IMCI Guidelines, Tahoua 1998 vs. Tahoua 2001 and Tahoua 2001 vs. Maradi 2001 ......................................... 15 Table 10: Percentage of Affirmative Responses from Mothers, Tahoua 1998 vs. Tahoua 2001 and Tahoua 2001 vs. Maradi 2001 ................................................................................................................................. 15 Table 11: Major Accomplishments of the Quality Assurance/BASICS Project as Perceived by Study Participants.................................................................................................................................................. 16 Table 12: Continuing and Discontinued QA Activities in January 2001 as Perceived by Study Participants.................................................................................................................................................. 16 Table 13: Factors that Assisted or Hindered the Sustainability of Project Accomplishments as Perceived by Study Participants .................................................................................................................................. 17 Table 14: Suggestions by Study Participants for Strengthening the Institutionalization of Quality Assurance Project Accomplishments.......................................................................................................... 18 Table 15: Recommendations for Replicating the Tahoua Experience........................................................ 20 ii · Niger Follow-up Evaluation of QA Activities EXECUTIVE SUMMARY The Tahoua (Niger) Quality Assurance/BASICS Joint Project was completed in December 31, 1998. The project had provided technical and operational support to basic health services in order to improve their quality through training, supervision, meetings, operational research, and provision of limited equipment. This study was designed to assess the continuation of quality assurance (QA) activities in Tahoua, two years after the close of the QAP/BASICS joint project and to compare selected healthcare activities in the departments of Tahoua and Maradi, also in Niger. The study was conducted in eight districts of Tahoua and four districts of Maradi. Interviews with 96 Niger Ministry of Public Health (MOH) personnel were conducted at all levels of the health system, and documents were reviewed at 15 MOH office sites. Healthcare workers were observed to determine their compliance with the Integrated Management of Childhood Illness (IMCI) standards during consultations with sick children: 88 observations occurred in Tahoua and 38 in Maradi. Exit interviews were conducted with mothers or caretakers after the observed consultation: 86 in Tahoua and 38 in Maradi. The study sought to answer the following research questions: • What political, health policy, and health financing influences may have affected QA activities in Niger during 1999 and 2000 and in the Tahoua and Maradi Regions in particular? • How do the QA activities that took place in 1999 and 2000 in the Tahoua region after the project ended compare with the QA activities at the end of the project in 1998? • How do other activities in 1999 and 2000, such as supervision, quarterly meetings, standards development, and compliance with IMCI standards in the Tahoua region compare with the Maradi region? • What factors contributed to sustaining project achievements? • What recommendations can be made to ensure the sustainability of project achievements? Political events in Niger significantly influenced the sustainability of the Tahoua QA project. A military coup at the national level disrupted foreign aid and led to destabilizing elections. The new leadership reassigned health personnel at all levels, resulting in a devastating impact on the sustainability of QA in Tahoua: QA-trained health professionals were sent to other departments, and incoming personnel had neither training in nor exposure to QA. QA activities were supported at a reduced level by funds from the World Health Organization (WHO) during 1999 and 2000 in Tahoua. Supervisory visits, quarterly coordination meetings, and the number of quality improvement (QI) cycles all decreased in frequency in 1999 and 2000, well below the median frequency for the activity that was attained during the project. However, despite the lack of full funding for QA activities in Tahoua, supervision visits continued to follow the systematic approach developed during the project: comprehensive, two- to three-day quarterly meetings continued and were attended by a broad spectrum of personnel. In order to compare health worker performance over time, we repeated in 2001 a study originally conducted in Tahoua in December 1998, in the same health centers. The results show a decrease in all but one performance item, with significant decreases in “whether nutritional status was checked” (47.0% in 1998 to 5.4% in 2001), “whether the child was checked for two or more danger signs” (63.5% in 1998 to 26.3% in 2001) and “whether the mother was counseled about the child’s treatment” (62.8% in 1998 to 10.7% in 2001). We then compared health worker performance in 2001 in Tahoua with performance in Maradi. There were no significant differences in performance between the two regions, although “whether nutritional status of a child was checked” was greater in Maradi (26.7%) than in Tahoua (5.4%). Even though none of the health workers in Tahoua seeing patients was trained in IMCI, those in the district of Guidan Roumdji in Maradi had recently received IMCI training. Niger Follow-up Evaluation of QA Activities · iii The evaluation sought to measure the sustainability of QA in Tahoua, where several political and other events had combined to undermine QA efforts. Nevertheless, discussions with staff indicated good team spirit and communications at all levels, better supervision mechanisms (although frequency of supervision declined), and ongoing team activities targeting improved health outcomes (e.g., prenatal care, infant counseling, nutrition, etc.). Importantly from a quality assurance perspective, facilities that retained less than four QA-trained staff seemed unable to sustain team-based QI efforts. We specifically examined various QA activities (definition of quality standards, measurement of compliance with standards, quality improvement, documentation/communication, and capacity building) to assess which had continued for the two years following the project’s completion. Several activities had been discontinued, largely because of funding shortages and/or staff transfers, including some aspects of coaching and supervision, information sharing between districts, and QA training. Still extant, however, were activities to set and review standards, QI teamwork (where teams of four or more remained in a facility), intra-team knowledge sharing, data-based decision making, and training in clinical care. Certainly funding from the World Bank and WHO contributed to sustainability. The MOH decision to spread QA throughout the country through staff transfers from Tahoua to other areas reduced QA activities in Tahoua but may have stimulated or fostered QA in other regions. Opportunities to share knowledge (such as supervisory visits and quarterly meetings) contribute to sustainability, but they require funding, and Tahoua, which is geographically disparate, would require more funding for this activity than Maradi. Supervisory visits declined in frequency after the project ended but continued at a reduced level with UNICEF funding. Our comparison of supervisory visits between Tahoua and Maradi suggests that Tahoua was able to maintain supervisory visits despite funding and logistics difficulties because supervision was well organized, comprehensive, used trained supervisors, and underwent continuous improvement. Other elements that would indicate and ensure sustainability fared less well after the project ended, as detailed in the full report. ABBREVIATIONS AIDS Acquired Immunodeficiency Syndrome BASICS Basic Support for Institutionalizing Child Survival IMCI Integrated Management of Childhood Illnesses MOH Ministry of Public Health, Niger QA Quality assurance QAP Quality Assurance Project QI Quality improvement RAHWP Rapid Assessment of Health Worker Performance RHA Regional Health Administration UNICEF United Nations Children’s Fund USAID U.S. Agency for International Development WHO World Health Organization iv · Niger Follow-up Evaluation of QA Activities I. BACKGROUND The Tahoua (Niger) Quality Assurance Project (QAP), begun in April 1993 by the Center for Human Services under funding from the U.S. Agency for International Development (USAID), was completed on December 31, 1998. The project covered all health facilities in the Department of Tahoua. In 1997, the project merged with the BASICS Project to become the Niger Quality Assurance/BASICS Joint Project, which focused its interventions on the health districts of Konni and Illéla in the Department of Tahoua and Boboye District in the Department of Dosso. The project also continued support for some activities in the other districts of Tahoua. The project’s aim was to provide technical and operational support to basic health services in order to improve their quality through training, supervision, meetings, operational research, and the purchase of small equipment. Encouraging results were achieved in the improvement of healthcare and services during the implementation of this project (please see Legros et al. 2000a for the end-of-project evaluation). By the end of the project, 100% of the senior staff at the Tahoua Regional Health Administration, 90% of the district health teams, and 85% of health workers were trained in basic quality assurance (QA) skills, and 92% of health centers in the project area had at least one operational quality improvement (QI) team. All supervisors in the department had been trained in facilitative supervision, and 70% of them received training in coaching skills. Of note, among other things, was the development of increased team spirit through the involvement of the regional quality council and periodic meetings bringing together staff at all levels of the health sector in the region. In addition, there was a better understanding of health system processes and standards, better organization of services, and improved health indicators in Tahoua. It was assumed that accomplishments could be self-sustaining, as they had become an integral part of the regional system. Based on this assumption, we conducted this study to assess the continuation of QA activities and the level of QA institutionalization two years after the completion of the project. A. Institutionalization of QA Activities Institutionalization is an ongoing process in which a set of activities, structures, and values becomes an integral and sustainable part of an organization. Institutionalization of QA occurs when QA activities are formally and functionally incorporated into the structure of a health system (or organization), consistently implemented, and supported by a culture of quality, as reflected in organizational values and policies that advocate quality care (Franco et al. 2002). The essential elements for QA institutionalization operate within the organization’s sphere of influence (see Figure 1). They can be divided into three categories: support functions, structure, and internal enabling environment. Support functions are formal, ongoing processes for developing and maintaining the staff’s capacity to implement QA activities, for disseminating QA information, and for rewarding quality. These processes include capacity building of staff in QA, communicating and disseminating information about QA activities, and using incentives and recognition to reward quality work. Structure is the clear delineation of roles, responsibilities, and accountability for the implementation of QA activities. The internal enabling environment is an environment conducive to initiating, expanding, and sustaining QA. This includes written policies that support quality, leaders who work directly and openly to improve quality, organizational values that emphasize quality care and continuous improvement of services, and sufficient allocation of human and material resources. Evaluating the extent to which these essential elements are present in a QA program will provide information on the process of institutionalization of QA within the healthcare organization. Niger Follow-up Evaluation of QA Activities · 1 Figure 1: Institutionalization of Quality Assurance Core Values Leadership Policy Resources Institutionalization of Quality Assurance Support Functions QD QI QC Quality Care M B. Evaluation Framework The QA program framework (Table 1) developed by QAP for the evaluation of the national QA program in Chile (Catsambas et al. 2002; Legros et al. 2000b) was utilized for this evaluation. Elements of the framework include the political and health policy environment within which the project took place; dissemination and communication of project results; the organizational structure and management of QA, including QI teams, supervision, and quarterly meetings; training in QA; utilization of monitoring data; compliance with the Integrated Management of Childhood Illness (IMCI) standards; and cost of sustaining QA activities in the project region. Table 1: QA Program Framework Functional Area Key Topics Addressed by the Evaluation Environment Health reform Key health sector policies Country culture Overall QA program Description of QA activities within the health sector History of the QA program QA policies QA support functions Management and supervision of QA Training QA research Dissemination and communication Organizational culture QA activities Quality assessment and monitoring Quality design Quality improvement Standards Accreditation and licensing 2 · Niger Follow-up Evaluation of QA Activities II. PURPOSE OF THE STUDY The aim of the study was to assess the continuation of quality assurance activities in Tahoua two years after the close of the QAP/BASICS joint project, to describe factors that have contributed to the sustainability of QA activities in Tahoua, and to compare selected healthcare activities in Tahoua with those in Maradi. The study was conducted in all eight districts in Tahoua and all four in Maradi, as well as the Tahoua and Maradi Regional Health Administrations. The study included interviews and document review at the national, departmental, district, and health center levels. The research questions were: 1. What political, health policy, and health financing influences may have affected QA activities in Niger during 1999 and 2000 and in the Tahoua and Maradi Regions in particular? 