Midline Evaluation of the Tanzania Public Sector System Strengthening Program Final Report January 2020 Midline Evaluation of the Tanzania Public Sector System Strengthening Program Final Report Gustavo Angeles, PhD (Team Leader) Jessica A. Fehringer, PhD, MHS Lisa Calhoun, MPH Brittany Iskarpatyoti, MPH Willis Odek, PhD, MSc Gideon Kwesigabo, MD, MSc, MEd, PhD Joe L.P. Lugalla, PhD Aimee M. Benson, MA Hannah Silverstein, MPH Courtney McGuire, MPH January 2020 MEASURE Evaluation University of North Carolina at Chapel Hill 123 West Franklin Street, Suite 330 Chapel Hill, NC 27516 USA Phone: +1 919-445-9350 measure@unc.edu www.measureevaluation.org This publication was produced with the support of the United States Agency for International Development (USAID) under the terms of MEASURE Evaluation cooperative agreement AID-OAA-L-14-00004. MEASURE Evaluation is implemented by the Carolina Population Center, University of North Carolina at Chapel Hill in partnership with ICF International; John Snow, Inc.; Management Sciences for Health; Palladium; and Tulane University. Views expressed are not necessarily those of USAID or the United States government. This report was prepared by Gustavo Angeles (team leader), Jessica A. Fehringer, Gideon Kwesigabo, Willis Odek, Lisa Calhoun, Hannah Silverstein, Brittany Iskarpatyoti, Courtney McGuire, and Joe L.P. Lugalla. TRE-19-26 ISBN: 978-1-64232-214-9 2 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report ABSTRACT Th e Public Sector System Strengthening (PS3) project, funded by the United States Agency for International Development (USAID), supports the Government of Tanzania (GOT) in strengthening the public-sector system to promote the delivery, quality and use of public services. Th is report presents the fi ndings of a midline performance evaluation of PS3 conducted by MEASURE Evaluation which examined time trends and pre- and post-program inception changes in the uptake of health services as well as in fi nancial and human resources indicators in PS3 regions and in other regions of the country. Th e evaluation also used qualitative methods to examine the perceptions from program implementers, community members, and other stakeholders about the adoption and performance of the PS3 intervention, its strengths and remaining challenges, and the stakeholders’ recommendations on ways to address those challenges. PS3 works across national, regional, and local government levels. Th e implementation strategy seeks to strengthen each of the fi ve component areas, while working across all sectors and levels of public governance. Th e expectation is that strengthening systems at all levels will result in improved service delivery at the lowest level—the service provider—which will lead to higher public service utilization by the population and better health outcomes. At the national level, emphasis is placed on providing support for key policies and strategies as well as strengthening the national system to foster improvements in service delivery at lower government levels. At the regional and LGA levels, the PS3 program facilitates the understanding and implementation of national policies and guidelines as well as providing targeted assistance to improve the management and strengthening of systems and resources. Th is midline evaluation undertook an outcome evaluation to understand how system-level indicators related to human resources, fi nancial resources, and health service utilization changed over time in PS3 and in other (non-PS3) regions of the country. Data from national routine information systems formed the basis for quantitative measurements. Adapted diff erence-in-diff erences models were used to examine time trends before PS3 and during the time PS3 has been active, changes in those trends, and to examine diff erences between PS3 regions and other regions of the country. Potential diff erences between Phase 1 and Phase 2 PS3 LGAs were also examined. In addition, qualitative methods provided a more in-depth understanding of the performance of the PS3 intervention in human resources, fi nance, and system strengthening, captured unintended, indirect eff ects of the intervention, illuminated the process of change, and examined the quality and character of the intervention implementation. Th e qualitative component also captured the stakeholders’ perceptions of pending challenges in system functioning and community engagement and their recommendations on how to address them. Th e fi ndings of this evaluation will contribute to USAID’s portfolio of projects focused on public-sector strengthening while informing PS3’s continued program implementation. Th is evaluation was performed at about the mid-point of PS3, three years after the project’s inception. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 3 CONTENTS ABSTRACT ............................................................................................................................................................ 2 ACKNOWLEDGMENTS ............................................................................................................................................ 8 ABBREVIATIONS ........................................................................................................................................................ 9 EXECUTIVE SUMMARY .........................................................................................................................................11 Evaluation Purpose ..................................................................................................................................................11 Project Background .................................................................................................................................................11 Evaluation Questions ..............................................................................................................................................11 Methods .......................................................................................................................................................... 12 Findings .......................................................................................................................................................... 12 Discussion .......................................................................................................................................................... 13 Limitations ...........................................................................................................................................................18 1. INTRODUCTION ..................................................................................................................................................19 1.1. Country Context ..............................................................................................................................................19 1.2. Th e Development Problem: Health Outcomes ...............................................................................................19 1.2.1. Infl uence of Devolution on the Tanzanian Health System .................................................................. 