2. How do the QA activities that took place in 1999 and 2000 in the Tahoua Region after the project ended compare with the QA activities at the end of the project in 1998? 3. How do other activities in 1999 and 2000, such as supervision, quarterly meetings, standards development, and compliance with IMCI standards in the Tahoua Region compare with the Maradi Region? 4. What factors contributed to sustaining project achievements? 5. What recommendations can be made to ensure the sustainability of project achievements? III. METHODOLOGY A. Research Design In order to assess the sustainability of QA activities after the project close in December of 1998, a retrospective, descriptive study of ongoing QA activities in Tahoua in 1999 and in 2000 was combined where possible with a comparison of QA activities across time and across geographical areas. The comparison across time compared QA activities during the project with activities after the project closed. The comparison across geographic areas compared activities in Tahoua in 2000 with those in Maradi in 2000. Maradi was selected as the comparison area in part because it did not have a QA program. The assessed activities included supervision, utilization of data, and performance according to IMCI standards. The Maradi region, in January 2001, had not implemented any activities in a planned QA extension project funded by the World Bank. The study was conducted from January to March 2001. B. Study Sample In Tahoua and Maradi, 96 Ministry of Public Health (MOH) personnel were interviewed at the national, regional, district, and health center levels. Open-ended questions eliciting information on replication of the Tahoua project and institutionalization of QA in Niger were asked of all study participants. Documents were reviewed at the same levels. All eight districts in Tahoua were included in the study as were all four districts in Maradi. A sample of eight health centers was selected in Tahoua, one in each district, and four in Maradi, also one in each district. At each health center MOH personnel were interviewed and documents reviewed. At the departmental level, the study included all staff members present at the time of the study, as all were involved in the implementation of QA activities. Observations of clinical care were conducted at 16 health centers in two districts of Tahoua and in eight health centers in two districts of Maradi. This sample included health workers conducting consultations, health center managers, and children and their mothers or caretakers. Ten consultations of children per health center were observed. Children were included if they were under five years of age, seen on an Niger Follow-up Evaluation of QA Activities · 3 outpatient basis, and had new diagnoses of diarrhea, cough or respiratory problems, or fever. Exit interviews of mothers/caretakers of all children observed after the consultation were conducted if they (mothers/caretakers) were at least 16 years old and had been living with the child for at least 15 days. C. Study Variables Table 2 outlines the study’s evaluation framework by functional area, geographic area, research objective, and data source. Table 2: Niger Evaluation Framework Functional Area Geographic Area Research Objective Data Source Environment Niger, Tahoua, and Maradi regions Describe the political and health policies during 1999 and 2000 Interviews, documents Organizational structure and management of QA: • Quality improvement teams Tahoua region Compare the number of QI teams functioning and number of completed QI cycles between Tahoua in 1998 and Tahoua in 2000 Meeting reports, interviews with health workers • Quarterly meetings Tahoua region Compare the percentage of completed/planned quarterly meetings between Tahoua in 1998 and Tahoua in 2000 and between Tahoua and Maradi in 2000 Meeting reports, interviews with health workers • Supervision Tahoua and Maradi regions Compare the percentage of completed/planned supervisory visits between Tahoua in 1998 and Tahoua in 2000, and between Tahoua and Maradi in 2000 Interviews with health workers, supervision records Training in QA Tahoua region Compare the number of people trained in QA between Tahoua in 1998 and Tahoua in 2000 Interviews with health workers, training records Utilization of monitoring data Tahoua and Maradi regions Describe the use of monitoring data by health centers Interviews with health workers Compliance with IMCI standards Tahoua region: Konni and Illéla Maradi region: G. Roumdji and Mayahi Compare compliance with IMCI standards at health centers between Tahoua in 1998 and 2000 and between Tahoua and Maradi in 2000 Observation of health workers, exit interviews of mothers, interviews of health managers Dissemination and communication Niger, West Africa, globally Describe publications, reports, and missions within Niger and throughout West Africa Document review D. Study Instruments The four methods of data collection (health worker interviews, document review, observations of health workers, and interviews with mothers) were conducted at three different levels within the MOH, requiring instruments tailored for each level. The interview and document review guides were adapted from those used in prior QA evaluations. The interview guide solicited information about the healthcare environment, functioning of QA structures (QI teams, supervision, quarterly meetings), QA training, dissemination and communication, and utilization of monitoring data. A questionnaire on supervision and utilization of data developed for the study was administered to health center directors. A self￾administered questionnaire, the QI Team Member Self-Assessment tool, was given to the QI team members to measure the effectiveness of the QI teams. QAP had developed this tool and used it in previous studies of QI teams in Morocco and Kenya. The document review guide was used to review correspondence, supervision reports, and minutes of meetings relating to QA activities. These 4 · Niger Follow-up Evaluation of QA Activities instruments were pre-tested during a one-day workshop with the four MOH surveyors from the national level and two departments other than Tahoua and Maradi. The observation checklist used to collect data on healthcare workers’ performance in treating a sick child and consulting with his or her mother was the Rapid Assessment of Health Worker Performance (RAHWP), which had been pre-tested in previous research in Tahoua. This instrument was developed during the QAP/BASICS joint project (BASICS I Country Program: Niger 2002). The interviews with the mothers/caretakers of observed children were conducted using the RAHWP instrument for clients. English translations of the instruments used in the study are presented in the Appendix. E. Data Collection Procedures Data were collected by four MOH surveyors (two from the national and two from the departmental levels) during a five-week period in January and February 2001. Data were collected in two teams of two surveyors each. The two teams began in Tahoua for two weeks then spent a week in Maradi. They began at the department headquarters, interviewing staff and reviewing documents, then traveled to each district headquarters conducting interviews and document reviews. They then visited one health center in each district to conduct interviews and document review. These districts were selected according to proximity to the district office location or en route to the next district. After these data were collected, the observation of health workers and exit interviews of mothers occurred. A team of providers from Tahoua who had conducted these observations in the past was oriented to the study and retrained in one day. This team traveled to the 24 sites where data were collected during a two-week period. Finally, national level MOH personnel were interviewed in the capital, Niamey, by the two surveyors from the national level. A total of 96 MOH personnel were interviewed: 1 at the national level, 6 each at the departmental level in Tahoua and Maradi, 28 at the district level in Tahoua, 17 at the district level in Maradi, and 34 at Tahoua health centers and 4 at Maradi health centers. Documents were reviewed at 15 MOH office sites. Observations of health workers and exit interviews of mothers occurred at 16 clinics in Tahoua and 8 in Maradi. A total of 126 observations were performed: 88 in Tahoua and 38 in Maradi, and 124 mothers were interviewed: 86 in Tahoua and 38 in Maradi. F. Data Analysis The guided interview and document review data were transcribed into Microsoft Word and grouped according to question. The qualitative data were analyzed by reviewing the responses and identifying themes and categories of similar responses. The quantitative data were analyzed in a yearly run chart format where trends are noted in relation to the median. Where possible, the analysis included a comparison between Tahoua and Maradi. The observation checklist and client interview data were keyed and analyzed using EPI-Info. Selected indicators were analyzed using proportions in order to assess changes that occurred in Tahoua since the completion of the project and to compare with Maradi. We compared the behaviors of health workers in Tahoua and Maradi by developing facility-level averages for the 24 clinics of the proportion of health workers who were scored with a "Yes" on an item. Using the facility-level average, we compared the Tahoua clinics over time and the Tahoua and Maradi clinics using t-tests. A difference was judged significant if the probability of the t value was less than .05. A preliminary report was submitted for review by representatives of each group involved in the study during a one-day workshop in June 2001, in order to allow them to make contributions to the final report. These contributions were then incorporated into the final report. Niger Follow-up Evaluation of QA Activities · 5 IV. RESULTS A. Research Question Number 1 What political, health policy, and health financing influences may have affected QA activities in Niger during 1999 and 2000 and in the Tahoua and Maradi Regions in particular? Although both regions were affected by disease outbreaks, disruptions in food, and floods, the most important influence during the 1999–2000 period was political. A military coup at the national level disrupted foreign aid. Political turmoil surrounding elections further destabilized the situation. As a result of the change in political power, health personnel at all levels of the MOH were reassigned to different posts in different locales. In Tahoua, this had a devastating impact on the sustainability of QA as the health professionals trained in QA during the project were sent to other departments outside Tahoua. The incoming workers replacing Tahoua’s QA-trained ones had neither training nor exposure to QA and consequently focused on other activities that they deemed more important. These and other key events are summarized in Table 3. Table 3: Major Events Influencing the Political and Healthcare Environments, 1999–2000 National Tahoua Maradi • A military coup influenced foreign (bilateral) cooperation • Food deficit • Meningitis epidemic • Electoral turmoil • Meningitis and cholera outbreaks • Drought, lack of pasture, food deficit • Insecurity (vehicle thefts) • Floods • Massive exodus and massive return of people from exodus • Islamist religious events • Cholera, measles, meningitis outbreaks • Food deficit • Floods • Change of government officials • Islamist religious events Similarly, health policy priorities at the national and regional levels also strongly affected activities in the health facilities. IMCI in Tahoua started at Konni under the auspices of the QAP, but during the two years after the end of the project, all IMCI-trained personnel were moved to other regions. IMCI supervisory visits continued, but no IMCI-trained personnel worked at the health centers. There was no financial support of IMCI in Tahoua after QAP ceased in Niger. However, IMCI expansion, supported by WHO, occurred in Maradi during this time period. The national and regional health policy priorities are outlined in Table 4. Table 4: Health Policy Priorities, 1999–2000 National Tahoua Maradi • Adjustment of reproductive health strategies • Hygiene/sanitation • IMCI expansion to four new districts (WHO financing) • QA extension in Zinder, Tillaberi, and Diffa through a World Bank project • 1000 community health facilities (presidential commitment) • Integrated Basic Health Services (UNICEF) • Consolidation of cost￾recovery management tools • Decentralization • Integrating QA activities in the Minimal/ Essential Health Package • Expanded Program of Immunizations support project • Existing malaria and AIDS programs re-emphasized by the President of Niger • Integrated Basic Health Services (UNICEF) • IMCI • Permeated mosquito nets • Breast-feeding promotion • Acute flaccid paralysis • Integrated Epidemiology Surveillance Program • Health districts operation 6 · Niger Follow-up Evaluation of QA Activities In one district in Tahoua and in two districts in Maradi, new health policies included the integrated basic service (UNICEF) activities in health centers and the community. More political support of pre-existing malaria and AIDS programs occurred in Tahoua but was not accompanied by supplemental resources. Again in Tahoua, several cost-recovery tools in use were consolidated into a single, more efficient one. In general, new health initiatives in Tahoua decreased during the two years after the project closed. In contrast, five new health initiatives began in Maradi during the same period. As seen in Table 5, Tahoua lost funding from eight agencies in comparison to none lost in Maradi, although UNICEF ceased operations in two of six districts in Maradi. Tahoua gained only three new donors while Maradi gained seven. Overall, Tahoua saw a marked decrease in international donors for health initiatives. At the national level, most bilateral funding left Niger during this period, although UNICEF, WHO, and the World Bank remained. Table 5: Donor Status by Region, 2000 National Tahoua Maradi • New: Cuban Cooperation • Ongoing: World Bank, UNICEF, WHO • Disengaged: French Cooperation, Netherlands Voluntary Service, USAID • New: Health Project II, WHO, Italian Fund for Agricultural Development • Ongoing: UNICEF, Lux Développement (in some districts), Development Program for Rural Zones • Disengaged: QAP/BASICS, Pharmaciens Sans Frontières, German Cooperation, Italian Cooperation, Helen Keller International, Tarka Project, Lux Développement (in some districts), Cospe NGO • New: Lux Développement, Japanese International Cooperation Agency, Reproductive Health and Family Planning, World Vision, Integrated Epidemiology Surveillance Program, UNICEF in some districts, African Development Bank • Ongoing: UNICEF in 4 districts • Disengaged: UNICEF in 2 of 6 districts B. Research Question Number 2 How do the QA activities that took place in 1999 and 2000 in the Tahoua Region after the project ended compare with the QA activities at the end of the project in 1998? The QA structure established by the project in Tahoua included quality improvement teams in the health centers, supervision and coaching from the department to districts and from districts to health centers, and quarterly coordination meetings at the department and district levels. 1. Resources for Continuing QA Work in Tahoua At the end of the QAP/BASICS project, the MOH was committed to expanding QA into all departments of Niger. In order to fund this, it supported a World Bank loan to fund a QA extension program. As a result, some QA activities were supported at a reduced level by funds from the World Bank and WHO during 1999 and 2000 in Tahoua. WHO provided support for QA training in Tahoua for health workers at the district and health center levels and for supervision from the central to the regional level. The World Bank provided support for quarterly meetings in districts and for supervision from the region to districts and from districts to health centers. Niger Follow-up Evaluation of QA Activities · 7 2. Quality Improvement Teams Quality improvement teams were established at all health centers during the QAP/BASICS project. They usually comprised health center staff or district hospital functional units. Their composition and number differed, depending on the district, but included an average of five members, including community participation of, primarily, matrons and community leaders. QI teams still existed at most health centers in the Tahoua region after the project, but in 1999 and 2000 the numbers of active teams and completed “cycles” decreased. (A cycle is the identification of an improvement project and the implementation and evaluation of the solutions for the improvement project.) As Figure 2 shows, the number of completed QI cycles declined from 31 in 1998 to 21 in 1999 and to 17 in 2000. Topics for improvement projects in 1999 and 2000 were prenatal care (seven), unassisted deliveries (five), vaccinations (three), family planning (seven), nutrition education (five), and infant consultation (three). These teams received coaching sessions during supervision visits. Asked in early 2001 when they had last met, half responded that they had met in the last three months and the other half in the last six months. Figure 2: Number of Completed QI Team Cycles by Calendar Year, Tahoua 0 5 10 15 20 25 30 35 40 1994 1995 1996 1997 1998 1999 2000 Tahoua Median The impact of this work, according to study respondents, was shown through improved health indicators, improved communications with clients, increased community involvement and initiatives, increased utilization of services (prenatal care, infant counseling, nutrition, family planning), fewer deliveries at home, and increased screening for protein energy malnutrition. See Table 6 for a summary of the health indicators for Tahoua from before the QAP project began in 1993 until the project’s close in 1998 and for the next two years through 2000. Virtually all health indicators decreased in 1999 with the exception of TB vaccine coverage, which showed a modest increase in 1999. During the project, QI teams had been the basis for most of the QA work in the region, with increasing numbers of teams forming each year during the five years of the project; by the end of the project some teams had been functioning for five years whereas others had functioned for less. This may explain why some teams continued to function after the project whereas others did not. Another explanation for fewer teams after the project may be that the size of most teams was very small: two or three people. So, when healthcare workers were transferred to other facilities, the team no longer existed and the QI work stopped. During the project, teams were motivated to work because they would present their experiences and results at quarterly meetings and would compete with their peers to see which work was best. (There was no financial reward for making improvements.) However, after the project ended, both supervisory 8 · Niger Follow-up Evaluation of QA Activities Table 6: Health Indicators, Tahoua, 1993–2000 Health Indicators 1993 1994 1995 1996 1997 1998 1999 2000 Rate (of total population) using curative services 30 28 37 33 30 23 24 16 Growth monitoring clinic coverage rate (0–5 km.) 58 57 69 89 76 67 63 16 Prenatal consultation coverage rate (0–5 km.) 63 70 70 85 77 62 62 16 Ambulatory nutritional counseling recovery rate 14 19 15 14 25 37 35 29 Ambulatory nutritional counseling drop-out rate 15 17 14 11 16 28 11 14 Family planning utilization rate 5 5 7 11 14 NA* 1 1 Tuberculosis vaccine coverage (0–11 months) 35 60 87 107 76 72 79 17 Coverage rate for measles vaccine (0–11 months) 24 37 61 83 55 78 66 10 Coverage rate for diphtheria, tetanus, pertussis/3rd dose (0–11 months) 63 59 62 66 68 67 52 11 Coverage rate for anti-tetanus 2 74 58 80 65 73 74 69 69 * NA = not available. visits and quarterly meetings decreased, so teams did not get the feedback, support, and motivation that they had during the project. Teams may not be sustainable after a project stops, or if they are, they may continue at a lower level of intensity unless there is a strong commitment from leadership and management at all levels. There was no funding earmarked specifically for QI teams after the project. In order to assess the effectiveness of the teams, we conducted a confidential team self-evaluation of 26 team members from eight teams at health centers in Tahoua using the QI Team Member Self-assessment tool. The tool consists of a series of structured questions regarding team meetings, leadership, accomplishments, and working environment with a rating scale from 1 to 3, with 1 being “False” and 3 being “Generally True.” Some questions were reverse scored. The highest possible score for each team dimension was 312. The dimension with the lowest score was “Positive Criticism,” which assessed the manner in which criticisms were conveyed and perceived. The dimension with the highest score was “Effective Meetings,” closely followed by “Positive Atmosphere” and “Team Accomplishments.” A summary of the scores is presented in Table 7. Table 7: Self-evaluation Score for QI Teams by Team Dimension Team Dimension Score Percentage Effective meetings 235 75 Effective leadership 227 73 Positive criticism 200 64 Creativity 219 70 Positive atmosphere 234 75 Team accomplishments 234 75 Average rating 225 72 3. Supervision During the project, improving the supervision of health workers was a major focus. Even in 2000, some 90% of supervisors had been trained in facilitative supervision techniques. Much of this training occurred during the project from 1994 to 1996 and in 1998. Some medical officers received their supervision training through a management short course taught at the district development center. The project trained Niger Follow-up Evaluation of QA Activities · 9 teams of supervisors for each district in facilitative supervision techniques. This training was then incorporated into the national district team training curriculum in 1998. Also, a district-level supervisory team was established and a supervisory checklist developed during the project. In 1999 and 2000 the supervision checklist was still being used by Tahoua supervisors. Topics on the supervision checklist identified the main problems, which are listed below. As shown in Figure 3, the percentage of planned supervisory visits that were completed in Tahoua during 1999 and 2000 (51% and 52%) had fallen below the median of 57.5%, showing a downward trend compared to supervisory visits completed in the last two years of the project (70% and 78%). Figure 3: Percentage of Planned District Level Supervisory Visits Actually Completed, Tahoua 0 10 20 30 40 50 60 70 80 90 1995 1996 1997 1998 1999 2000 Tahoua Median The main problems noted during supervision visits to clinics during 1999 and 2000 were failure to comply with the Standard Treatment Guidelines/Protocols, input shortages (forms, essential drugs, personnel, equipment), poorly kept Health Management Information System and cost-recovery records, poor inter-personal communication, and non-integration of activities. Positive points were compliance with IMCI standards and the Standard Treatment Guidelines/Protocols; improved availability of some drugs, lab supplies, etc.; integration of activities; well-kept supervision records and health indicator data; and extending a welcome to patients arriving at the clinics. While some clinics had problems complying with the Standard Treatment Guidelines/Protocols, others complied very well. Having trained supervisors use a checklist to review records and data is a project result that has lasted, although frequency did decrease after the project. The long distances between clinics and the poor roads make it very difficult logistically to complete a supervisory visit in the Tahoua region. During the project, QAP provided fuel and per diem for quarterly supervision, and after the project World Bank funds took over the support of supervision. While the procurement procedures during the project were easy and direct since the project was based in the region, the World Bank had much more laborious procurement procedures. These differences may account for a decrease in supervision, despite continued funding. Another reason that supervisory visits decreased may be that working vehicles were unavailable. During the project, the MOH often used QAP vehicles for supervisory visits. In addition, the World Bank did not require that supervisory reports be presented and discussed at quarterly meetings as QAP had. With the advent of cost recovery, planning and budgeting for supervision were to have been a priority in the district budget. 4. Quarterly Meetings During the project, two- to three-day quarterly meetings were held at the district level and attended by workers from all of the health centers in the district, community representatives, and representatives of 10 · Niger Follow-up Evaluation of QA Activities NGOs and other organizations working in the community. They served to address district-wide issues and were a forum where supervisory reports and QI projects were presented and discussed. Like supervision and health center QI teams, they were a key QA activity during the project. Quarterly meetings continued in 1999 and 2000, but their frequency declined (Figure 4). The number of quarterly coordination meetings at the district level in Tahoua fell from project levels of 78% and 81% to 56% and 44% after the project, well below the median of 63%. All districts in Tahoua had quarterly meetings except Illéla. At the Tahoua regional office only 50% of planned meetings were held in 1999 and 2000. Topics covered during the quarterly meetings during 1999 and 2000 were health indicators, cost recovery, essential drug stock-outs, refrigeration, and QA work. Despite World Bank funds slated to support quarterly meetings, they occurred at reduced levels. Funding was necessary to sustain the meetings, as participants needed per diems, transportation, food, and lodging for the days-long meetings. The regularity of these meetings was key to maintaining the structure and organization of the region’s QA efforts as they gave continuity to the operational QA activities. Because they occurred less frequently, their effect on institutionalizing QA activities decreased. The lower frequency may have been the result of the same logistical difficulties as noted above in the Supervision section. Figure 4: Percentage of Planned District Level Quarterly Meetings Actually Held, Tahoua 0 10 20 30 40 50 60 70 80 90 1995 1996 1997 1998 1999 2000 Tahoua Median 5. QA Training During the project, 430 MOH personnel at the regional, district, and health center levels were trained in QA, coaching, and supervision. In 1999 the QA training and reference manual was reviewed and modified, resulting in a shortened history of QA section, clarification of the monitoring content, addition of a short section on management, and a review and adaptation of the QA tools to reflect the local context. The revised training was also lengthened to 6–10 days. QA training, funded by the World Bank’s QA extension effort, continued after the project closed in other regions of Niger but not in Tahoua. 6. Dissemination and Communication The QA work in Tahoua was disseminated widely after the project end. Presentations were given at international meetings; study tours were conducted for delegations from five countries and reports; and journal articles were written. The following list summarizes these activities: Niger Follow-up Evaluation of QA Activities · 11 • Presentations at international conferences: International Society for Quality in Health Care 2000, Niger 2000, Cameroon 2000; • Study tours to Tahoua from Rwanda, Mali, Ivory Coast, Burkina Faso, and Guinea; and • Written reports: Bulletin “Oumani-Info Sante,” The Niger QAP/BASICS Joint Project Final Evaluation, and an ISQua journal article (Catsambas et al. 2002). C. Research Question Number 3 How do other activities in 1999 and 2000, such as supervision, quarterly meetings, standards development, and compliance with IMCI standards in the Tahoua region compare with the Maradi region? 1. Development and Communication of Standards During the QAP/BASICS project, standards were developed on the essential aspects of healthcare service delivery, such as administration, finance, standards, relationships with the community, healthcare organization, and health policy in Niger. The communication of standards occurred during quarterly meetings. In Tahoua, more standards were revised during 1999 and 2000 than in Maradi (four versus two). The following list summarizes those standards. Tahoua: • Growth monitoring standards • • • • • Pharmacy organization and management Maternal child care and family planning at the district level Cost-recovery management tools at the district hospital Maradi: Development of a health clinic supervision chart based on MOH guidelines Supervision of community health workers by health clinic workers The topics for supervision standards in Maradi had already been addressed in Tahoua during the project. 2. Supervision The percentage of planned supervisory visits that were completed in Tahoua was not significantly different than those in Maradi in 1999 (51% versus 73%) and in 2000 (52% versus 55%) (see Figure 5). In Tahoua a supervisory visit to one health center took a day to complete, whereas in Maradi supervisors would visit more than one center in a day. In Maradi 60% of the supervisors had been trained in supervision, compared to 90% in Tahoua. The main problems found during supervision in Maradi were similar to those in Tahoua and are discussed in the above Supervision section: poorly kept records for the Health Management Information System and cost recovery, failure to observe clinical standards, input shortages, poor management of drugs and personnel, poor financial management of cost recovery, poor integration of activities, and patients found the clinics non-welcoming. Positive points found during supervision were improvement in compliance with IMCI standards and improved financial management of cost recovery. The problems noted by supervisors in Maradi, such as poor integration of activities and poor patient reception in clinics, were areas that had received attention during the QAP project in Tahoua and were no longer cited as problems in supervision reports there. 12 · Niger Follow-up Evaluation of QA Activities Figure 5: Percentage of Planned Supervisory Visits from District to Health Center Actually Completed, Tahoua and Maradi 0 20 40 60 80 100 1995 1996 1997 1998 1999 2000 Tahoua Maradi During 1999 and 2000, Maradi received increased funding for supervision through UNICEF. Every district was able to purchase a four-wheel drive vehicle from UNICEF. This may have been the cause for an increase in the number of supervisory visits in Maradi during 1999. The proportion of completed supervisory visits in Tahoua declined after the project ended even though there were funds earmarked for supervision. From the standpoint of logistics, supervision is easier in Maradi as the districts are geographically smaller than those in Tahoua. The roughly similar rates of completion of supervisory visits between Tahoua and Maradi, despite the logistical and funding constraints in Tahoua, may have been due to the fact that supervision in Tahoua was viewed as a system and was consequently more organized, comprehensive, and based on trained supervisors. The system was “designed” by the district and regional staff. It was improved continuously through the revision of schedules, expanding the numbers of supervisors by training already-experienced clinicians (including nurses), modifying reporting requirements, and developing a supervisory checklist and guidelines for its use. Supervision was also linked to the quarterly meeting system where district supervisors were expected to report on their supervision findings. 3. Quarterly Meetings As seen in Figure 6, the percentage of planned quarterly coordination meetings actually held in Tahoua at the district and regional levels in 1999 and 2000, respectively, was not significantly different from the proportion held in Maradi in 1999 (56% versus 58%) and in 2000 (44% versus 32%). Topics covered during the quarterly meetings were a review of activities conducted during the previous period, community participation, IMCI, and the development of the Annual District Implementation Plan. In Tessaoua, one of the meetings informed participants of the QA approach. This was due to the fact that the district medical officer had been transferred to Tessaoua from Tahoua. This individual trained his staff in QA and fashioned the supervisory system and quarterly meetings after the Tahoua approach. However, it is hard to compare quarterly meetings in Maradi with those in Tahoua as they are quite different. In Tahoua, these meetings are two to three days long and attended by all healthcare workers in the district, as well as representatives of the community and NGOs working in the community. They address district-wide issues and are a forum where supervisory reports and QI projects are presented and discussed. In Maradi, by contrast, quarterly meetings are one day long and attended only by the medical officers. They are a forum where only reports for UNICEF activities are presented without the discussion of other ongoing health activities. Niger Follow-up Evaluation of QA Activities · 13 Figure 6: Percentage of Planned Quarterly Meetings Held at District and Regional Levels, Tahoua and Maradi 0 20 40 60 80 100 1995 1996 1997 1998 1999 2000 Tahoua Maradi 4. Utilization of Data During the QAP/BASICS project, QI teams at the health centers were trained to base decisions on data and used health information system data to monitor the progress of their QI efforts. In order to measure utilization of monitoring data, a questionnaire was administered to the health center director at all 12 centers in the study. At all of the health centers, the most recent report had been completed. Ninety-one percent of the health centers used the data in their work and over half conducted their own analysis of the data. The differences between the health centers in Tahoua and Maradi are displayed in Table 8. As the sample of health centers is small, it is difficult to draw any conclusions on the effect of the project on utilization of data. Table 8: Utilization of Data by Health Centers, Tahoua and Maradi (Percentage of Affirmative Responses) Tahoua n = 8 Maradi n = 4 Is your last Health Information System Report done? 75 100 Do you use the information in the report for your work? • • • • • • • Ordering medication and supplies Evaluating priorities Planning Epidemiological surveillance Educating community Education clinic personnel Seeking financial resources 75 50 38 25 25 50 50 0 100 50 25 75 25 100 50 25 Do you receive feedback on your reports from the Health Information Office (during supervision, quarterly meetings, visits)? 88 25 Do you make graphic presentations of your data? 50 50 Do you conduct or request specific analysis of your data? 75 25 Do you have a monitoring system? 63 50 Do you have a forum where you can discuss indicators with other health center workers? 63 75 Do you have a forum where you can discuss indicators with the district health team? 100 100 Do you receive the bulletin, “Santé-Info” from the Health Information Office? 50 75 Do you receive the monthly bulletin from the Health Information Office? 0 50 14 · Niger Follow-up Evaluation of QA Activities 5. Compliance with IMCI Standards While the QAP/BASICS project funded IMCI training in Tahoua’s Konni District, no such training had been done in Illéla District. The December 1998 end-of-project evaluation had compared these districts in terms of health worker performance. The study used the Rapid Assessment of Health Worker Performance and involved observing health workers and interviewing caretakers after a child was treated. In order to compare health worker performance over time, we repeated this study in January 2001, at the same health centers as in 1998. The results are in Table 9, which uses a t test to show the significance of differences between Tahoua in 1998 and 2001, and between Tahoua and Maradi in 2001. After the project close, in 1999, all IMCI-trained workers in Konni were transferred to other regions outside Tahoua. Only the supervisors were trained in IMCI, not the health workers seeing patients. The results show a decrease in all but one performance item in Tahoua between 1998 and 2001. Significant decreases sere seen in “whether nutritional status was checked” (47.0% in 1998 to 5.4% in 2001), “whether the child was checked for two or more danger signs” (63.5% in 1998 to 26.3% in 2001), and “whether the mother was counseled about the child’s treatment” (62.8% in 1998 to 10.7% in 2001). Although none of the health workers in Tahoua seeing patients was trained in IMCI, those in Guidan Roumdji in the Maradi region had recently received IMCI training. There were no significant differences in performance between the two regions, although “whether nutritional status was checked” was greater in Maradi (26.7%) than in Tahoua (5.4%). This could be the result of the emphasis that the UNICEF project in Maradi placed on nutritional assessment. Table 9: Percentage of Correct Performance of Health Workers According to IMCI Guidelines, Tahoua 1998 vs. Tahoua 2001 and Tahoua 2001 vs. Maradi 2001 Health Worker Performance Indicators Tahoua 1998 n = 16 Test of Significance Tahoua 2001 n = 16 Test of Significance Maradi 2001 n = 8 Nutritional status checked 47.0 p<.001 5.4* NS 26.7 Child correctly examined 37.3 NS 29.8 NS 31.7 Child checked for two danger signs 63.5 p=.01 26.3 NS 12.1 Child correctly treated 76.2 NS 78.9 NS 70.7 Mother counseled about child’s treatment 62.8 p<.001 10.7 NS 12.5 Mother counseled on when to bring child back 47.8 NS 32.8 NS 48.8 Notes: * Sample size was 14 for Tahoua 2001question on nutritional status checked; NS = not significant. The performance assessment also examined maternal knowledge and suggestions for improving services through exit interviews (see Table 10). There were no significant differences between 1998 and 2001 in maternal knowledge or improvement ideas. When comparing Tahoua and Maradi, only one item was significantly different: “mothers who had suggestions on improvement” (44.0% in Tahoua versus 14.2% in Maradi, p = 0.02). This difference may reflect the QA focus on client satisfaction in Tahoua. Table 10: Percentage of Affirmative Responses from Mothers, Tahoua 1998 vs. Tahoua 2001 and Tahoua 2001 vs. Maradi 2001 Maternal Indicators Tahoua 1998 n = 16 Test of Significance Tahoua 2001 n = 16 Test of Significance Maradi 2001 n = 8 Mothers who had suggestions on improvement 39.5 NS 44.0 p=0.02 14.2 Mothers who know how to give medication 75.0 NS 64.4 NS 55.7 Mothers who know at least 2 danger signs 53.8 NS 68.5 NS 68.8 Note: NS = not significant. Niger Follow-up Evaluation of QA Activities · 15 D. Research Question Number 4 What factors have sustained project achievements in Tahoua in 1999 and 2000? Thirty-four MOH personnel in Tahoua had an opportunity to respond to several open-ended questions related to the sustainability of the QA effort in Tahoua. The questions focused on the major accomplishments of the QAP/BASICS project (Table 11), their perception of what QA elements and activities were still ongoing in January 2001 (Table 12), and their perception of what factors had assisted or hindered QA activities (Table 13). Table 11 Major Accomplishments of the Quality Assurance/BASICS Project as Perceived by Study Participants Structure Process Outcome • Renovation of Tahoua Regional Health Administration • Provision of technical equipment and logistics support to the Tahoua RHA and to health districts • Training received on QA approach, coverage of different areas, and supervisory skills using a checklist • Enhancing staff knowledge of the health system • Supervision structure • Initiating and regularly convening the different coordination and review meetings • Improvements in maternal child care and family planning standards review process, development of supervision checklist facilitating district supervision of health centers • Setting up QI teams • Processes for data control, collection, and use • Operations research and surveys during QI team cycles • Integration of QA activities at all levels • Decision making based on data • Team spirit at all levels and good communication • Presentations at national and international conferences • Tahoua became a model for QA and a national resource for QA trainers • An increase in the region’s honor and credibility (Tahoua is always cited as an example.) • The pursuit, timeliness, and quality of meetings and supervision • The improvement of staff performance through local management of issues first and the provision of documents/ materials • Staff pride, increased motivation, and inspired creativity Table 12: Continuing and Discontinued QA Activities in January 2001 as Perceived by Study Participants QA Element Continuing QA Activities Discontinued QA Activities Quality definition • • • Setting and reviewing clinical standards, managerial capacity, and implementing QA approach Regularity of QA activities Some maintenance of equipment for districts with no donors (Illéla, Keita) Quality measurement • Continuous evaluation of activities (supervision • integrated into coaching and monitoring) Some coaching and monitoring Quality improvement • The work of QI teams, exchanges through • meetings, monitoring indicators, and competitiveness between teams Coaching of teams QA principles • • • • Teamwork during meetings of the quality council, coaching sessions, and quarterly meetings still being held Decision making based on data Some quality councils Some regular quarterly coordination meetings Documentation/ communication • • • • • QI team supervision and documentation continue at health clinics and district hospitals Regular supervision in some districts Exchange between districts Field trips and conferences Ader Santé Info newsletter Capacity building • Training in clinical care/coverage to strengthen • compliance with standards Training sessions 16 · Niger Follow-up Evaluation of QA Activities Respondents noted that the regularity of quarterly meetings and supervision had decreased, although the quality of the supervision and meetings was still high. They also noted a lack of coaching of the QI teams and a discontinuation of the regional quality council, which had overseen QA program implementation. Respondents reported several ways that QA activities had either been helped or hindered. These ways were analyzed and categorized into the following topics: resource availability, motivation, results of the QAP/BASICS project, technical support, and personnel. They are summarized in Table 13. Table 13: Factors that Assisted or Hindered the Sustainability of Project Accomplishments as Perceived by Study Participants Factors Assisting Sustainability Description Factors Hindering Sustainability Description Resource availability • • • • • The Regional Health Administration’s commitment to seek funding and support from some donors (WHO for QA activities and Health Project II; World Bank for supervision) The availability of trained staff and the appointment of a QA officer at the Regional Health Administration Resource availability Resource shortages or lack of funding Reduction of project benefits for staff (training, equipment/ materials, per diem) Project’s disengagement without closing notice (project closed when people were not ready to sustain project activities) Motivation • • • • • • • • • • Influence of external visitors Results obtained during the project Support from MOH and other donors Staff motivation and commitment Field trips outside the project District Health Management Team’s stability Motivation Decreased Regional Health Administration motivation and interest Lack of initiative in identifying new strategies for improving problems QA project close reduced staff’s motivation because it closed suddenly and no other assistance (training, equipment) supplanted it No conferences due to lack of funds Results of the QAP/BASICS Project • • • • • • • • Required integration of QA into basic package of clinic services Monitoring and follow-up by coaches Presence of community workers at the grassroots level Tangible results obtained Technical support All necessary support documentation not provided to the region Lack of close coaching Supervision does not always integrate QA Lack of timely or realistic planning Personnel • • • • • • Lack of QA training opportunities for new staff Sluggishness within the QI teams Staff instability/mobility Lack of will from staff, who consider QA as additional workload Lack of time No QA representative Respondents in Tahoua felt that the major accomplishments of the QAP/BASICS project could be summed up as a reinforcement of human resources capacity building, the institutionalization of some QA Niger Follow-up Evaluation of QA Activities · 17 practices, an improvement in physical assets, and an improvement in the performance of the regional health system. E. Research Question Number 5 An open-ended question asking for input on strengthening and sustaining QA accomplishments resulted in approximately 31 different responses. These recommendations were analyzed and categorized into the three elements of institutionalization: (a) internal enabling environment (policies, leadership, core organizational values, and adequate resources); (b) support functions (capacity building, communication and dissemination, and incentives and recognition); and (c) organizing for quality (structure to support QA implementation (delineation of roles, responsibilities, and accountability for the implementation of QA activities). They are presented in Table 14. Table 14: Suggestions by Study Participants for Strengthening the Institutionalization of Quality Assurance Project Accomplishments Elements of Institutionalization Suggestions Internal enabling environment (policies, leadership, core organizational values, adequate resources) 1. Create a budget line item for QA at the national level and fund the action plan 2. Adopt a national QA program involving beneficiaries 3. Ask partners to include QA in their projects 4. Urge donors to show interest for QA and to fund QA activities 5. Increase political will 6. Increase MOH involvement 7. Provide the minimum resources in order to inculcate QA to new staff members 8. Make resources available 9. Re-establish QAP to give a new push 10. Monitor and fund QA activities regardless of integration 11. Provide material resources (such as flipcharts, etc.) 12. Provide government funding for activities 13. Put into place a QA sustaining mechanism at the Regional Health Administration or materialize institutionalization 14. Continue to provide funding for regional and/or district action plans for the implementation of activities scheduled in the context of QA Support (capacity building, communication and dissemination, incentives and recognition) 1. Integrate QA in the training curriculum in basic education schools 2. Accelerate QA training and QA extension in the country 3. Provide a QA training and refresher course for Tahoua staff 4. Reduce personnel mobility 5. Hold a round table of district managers on the sustainability of QA 6. Sensitize staff on maintaining QA activities 7. Conduct field trips to Tahoua and other QA sites Structure (delineation of roles, responsibilities and accountability for the implementation of QA activities) 1. Create a QA focus point at the district level 2. Integrate QA into the basic package of health services 3. Organize regular coordination meetings 4. Standardize results of completed QI cycles for replication elsewhere 5. Coordinate donor interventions 6. Continue quality council meetings on a regular basis 7. Provide QA coaching from the regional level 8. Focus on QA during supervision visits and coordination meetings 9. Integrate QA into Health Management Information System aids 10. Involve community in QA activities Note: Numbering is to facilitate discussion and does not imply priority order. 18 · Niger Follow-up Evaluation of QA Activities An open-ended question asking for suggestions that could be made to others before they replicate the Tahoua QA experience elicited approximately 40 recommendations. These recommendations were analyzed and reviewed for common themes based on similar intentions and internal cohesion of the theme. The resulting six categories of similar ideas were constructed: policy and planning, funding and resource allocation, structure, capacity building, training implementation, necessary attitudes. The policy and funding categories were then grouped together, for the sake of presentation, making five categories (see Table 15). V. CONCLUSIONS AND RECOMMENDATIONS A. Discussion of Findings Our findings suggest that although essential QA activities in Tahoua continued in 1999 and 2000 after the project close in 1998, their frequency decreased. This was true for supervision, quarterly coordination meetings, and quality improvement teams. The quality of care provided to patients at Tahoua health centers in 2001 declined for all but one performance item, and declined significantly for some key items, including checking a child for two or more danger signs and counseling mothers on the child’s treatment. Many factors can be identified as possible causes for the decline in QA activities and health worker performance in Tahoua. Two key factors are the transfer of staff and decreased resources. Staff transfer may be linked to both a change in the political party and a desire by the Niger MOH to extend the benefits of the Tahoua QA experience to other regions. To this end, the MOH identified, before the project close, funds to continue key QA activities in Tahoua as well as to extend QA to other regions. However, this lower level of funding was not enough to sustain QA activities at project levels, as seen with our results. Was Tahoua any different than other regions two years after the project closed? Based on our study findings, we can say that Tahoua did have an advantage over Maradi two years after the project ended. Tahoua had a more structured and comprehensive supervision system than Maradi, although the percentage of supervisory visits completed in 2000 was no different between the two regions. Quarterly coordination meetings were longer and more comprehensive in Tahoua than in Maradi but held with equal or slightly greater frequency. Standards that Tahoua had addressed during the project were only now being addressed in Maradi, and performance of health workers in Maradi was no different than in Tahoua—despite recent IMCI training in Maradi and a transfer of all IMCI-trained workers out of Tahoua. So, although the frequency of QA activities had decreased in Tahoua in 1999 and 2000, the quality of supervision, standards development, and quarterly coordination meetings was better than in Maradi. Some valuable lessons can be learned from the Tahoua experience after the end of the project. Not only must attention be paid to continued funding to ensure sustainability, but accountability for QA activities needs to be maintained through a strong QA management component. The suspension of the regional quality council must be seen as a constraining factor on the enabling environment for QA after the project ended. In addition, the dilution of trained health workers and supervisors in Tahoua led to a decrease in that region’s capacity to sustain QA, without necessarily leading to a spread of QA into areas that received these trained personnel. Anecdotal reports from transplanted personnel indicate that they faced sometimes insurmountable difficulties trying to start QI teams at facilities with no previous exposure to them. Any transfer of personnel must be accompanied by a planned extension of QA activities to that region so that those personnel are supported in their efforts to initiate QA activities. Finally, the strategy of generating ideas for improvements in QI teams that was implemented in Tahoua will not lead to sustained improvement if these teams cease to function. Instead, a better approach may be to link improvements with standards development and quality assessment, which has been implemented in other QAP country programs. Addressing gaps in performance through QA/QI methods will then lead to improvements in the system of care. Niger Follow-up Evaluation of QA Activities · 19 Table 15: Recommendations for Replicating the Tahoua Experience Category Recommendations Policy and planning; Funding and resource allocation 1. Collaborate with those who show interest 2. Conduct a field visit to Tahoua and take advantage of the experience there 3. Conduct a thorough analysis of the situation in order to identify the real problems 4. Do not put money as the ultimate factor of motivation and operation 5. Establish a personnel management plan in order to reduce mobility (3 years minimum per trained worker) 6. Favor local funding of communities, cities, etc. 7. Identify a credible partner/ donor 8. Identify partners/ donors who agree to fund the QA approach 9. Make a solid action plan 10. Obtain starting resources 11. Provide incentives for staff performance 12. Select pilot health centers before extension activities 13. Take into account Tahoua’s shortcomings and provide solutions 14. Use internal resources to conduct QA 15. Visit places where QA works well Structure 1. Create working groups (teams) at all levels 2. Find persuasive strategies for motivation with regard to projected results and their impact on community health 3. Follow the teams and assign responsibilities at the regional level 4. Organize monitoring in all health centers 5. Reduce staff mobility Capacity building 1. Appraise existing skills/ competence (surveys) 2. Begin with something concrete 3. Conduct concrete activities in the field 4. Identify motivated workers to train 5. Integrate QA in schools 6. Region needs to understand its population and epidemic data 7. Train District Health Management Teams to ensure supervision Training implementation 1. Begin staff training from the bottom up 2. Call upon coaches who understand the training 3. Continuously review training modules according to acquired experiences 4. Implement QA right after training 5. Improve the quality of staff training 6. Let the first groups of trained staff work with those untrained before moving to another group 7. Make a prioritized training plan 8. Method requires executive training supported by documents/ materials 9. Train health workers by increasing duration 10. Use Tahoua trainers for training sessions Necessary attitudes 1. Be patient in this process 2. Be as participative as possible 3. Convince staff on new QA policy 4. Discard the “project” aspect while introducing the approach 5. Don’t prejudge before starting 6. Further sensitize community leaders 7. Inform everyone involved about the approach 8. Make QA everybody’s business 9. Organize community sensitization sessions 10. QA needs to start from the Ministry and run through the whole system 11. Raise staff awareness of QA 12. Sensitize staff on the importance of integrating QA into the basic health package 13. Use necessary resources to change people’s behavior Note: Numbering is to facilitate discussion and does not imply priority order. 20 · Niger Follow-up Evaluation of QA Activities B. Presentation of Results at Workshop in Niger These results were presented at a workshop in Konni, Niger, on June 27, 2001. The 25 workshop participants included MOH personnel from the national, regional, district, and health center levels of Tahoua and Maradi. Deficiencies that were noted in the study results were addressed by three break-out groups. Their suggestions for increasing the regularity of supervision and quarterly meetings were to better coordinate the quarterly meetings between the regional and district offices, to find the necessary resources, and to scrupulously keep to the proposed schedule. As a result of the workshop, the following recommendations were made to the Niger MOH: 1. Prioritize at the national level the resources and organizations needed when planning QA activities. 2. Organize a one-day retreat in Tahoua on QA. 3. Enlarge the role of the quality council in Tahoua to include the diffusion and spread of best practices. 4. Diffuse the work of the QI teams throughout both regions. 5. Help the health workers in Tahoua to adhere to QA norms. 6. Decentralize team coaching in Tahoua to experienced personnel. 7. Introduce QA into Maradi. REFERENCES BASICS I Country Program: Niger. See http://www.basics.org/programs/basics1/niger.html. Accessed June 2002. Catsambas TT, Kelley E, Legros S, Massoud R, and Bouchet B. 2002. "The evaluation of quality assurance: developing and testing practical methods for managers." International Journal for Quality in Health Care 14 Suppl 1: 75–81. Franco, LM, Silimperi DR, Veldhuyzen van Zanten T, MacAulay C, Askov K, Bouchet B, and Marquez L. 2002. Sustaining Quality of Healthcare: Institutionalization of Quality Assurance. QA Monograph Series 2(1). Bethesda, MD: Published for the United States Agency for International Development by the Quality Assurance Project. Legros S, Tawfik Y, Crespin X, Djingarey M, Goodrich E, and Abdallah H. 2000a. The Niger QAP/BASICS Project: Final evaluation. Evaluation Report 1(1). Bethesda, MD: Published for the United States Agency for International Development by the Quality Assurance Project. Legros S, Massoud R, Urroz O, and Kelley E. 2000b. The Chile Quality Assurance Project: Final Evaluation. Technical Report Summary 1(2). Bethesda, MD: Published for the United States Agency for International Development by the Quality Assurance Project. Winter L, Boucar M, Stinson W, Mason D, and Murphy G. 1997. Niger Country Report: Tahoua Project. Bethesda, MD: Published for the United States Agency for International Development by the Quality Assurance Project. Niger Follow-up Evaluation of QA Activities · 21 APPENDIX Please note that the survey instruments have been modified for presentation here: All instruments were translated to English from their original versions in French, and space allowing respondent replies was eliminated to minimize the number of pages. Study instruments: A1. Guide for Document Review at the Department Level A2. Interview with Staff of the Tahoua Regional Health Administration Re: Supervision of Teams A3. QI Team Member Self-Assessment A4. Interview with Health Center Manager A5. Rapid Assessment of Health Worker Performance—Health Worker Observation A6. Rapid Assessment of Health Worker Performance—Interview with the Mother Following IMCI Consultation 22 · Niger Follow-up Evaluation of QA Activities A1. Guide for Document Review at the Department Level I. Standards 1. Please list the activities at the health center and district for which new standards were developed: Health center level: District level: 2. Describe the processes for developing these new standards for each of the activities: Activities Development Processes 3. List the activities at the district and/or health center level for which out-of-date standards were revised/adapted: District level: Health center level: 4. Describe the processes that were used to revise/adapt the old standards for each of these activities: Activities Revision Processes 5. List the standards put in place (functionally), whether old or new, by activity: Activities Standards II. Supervision 6. How many supervision visits were conducted by the department per year and per district in 1999 and 2000? 1999 2000 Districts Planned Conducted Planned Held Percentage Held 7a. Supervision costs in 1999 District Average per Diem: Supervisors Average per Diem: Drivers Average Distance per Visit Average Time Required for Each Visit (Person-Days) 7b. Supervision costs in 2000 District Average per Diem: Supervisors Average per Diem: Drivers Average Distance per Visit Average Time Required for Each Visit (Person-Days) Niger Follow-up Evaluation of QA Activities · 23 8. Indicate the supervised aspects by activity: Activities Supervised Aspects (Provide Details) 9. Indicate the implementation rate of recommendations made in various chronological supervision reports: Report 1 Report 2 Report 3 Report 4 Report 5 Number of recommendations Number of recommendations implemented Percentage implemented 10. What were the five main problems encountered during supervision visits? Provide the most frequent (recurring) or the most serious. 11. Indicate the number of active supervisors in the department: ______ Number trained in supervisory methods: _____ Percentage of supervisors trained: _____ 12. Please indicate whether a regional analysis of the results of the supervisions exists: _____ If so, for which periods: ____________________ For how many districts? ______________ Positive Points Negative Points III. Meetings 13. How many meetings were held during 1999 and 2000? 1999 2000 Type of Meeting Planned Held Planned Held Percentage Held Staff Regional quality council Regional meeting of managers Coaches Partners 14. List the quarterly meetings held indicating place, number of participants, type, and length from 1999 to 2000. Date Meeting Was Held Location Number of Participants Type of Meeting Length 1. 2. 3. 4. 24 · Niger Follow-up Evaluation of QA Activities 15a. The cost of quarterly meetings held in 1999 Type of Cost Meeting 1 Meeting 2 Meeting 3 Meeting 4 Per Diem Refreshments Photocopying Transportation Lodging Other Total 15b. The cost of quarterly meetings held in 2000 Type of Cost Meeting 5 Meeting 6 Meeting 7 Meeting 8 Per Diem Refreshments Photocopying Transportation Lodging Other Total 16. For each quarterly meeting held, indicate: Date Objectives Problems Identified Solutions/ Recommendations System for Follow up Implementation of Recommendations 1. 2. IV. Training in Quality Assurance 17. For each QA training held, please indicate (and specify whether any training was not held): QA Training Date Length in Days Number of staff trained Level/ Category Number of Trainers Home Base of Trainers 1. 2. 18. Cost of training: Type of Cost Training #1 Training #2 Training #3 Training # 4 Training #5 Per diem Honoria Training documents Transportation Training materials/supplies Lodging Refreshments Other Total Niger Follow-up Evaluation of QA Activities · 25 V. IMCI 19. List the districts implementing IMCI. 20. Indicate the number of staff trained in IMCI by year and by district. District 1999 2000 Konni Illéla Tahoua Madaoua Bouza Keita Abalak Tchinta 21. Analyze the IMCI supervision reports at the central level: What percentage adhere to standards? Indicator Supervision Level 1 Supervision Level 2 Supervision Level 3 What were the significant gaps in the area of IMCI? What knowledge was acquired in the area of IMCI? 22. What types of problems were identified regarding IMCI and resolved by using QA tools and principles? VI. Dissemination 23. Analysis of outside visits from trip reports and information bulletins 24a. Visits from outsiders: Dates Outsider Place Visited Objective 24b. Regarding visits made to other facilities Dates Who Participated Place Visited Objective 24c. Dissemination workshops Dates Place Who? Why? 24d. Information bulletins and published articles: 26 · Niger Follow-up Evaluation of QA Activities VII. Costs 25. Analysis of the annual action plans regarding costs related to the following activities: 1999 Activity Funding Source Level Percentage Trainings Supervision Meetings Resolution of problems Coaching Other 2000 Activity Funding Source Level Percentage Trainings Supervision Meetings Resolution of problems Coaching Other 26. Analysis of the financial reports of QA trainings to determine and compare the expected versus actual costs QA Training Expected Costs Actual Costs Difference VIII. Department-Level Indicators (Health Information Management System) Years Indicators 1998 1999 2000 Departmental Objective Rate (of total population) using curative services Coverage rate for infant consultations (0–5 km.) Coverage rate for prenatal consultations (0–5 km) Recovery rate: ambulatory nutritional counseling Drop-out rate: ambulatory nutritional counseling Family planning utilization rate (of the total population) Tuberculosis vaccine coverage rate (0–11 months) Measles vaccine coverage rate (0–11 months) Diphtheria-tetanus-pertussis/3rd dose coverage rate (0-11 months) Anti-tetanus 2 coverage rate Niger Follow-up Evaluation of QA Activities · 27 IX. Documentation System Analysis 27a. Presence of documents: List the documents analyzed. 27b. Completeness of documents. To what extent were the documents completely filled out (in terms of content)? 27c. Coherence of documents 1 2 3 4 5 Little A lot Describe storage system for documents. 28 · Niger Follow-up Evaluation of QA Activities A2. Interview with Staff of the Tahoua Regional Health Administration RE: SUPERVISION OF TEAMS Data Collector: ___/__/__/__ Date:____________ Respondent: _________________________________ Title/position: __________________________ Months/years in this position: _______________________ Environment 1. During the last two years, have public events affected your work (for example, drought, flood, epidemic, religious)? If so, please describe. 2. Were new health policies introduced? If so, please describe. 3. Who were the new partners during the last two years? Who were the partners who stopped participating? Implementation/Revision of Standards 1. Based on your experience, did the lessons learned from the project have an effect on clinical norms and the delivery of the Basic Package of Services? If not, why? 2. If so, what was done to develop/adapt new standards at the: a) District level? (If anything, review documents) Develop new standards Adapt new standards b) Health center level? (If anything, review documents) Develop new standards Adapt new standards 3. What was done to revise/adapt outdated norms at the: a) District level? (If anything, review documents) Develop new standards Adapt new standards b) Health center level? (If anything, review documents) Develop new standards Adapt new standards 4. Were new/revised standards communicated to personnel in charge of implementation? (If anything, review documents) 5. If so, what strategies were used to communicate the standards: a) training, b) supervision, c) memos, d) meetings, and/or e) other? (If anything, review documents) Supervision 1. Have you led activities on supervision strategies? If not, why? 2. If so, what issues did you address: a) supervision policy, b) supervision by the departmental level of the district level, c) supervision by the district level of the health center level, d) frequency of supervision, e) tools to use during supervision, f) financial policy, and/or g) other? (Review documents) Niger Follow-up Evaluation of QA Activities · 29 3. What is the staff position of supervisors at the departmental level: a) all department staff, b) department chief, c) deputy director of the health department, d) program manager, and/or e) other? 4. Is supervision integrated into the work routine? (Review documents) If not, why not? 5. What tools do you use during supervision: a) supervision checklist developed in Tahoua, b) supervision guide from the MOH, c) other, or d) none? 6. If not the Tahoua checklist, please indicate why: a) inappropriate, b) difficult to follow, or c) other. QA Structures 1. Is the quality council still functioning? If not, why not? If so, how many meetings were held: In 1999? ______. In 2000? ______ 2. How many health centers have operational QI teams? Number of centers ______. Number with functioning teams ______. 3. How many QI cycles were completed in 1999? ______. In 2000? ______. 4. What was the impact of the cycles on the regional indicators? 5. Was coaching integrated into supervision visits? If so, review documents. If not, why? Meetings 1. Are coordination meetings held? (Review documents) If not, why? 2. If so, what is their frequency: a) monthly, b) quarterly, c) semi-annually, d) occasionally, or e) other? 3. Where are meetings held: a) department headquarters, b) rotated among districts, or c) other? 4. What positions do the participants hold: a) department staff, b) certified medical staff (Departmental Hospital Center, maternity), c) laborer, d) medical chief of district, e) district epidemiologist, f) other district supervision team members, g) MSP representative, h) other departmental representative, i) partners, and/or j) others? 5. Who prepares the agenda: a) MOH, b) the department, c) department staff, d) medical chief of district, e) previous meeting, f) other? 6. What types of problems were addressed during the past two years? What activities did they relate to? What were the solutions? (Review documents) 7. Was there a mechanism for following up the recommendations issued at quarterly meetings? If so, what was it? If not, why? QA Training 1. Have you revised the QA reference manual? If not, why? 2. If so, what changes were made? (Review document) 3. Have you provided training sessions in basic QA? If not, why? 4. If so, how many training sessions were held, what was the number of staff attending, their position, and level? (Review training guide) IMCI 1. Did you train staff in IMCI? If so, how many? If not, why? 2. Did you expand IMCI into other new districts? If not, why? If so, which ones? What were the funding sources? 30 · Niger Follow-up Evaluation of QA Activities 3. Have you provided supervision specifically in IMCI? If not, why? If so, how many supervision visits did you make? 4. Did you administer the Rapid Assessment of Health Worker Performance at the district level? Other Training Sponsored by MOH 1. Did you provide other training sponsored by the MOH or other partners? If so, training in what? If not, why? Dissemination of QA Experiences 1. What channels do you use to disseminate QA experiences: (Review communications plan): a) publication/bulletin, b) meeting, c) study tour, and/or d) other? 2. What were the main achievements? (Review documentation) If no achievements were made, why was that? Costs 1. Did you research funding for QA activities? 2. If so, were they recorded in the annual action plan? 3. Was there funding? If so, what were the funding sources: a) state, b) community, c) NGO (name), d) other? If not, what did you do? 4. What areas were financed: a) norms and standard, b) measuring quality, c) quality improvement, and/or d) other? 5. What was the cost of the following main activities: a) basic QA training, b) training of trainers in QA, c) supervision visits, d) coaching, e) quarterly meetings? (Review documentation) Institutionalization and Incorporation of QA Knowledge 1. In your opinion and based on your experience in Tahoua, what were the most significant accomplishments or lessons learned from QAP/BASICS? 2. To the extent lessons were learned, what do you think were the measurable improvements that had long-term impact on the department? 3. What elements could have been maintained during the two years after the project? 4. What factors supported such maintenance? 5. What factors hindered maintenance? 6. What elements could not be sustained? Why? 7. What suggestions do you have to improve or strengthen the institutionalization and community knowledge of the quality assurance project 8. What recommendations can you make for a region that would like to replicate Tahoua’s quality assurance project experience? Niger Follow-up Evaluation of QA Activities · 31 A3. QI Team Member Self-Assessment Health center: ___________________________________ Date: _______________ Cadre: _________________________________________ Sex: _______ Month/year team was formed: ___/____ Estimated number of team meetings you attended: _____. Date of the last team meeting: ______ Please answer each question as honestly as possible. Indicate whether you believe the statement is generally true, partly true, or false. Your answers will be kept confidential. 1. Effective meetings a. We don’t make much progress in team meetings. b. We seem to reach an impasse when a problem is discussed in team meetings. c. We follow team ground rules in our meetings. d. We don’t have difficulties making decisions during team meetings. e. Meeting minutes accurately reflect decisions made. f. Team members don’t complete their assignments between meetings. 2. Effective team leadership a. The team leader is disinclined to accept new ideas. b. The team leader makes decisions without first discussing them with team members. c. The team leader asks for suggestions before expressing his/her own views. d. The team members choose only the facility director as team leader. e. The leader ensures that team meetings are held regularly. f. The leader encourages team members to speak openly and share responsibilities. 3. Positive feedback a. When team members are criticized, they think they are no longer respected. b. Our team leader encourages positive feedback. c. In our teamwork, we draw lessons from our mistakes and try not to repeat them. d. Little time is devoted to reviewing what the team is doing, how it functions, or how to improve it. e. Team members aren’t defensive when they are criticized. f. Team members are reluctant to express criticism. 4. Team creativity a. This team generates many new ideas. b. The team members are reluctant to suggest new ideas. c. The team members actively listen to new ideas. d. Good ideas are lost. e. Creative ideas are followed by real measures. f. Only certain members suggest new ideas. 5. Positive environment a. Team members don’t say what they really think. b. Team members are not determined to see the team succeed. c. Team members are sufficiently at ease to talk openly at meetings, even if they disagree with one another. d. The team members care about each other, and don’t criticize each other unconstructively. e. Team members don’t really trust each other. f. Our team is energetic and stimulating. 32 · Niger Follow-up Evaluation of QA Activities 6. Team accomplishments a. Our team wastes time with unproductive activities. b. Our accomplishments are too insignificant to justify the time we devoted to solving problems. c. We generally achieve our objectives. d. Team members seem to look for ways to keep up appearances rather than achieve our objectives. e. Our activities have contributed to improving the quality of healthcare in our center. f. I am proud to belong to this team. 7a. What I liked about teamwork: 7b. What I ultimately didn’t like about team work: 8. Our team had difficulty with the following steps: a. Identifying and prioritizing the possible improvements b. Defining the problem c. Identifying the staff who would work on the problem d. Analyzing and studying the problem e. Choosing and developing a solution f. Implementing the solution g. Measuring the impact of the solution h. Starting on new problems 9. My role on the team was (please choose one): team leader, reporter, timekeeper, or member. How were you picked: volunteered, chosen by other members, or assigned? 10. With regard to the following tools and methods, indicate whether you could easily use them, could not use them, or are not familiar with the tool/method: a. Brainstorming b. Drawing flowcharts c. Drawing cause-and-effect diagrams (fishbone diagrams) d. Decision matrix 11. Our facilitator/supervisor (Please indicate yes or no): a. Helped us develop and follow ground rules for working on the team b. Encouraged active participation by everyone c. Helped the team make decisions d. Stayed neutral during conflicts and didn’t interfere in the arguments/discussions e. Helped the team stay on track f. Provided advice and training g. Other (describe) 12. Was the team’s performance limited by any of the following factors? (Please indicate whether the following statements are very true, partially true, or not true.) a. The team is not sufficiently familiar with the tools for solving problems. b. Team members don’t attend meetings. c. Team members don’t take responsibility for their actions. d. Time for teamwork is not available. e. The team lacks motivation. f. The team met. g. The leader is not effective. h. People make assumptions without having appropriate information. i. The problem is too difficult. j. Other (describe) Niger Follow-up Evaluation of QA Activities · 33 A4. Interview with Health Center Manager Data Collector:___/__/__/__ Date:____________ Respondent: _________________________________ Title/position: ___________________________ Note: If the respondent indicates “Yes,” mark 1; if “No,” mark 0; if “Partly true,” mark 2; and if “I don’t know,” mark 3. Supervision 1 How long have your worked in this facility? _____ (months) 2 Do you have a written job description? 1 0 3 If so, is it easily available? 1 0 4 Do you have a calendar that shows your supervisor’s visits? 1 0 5 Did you have a supervision visit from the district level during the last six months of 2000? If not, proceed to Question 7. 1 0 6 If so, how many supervision visits did you had? _____(number) 7 If not, how long has it been since the last supervision visit from the district? _____ (days) 8 During the last visit, did your supervisor use a supervision checklist? 1 0 9 Were you told in advance that the supervisor was coming? If not, proceed to Question 11. 1 0 If so, how were you informed? a) Through a pre-existing calendar? 1 0 b) By letter? 1 0 c) By telephone/radio? 1 0 10 d) Another way? (Please specify) 1 0 11 Were you informed of the objectives and content of the supervision visit? 1 0 12 Were other healthcare providers informed of the visit? 1 0 13 If so, by whom? 14 Did you prepare before the supervisor’s arrival? 1 0 What did the supervisor do? a) Observed healthcare providers provide services? 1 0 b) Reviewed documents? 1 0 c) Interviewed healthcare providers? 1 0 d) Interviewed clients? 1 0 15 e) Anything else? (Please specify) 1 0 What do you think of the length of the supervision visit? a) Short? 1 0 b) Acceptable? 1 0 16 c) Long? 1 0 17 Are you involved in the decision making regarding supervision? 1 0 18 If so, please comment? During the last visit, what activities did your supervisor ask about? a) Malaria 1 0 b) Curative care 1 0 19 c) Preventive care 1 0 34 · Niger Follow-up Evaluation of QA Activities d) Rehabilitation 1 0 e) Nutritional counseling 1 0 f) Infant counseling 1 0 g) Family planning 1 0 h) QA work 1 0 i) Other (Please specify): 1 0 Have you received feedback from the last supervision visit? If so, in what form? 1 0 a) Written report 1 0 b) Verbal report 1 0 20 c) Other (Please specify) 1 0 What has your supervisor done to help you maintain your skills? a) Nothing 1 0 b) Just-in-time training as the need arises 1 0 c) Workshops/seminars 1 0 d) Forwarding documented information 1 0 21 e) Other (Please specify) 1 0 22 Do you have a supervision logbook? (If so, review) 1 0 Utilization of Data 23 Are you required to submit reports for the Health Information Management System? If not, proceed to Question 33. 1 0 24 Did you report for the last quarter of 2000? (Review if available) 1 0 25 Do you use the information in these reports to help you in your work? 1 0 If so, how do you use it (Choose a response): a) Order medications/ supplies 1 0 b) Setting priorities 1 0 c) Planning 1 0 d) Disease surveillance 1 0 e) Community awareness 1 0 f) Staff awareness 1 0 g) Research for seeking financial assistance 1 0 26 h) Other (Please specify) 1 0 27 If not, why? 28 Give two examples of decisions you took in the final quarter of 2000 that were based on data 29 Have you received feedback from the Health Management Information System that you have discussed with your supervisor? If not, please proceed to Question 33. If so, what feedback did you get from your supervisor? a) Discussion 1 0 b) Written report 1 0 30 c) Other (Specify) 1 0 31 In what setting was this feedback provided? Niger Follow-up Evaluation of QA Activities · 35 a) Supervision 1 0 b) Quarterly meeting 1 0 c) Supervision visit 1 0 d) Other (Please specify) 1 0 Did you make a graphical presentation of your data? (Review) If so, were they: 1 0 a) Up-to-date? 1 0 b) Correct? 1 0 32 c) Posters? 1 0 33 If not, why? 34 Did you make recommendations to the district based on your specific analyses of your data? 1 0 35 If so, please provide examples. 36 If not, why? 37 Do you have a monitoring system? 1 0 If so, who calculates and analyzes the data at the health center level? a) Health center manager? 1 0 b) All healthcare providers? 1 0 c) Both of the above? 1 0 d) A monitoring team? 1 0 38 e) Others? 1 0 39 Do you have a forum for discussing improvement indicators with the healthcare providers at your health center? 1 0 40 Do you have a way to share your improvement indicators with the district level?? 1 0 41 If so, what is it? 42 Do you receive the Santé Info bulletin from the Health Management Information System? 1 0 43 Do you receive the monthly Health Management Information System bulletin? 1 0 44. What in your opinion are the positive aspects of the following systems? a) Monitoring? b) Supervision? 45. Based on your experiences, what are the weaknesses of the following systems? a) Monitoring? b) Supervision? 46. What suggestions do you have for making the monitoring system more effective in your health center? 47. What suggestions do you have for making the supervision system more effective? 36 · Niger Follow-up Evaluation of QA Activities A5. Rapid Assessment of Health Worker Performance—Health Worker Observation OBSERVATION OF HEALTH PERSONNEL FOR CASE MANAGEMENT OF A SICK CHILD District : _______________________________ Date:___/___/___ Investigator’s Number:__________ Health Facility Name:_________________________ Health Worker: Type: [ ]Senior Nurse [ ]Regular Nurse [ ]Midwife [ ]Junior Nurse Child: Age in months:___________ (documented, if possible) Child’s Number:_____ Gender: ___ 1=Male; 2=Female Relationship of accompanying person: _______________ Note the beginning time of survey: Hour_______ Min________ WELCOME - Were greetings exchanged between the health worker and the mother/accompanying person? Yes No - Did the health worker invite the mother to have a seat? Yes No The welcome was proper (proper if both responses are "Yes") Yes No 1. What reasons did the mother give for the consultation? (Check all relevant answers) ______Fever ______Cough/Difficulty in breathing ______Diarrhea ______Ear Ache ______Other (Specify)__________________ Is the following information on the child available to the health personnel at the time of the consultation? (Ascertained by him/her or by someone else before the consultation and entered into the child’s record) 2. Health or care card Yes No 3. Age, given by mother Yes No 4. Weight Yes No If yes, did health provider verify nutritional status by using the Weight/Age Indicator? Yes No 5. Temperature: By thermometer Yes No By touching the child Yes No GENERAL EVALUATION Did the health worker look for danger signs: Looked Found 6. Child unable to drink or breastfeed Yes No Yes No 7. Child vomits all that is ingested Yes No Yes No 8. Child had convulsions/coma Yes No Yes No 9. Child is drowsy/difficult to rouse Yes No Yes No The health worker looked for at least 2 signs of danger Yes No The health worker looked for all 4 signs of danger Yes No Niger Follow-up Evaluation of QA Activities · 37 10. Did the health worker inquire about all the main symptoms (diarrhea, cough/difficulty breathing, fever, ear ache)? Yes No Complaint of diarrhea Yes No If no, go to complaint of cough/difficulty breathing Did the health worker ask about: 11. The onset/duration of sickness? Yes No 12. The presence of blood in the stools? Yes No Did the health worker look for the following signs of dehydration: 13. Lethargy/unconsciousness/irritability? Yes No 14. Thirst? Yes No 15. Tenting of the skin? Yes No 16. Sunken eyes/tears/dry tongue? Yes No Was the child correctly examined for diarrhea Yes No (correct if the three key signs (13-14-15) were inquired about) Complaint of cough/difficulty breathing Yes No If no, go to complaint of fever Did the health worker ask about: 17. The onset/duration of sickness? Yes No Did the health worker look for: 18. Frequency of breathing? Yes No 19. Chest indrawing? Yes No 20. Stridor/wheezing? Yes No Child was correctly examined for cough Yes No (correct if the three responses (18-19-20) are "Yes") Complaint of fever Yes No If no, go to complaint of ear ache Did the health worker ask about: 21. The onset/duration of sickness? Yes No 22. Previous history of measles? Yes No Did the health worker look for: 23. Stiff neck/floppy neck in infants? Yes No 24. Signs of measles: generalized skin eruptions, cough, nasal discharge, conjunctivitis? Yes No 25. Throat infection/oral ulcerations ? Yes No The child was correctly examined for fever Yes No (Correct if answers 23 and 24 are "YES") 38 · Niger Follow-up Evaluation of QA Activities Complaint of ear ache Yes No If no, go to question 29 Did the health worker ask about: 26. The onset/duration of sickness? Yes No Did the health worker look for: 27. Infection of the auditory ducts? Yes No 28. Tumefaction behind the ear? Yes No The child was correctly examined for ear ache Yes No (Correct if 2 responses (27-28) are correct REFERRAL: 29. Did the health worker find one or more signs of danger? Yes No 30. If yes, was the child referred to another level of care? Yes No If not, why not? _________________________________________________________________ VACCINATION STATUS: Did the health worker: 31. Ask whether the mother has the child’s health/care card with her? Yes No 32. Determine the vaccination status of the child? (Either by asking or by looking at the health card) If no, go to question 35 Yes No 33. Establish that the child requires vaccination? Yes No 34. Refer the child for vaccination? Yes No 35. Determine the vaccination status of the mother/accompanying person? (Either by asking or by looking at the health card) If no, go to question 38 Yes No NA 36. Establish that the mother/accompanying person needs vaccination? Yes No NA 37. Refer the mother/accompanying person for vaccination? Yes No Correct determination of the vaccination status of mother/child Yes No NA (Correct if 32 and 35 = "Yes") 38. If the mother is not in possession of the health card, did the health worker: - Criticize the mother? Yes No - Ask the mother to return with the health card/vaccination card? Yes No - Make an appointment? Yes No - Say nothing? Yes No DIAGNOSIS 39. Did the health worker make a diagnosis? Yes No If «Yes», which? : 40. Simple diarrhea Yes No 41. Diarrhea with dehydration Yes No If yes, is it: ___1.moderate (Level B) __2. serious (Level C) __3. not specified Niger Follow-up Evaluation of QA Activities · 39 42. Dysentery/bloody diarrhea Yes No 43. Cough/cold Yes No 44. Pneumonia Yes No If yes, is it: ___simple ___severe _____unspecified 45. Ear ache (otitis) Yes No If yes, is it ____average _______acute _____chronic 46. Malaria Yes No If yes, is it ___simple ___ severe ___ unspecified 47. Fever of other, unidentified origin Yes No 48. Measles Yes No If yes, is it ___simple ___with complications ___unspecified 49. Malnutrition Yes No If yes, is it ___simple ____ severe ____ unspecified 50. Other diagnosis Yes No If yes, specify:_______________________________________ TREATMENT What did the health personnel administer or prescribe for the child? (Check all pertinent answers) Treatment Received Prescription 51. Quinine injection ____ ____ 52. Chloroquine tablets/syrup ____ ____ 53. Aspirin/Paracetamol ____ ____ 54. Bathe child/lukewarm compresses ____ ____ 55. Antibiotic injection ____ ____ Specify__________________ 56. Antibiotic tablets/syrup ____ ____ Specify _________________ 57. Vitamin A or other vitamins ____ ____ 58. Iron/ Folic Acid ____ ____ 59. Oral Rehydration Solution (ORS)/ Sugar & Salt Solution (SSS) ____ ____ 60. Infusion (Ringers’ lactate solution, normal saline solution)____ ____ 61. 5% glucose (dextrose) solution ____ ____ 62. Metronidazole tablets/syrup ____ ____ 63. Dietary advice/referral to CRENA (Ambulatory nutritional rehabilitation centers) Yes No 64. Other (specify ____________________) ____ ____ 40 · Niger Follow-up Evaluation of QA Activities Complete at end of observation period 65. List the different diagnoses made by the health worker (see above)________________________ _________________________________________________________________________________ Case of simple diarrhea treated with ORS/SSS without antibiotics? N/A Yes No Case of dysentery treated with an appropriate antibiotic? N/A Yes No (Appropriate antibiotics = Ampicillin or Co-trimoxazole) Case of simple malaria treated with an appropriate medication? N/A Yes No (Appropriate = Chloroquine) Case of severe malaria treated with an appropriate medication? N/A Yes No (Appropriate = Quinine) Case of cough/cold treated without antibiotic N/A Yes No Case of simple pneumonia treated with an appropriate medication? N/A Yes No (Appropriate = Co-trimoxazole) Case of severe pneumonia treated with an appropriate medication? N/A Yes No (Appropriate = injectable antibiotic/referral) Case of acute Otitis media treated with an appropriate antibiotic? N/A Yes No (Appropriate = Penicillin G or Peniprocaine or injectable Ampicillin or syrup or Co-trimoxazole or Amoxicillin) Case of chronic otitis media treated without antibiotic? N/A Yes No Case of malnutrition received appropriate advice? N/A Yes No TREATMENT IS APPROPRIATE FOR THE DIAGNOSIS? Yes No INTERPERSONAL COMMUNICATION Did the health worker: 66. Explain how to administer the oral medications (tablets, syrup)? Yes No NA 67. Demonstrate how to administer the oral medications (tablets, syrup)? Yes No NA 68. Ascertain that the mother understands? Yes No NA Counseling for the treatment is correct? (if 66-68 = "Yes") Yes No NA 69. Encourage continuation of feeding/breast/bottle feeding? Yes No NA 70. Encourage an increase in liquids? Yes No NA 71. Explain to the mother when to return for follow-up for the child? Yes No NA 72. Tell the mother to bring back the child for the following symptoms? Yes No NA a) The child does not drink or drinks very little Yes No NA b) The child refuses to eat or to suck milk Yes No NA c) The child's condition worsens Yes No NA d) The child has a high/persistent fever Yes No NA e) The child breathes very rapidly or with difficulty Yes No NA f) The child has bloody stools Yes No NA At least 2 danger signs checked "Yes" Yes No Niger Follow-up Evaluation of QA Activities · 41 73. Did the health worker ask an open-ended question to verify that the mother fully understands when to come back with the child? Yes No NA Were ORS/SSS given or prescribed to the child? Yes No If no, go to question 77 If yes, did the health worker: 74. Explain how to prepare the ORS/SSS? Yes No 75. Explain to the mother how to administer the ORS/SSS? Yes No 76. Establish that mother understands preparation, administration of ORS/SSS? Yes No Did the health worker: 77. Ask the mother open-ended questions to see whether she fully understands? Yes No NA 78. Correct any errors/congratulate the mother? Yes No NA 79. Ask the mother whether she has any questions? Yes No NA The health worker uses effective interpersonal communication Yes No NA Correct if all three responses (77, 78, 79) are “yes” NOTE THE TIME WHEN THE MOTHER LEAVES TIME WHEN THE INTERVIEW ENDS: Hour_________ Minutes________ LENGTH OF THE INTERVIEW: __________ minutes END OF THE OBSERVATION OF HEALTH WORKER At the end of the consultation for the child, if the health worker did not verbally give the diagnosis for the child, interviewer should ask him/her and complete this form. 42 · Niger Follow-up Evaluation of QA Activities A6. Rapid Assessment of Health Worker Performance—Interview with the Mother Following IMCI Consultation INTERVIEW WITH THE MOTHER AT THE END OF THE IMCI CONSULTATION District : _______________________________ Date:___/___/___ Investigator’s Number:__________ Health Facility Name:______________________________ Health Worker: Type: [ ]Senior Nurse [ ]Regular Nurse [ ]Midwife [ ]Junior Nurse Child: Age in months:________ (documented if possible) Child’s number: ___________ Sex : ____ (1 = Male ; 2 = Female) Status of the accompanying person ___________________ Mother: Age (in years) ____________ Greet the mother or accompanying person and tell her/him that you would like to ask a few questions today’s visit to the health facility. Indicate the hour when interview begins: Hour_____ Min_____ If the accompanying person is not the mother, go to question 3 SOCIOECONOMIC INFORMATION 1. What is your marital status? ______Married ______Divorced _____Single ______Widowed 2. Have you attended school? ____ French School ____Literacy school ___Koranic ____None If French school, for how many years? _______Year(s) AVAILABILITY AND ACCESSIBILITY 3. Which village or district do you come from?_________________(write the name in capital letters) 4. What means of transportation did you use to come here today? ______Walking _____Cart _____Vehicle/motorbike ______Private car _____Other (specify): _______________ 5. If you did not walk, how much did transportation cost you? _______francs CFA 6. How much did you pay for healthcare? _______francs CFA 7. Besides travel and care expenses, did you spend money for food or drink during your visit to the health center? Yes No If yes, approximately how much ? ________francs CFA 8a. Did you have problems getting here today? Yes No If yes, what was the main problem? (Check only one response) ______It takes too much time to get here ______Had to find someone to take care of the children at home ______Had to miss work ______No money ______The health facility hours are not convenient ______Other (specify)__________________ 8b. At what time of day do you think that care is available at this center? ______Morning ______Afternoon _____Any time MOTHER’S BEHAVIOR IN RESPONSE TO CHILD’S ILLNESS 9. How long has your child been ill? ______Today _____Number of days _______Do not know Niger Follow-up Evaluation of QA Activities · 43 10. Did you take your child for care elsewhere before bringing him/her to this health facility? Yes No If yes, where did you bring him/her? (Check all applicable responses) _____Other Health Center _____Hospital _____Private Clinic/office _____Traditional Healer _____Pharmacist/Drug vendor ____Community Health Worker ___Other (Specify_____________ If the child was taken elsewhere, how much did you pay for care? _____francs CFA 11. When the child is sick, who makes the decision to bring the child to the health center? _____Herself _____Husband _____Other (specify)__________________ 12. CHILD HAS DIARRHEA? Yes No If no, go to question 15 If yes: 13. Did you do something to treat the diarrhea at home? Yes No If yes, what did you do (Check all applicable responses) ______Gave ORS ______Gve SSS ______Gave herb tea/ traditional medicine ______Gave other treatment (specify)______________ 14a. Had you ever heard of ORS/SSS for diarrhea? Yes No If no, go to question 15 If yes: Why does one give ORS/SSS to children with diarrhea? (check all applicable responses) _____To prevent dehydration (replace lost water/keep child from getting tired) _____To stop diarrhea _____Other (specify)___________ _____Does not know 14b. Had you already been shown how to prepare ORS? Yes No If no, go to question 15 14c. How do you prepare ORS? ________Correct (mix one liter of water with a packet of rehydration salts) ________Incorrect ________Does not know 14d. How do you prepare SSS ? ________Correct (mix one liter of water with 8 cubes of sugar and 2 pinches of salt using 3 fingers) ________Incorrect ________ Does not know 15 CHILD HAS FEVER? Yes No If no, go to question 17 If yes: 16. Did you do something to treat the fever at home? Yes No If yes, what did you do? (Check all applicable responses) ____Gave aspirin/paracetamol ____Gave chloroquine/other anti-malarial ____Gave antibiotics/capsules bought in the market ____Bathed child/wrapped child in moist cloth ____Removed child’s clothes ____Gave herbal tea/traditional medicine ____Gave other treatment (specify)____________ 44 · Niger Follow-up Evaluation of QA Activities 17. CHILD HAS COUGH OR DIFFICULTY BREATHING? Yes No If no, go to question 19 If yes : 18. Have you done something to treat the child at home? Yes No If yes: What did you do? (Check all applicable responses) _____Gave paracetamol/aspirin _____Gave antibiotics/capsules _____Gave an herbal tea/traditional medicine _____Gave a rub-down _____Gave cough syrup _____Gave other treatment (specify)_____________ 19. CHILD HAS EAR ACHE? Yes No If no, go to question 21 If yes : 20. Have you done something to treat the child at home? Yes No _____Gave paracetamol/aspirin _____Gave antibiotics/capsules _____Put a product in the ear _____Dried the ear with a clean cloth/cotton _____Other (specify)___________________ KNOWLEDGE ABOUT CASE MANAGEMENT AT HOME 21a. Did the health worker _____give or ____ prescribe medication today? If medications were given to the mother, fill in the table below. If not, go to question 21b. For each ORAL medication mentioned by the mother, fill in the table below by asking the following questions (compare mother’s responses with the health worker’s prescription): WHAT QUANTITY of tablets/capsules/spoonfuls will you give to the child for each dose? HOW MANY TIMES EACH DAY will you give this dose to the child? FOR HOW MANY DAYS will you give this treatment to the child? List the medications given to the mother________________________________________ Medication Dosage (Quantity of tablets/capsules/spoonfuls) Number of times/day Number of days Chloroquine tablet/syrup Yes No N/A Yes No N/A Yes No N/A Antibiotic tablet/syrup Yes No N/A Yes No N/A Yes No N/A Paracetamol tablet/syrup Yes No N/A Yes No N/A Yes No N/A Aspirin tablet/syrup Yes No N/A Yes No N/A Yes No N/A ORS/SSS Yes No N/A Yes No N/A Yes No N/A Did the mother or accompanying person know how to administer correctly all the medications provided? Yes No 21b. If medications were prescribed, did the health worker ask the woman to return for explanations? Yes No Niger Follow-up Evaluation of QA Activities · 45 22. Check below the complaint given by the mother (refer to questions 12/15/17/19): The child has: ____Diarrhea ____Fever/malaria ____Cough/difficulty breathing ____Ear ache 22a. What will you do for the child after you return home? (Check all applicable responses) In general: ___Continue to feed the child ____Complete the full treatment ___Don’t know ____Nothing ___Continue to give milk to the child ____Bring the child back if his/her condition worsens ___Give more liquids ____Return for the appointment given by the health worker Specifically: Diarrhea ___Give ORS/SSS ____Give drink after each stool/vomiting ___Nothing ___NA Acute Respiratory Infection ___Give antibiotics ____Give a cough remedy ___Nothing ____NA Fever/malaria ____Give an anti-malarial ____Give aspirin/paracetamol _____Tepid bath ___Nothing ___NA Ear Ache ____Give antibiotics ____Give aspirin/paracetamol ____Dry the ear with a clean cloth/cotton ____Nothing ____NA Does the mother/accompanying person know at least 2 practices for home-based case management? Yes No 22b. How will you know that the child’s condition has worsened? (Check all applicable responses) _____Fever appears or does not go away _____Vomiting begins or persists _____Child is unable to eat _____Child is unable to drink _____Diarrhea persists _____Child experiences convulsions _____Child’s chest caves in with each breath _____Other (Specify)________ The mother knows at least 2 signs of severity to look for at home? Yes No KNOWLEDGE ABOUT VACCINATIONS: 23. Do you have the child’s health card/vaccination card with you? Yes No If the mother has the card, look at the dates of ALL VACCINATIONS ADMINISTERED from birth until today, and complete the table below. If not, go to 24b. Date of birth:___/___/___/ and Age/______months CHILDHOOD VACCINATIONS (Dates) RECEIVED BCG/ Polio-O(at birth) Yes No DPT-1 Yes No DPT-2 Yes No DPT-3 Yes No Measles Yes No Does the child require vaccination? Yes No Did the child receive a vaccination today? Yes No 46 · Niger Follow-up Evaluation of QA Activities 24a. When will you return with the child to the health facility for the next vaccination? _____Knows _________Does not know _________NA 24b. Do you have your vaccination card with you? Yes No If not, go to question 30 25. If yes, copy down, in the table below, the tetanus vaccinations received by the mother. MOTHER’S VACCINATIONS RECEIVED Anti-tetanus-1 Yes No Anti-tetanus-2 Yes No Anti-tetanus-3 Yes No Anti-tetanus-4 Yes No Anti-tetanus-5 Yes No Does the mother require vaccination? Yes No Did the mother receive a vaccination today? Yes No MOTHER’S SUGGESTIONS TO IMPROVE THE HEALTH SYSTEM: 30. Is there anything that could improve the provision of health services that you received this morning? Yes No 31. If yes, do have any suggestions? (Note the suggestions given by the mother or accompanying person) _____________________________________________________________________________________ _____________________________________________________________________________________ _____________________________________________________________________________________ END OF THE INTERVIEW Indicate the hour of the end of the interview: Hour:_____ Minutes:_____ Duration of the interview:_________ Thank the woman for having answered your questions and ask her if she has any questions to ask of you. Check that she knows: - how to prepare ORS/SSS for a child with diarrhea; - when to return for the next vaccination; - how to administer the prescribed medications; - when to return if the child’s condition worsens; And if appropriate, correct the mother’s knowledge gaps or errors. Niger Follow-up Evaluation of QA Activities · 47 QUALITY ASSURANCE PROJECT University Research Co., LLC 7200 Wisconsin Avenue, Suite 600 Bethesda, MD 20814 Tel: (301) 654-8338 Fax: (301) 941-8427 www.qaproject.org