20 1.3. USAID’s Response to the Need to Strengthen Health Systems in Tanzania ................................................ 20 1.3.1. PS3 Project Overview ............................................................................................................................ 20 1.3.2. Target Population and Geographic Areas ............................................................................................. 22 1.3.3. PS3 Results Framework ........................................................................................................................ 23 1.4. Evaluation of the PS3 Project .......................................................................................................................... 24 1.4.1. Evaluation Objectives ........................................................................................................................... 24 1.4.2. Evaluation Questions ........................................................................................................................... 24 2. EVALUATION METHODS .................................................................................................................................. 25 2.1. Quantitative Evaluation Design ...................................................................................................................... 25 2.1.1. Quantitative Analytical Approach ........................................................................................................ 25 2.1.1.1. Examining Diff erences in Time Trends between PS3 Phase 1 and Phase 2 LGAs .................. 26 2.1.2. Outcome Measures ............................................................................................................................... 27 2.1.3. Description of Quantitative Data Sources and Data Collection .......................................................... 27 2.2. Qualitative Study Design ................................................................................................................................ 29 2.3. Ethical Considerations .................................................................................................................................... 30 3. FINDINGS ...........................................................................................................................................................31 3.1. Quantitative Evaluation: Evaluation Questions 1 and 3 .................................................................................31 3.2. Quantitative Evaluation: Evaluation Question 2 ........................................................................................... 49 3.2.1. Financial Resources Indicators .............................................................................................................. 50 3.2.2. Human Resources Indicators ............................................................................................................... 54 3.3. Qualitative Results .......................................................................................................................................... 63 3.3.1. Evaluation Question 4 ...........................................................................................................................64 3.3.1.1. Community Engagement and Governance ................................................................................64 3.3.1.2. Finance ....................................................................................................................................... 66 4 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 3.3.1.3. Human Resources ....................................................................................................................... 68 3.3.1.4. Information Systems ................................................................................................................... 69 3.3.2. Evaluation Question 5 .......................................................................................................................... 70 3.3.2.1. Community Engagement and Governance ............................................................................... 70 3.3.2.2. Finance ...................................................................................................................................... 70 3.3.2.3. Human Resources ...................................................................................................................... 71 3.3.2.4. Information Systems ................................................................................................................... 72 3.3.3. Evaluation Question 6 ......................................................................................................................... 72 3.3.3.1. Community Engagement and Governance ............................................................................... 72 3.3.3.2. Finance ....................................................................................................................................... 73 3.3.3.3. Human Resources .......................................................................................................................74 3.3.3.4. Information Systems ....................................................................................................................74 4. LIMITATIONS ........................................................................................................................................................ 76 4.1. Limitations of the Quantitative Data .............................................................................................................. 76 4.1.1. DHIS2 Data Strengths and Limitations ............................................................................................... 76 4.2. Limitations of the Qualitative Data ................................................................................................................ 77 5. DISCUSSION AND PROGRAMMATIC RECOMMENDATIONS .............................................................. 78 5.1. Summary of Results ........................................................................................................................................ 78 5.1.1. Many Observed and Perceived Changes Occurred Nationally ............................................................ 84 5.1.2. Diff erences in Programmatic Interventions Seen Primarily at Lowest Levels ..................................... 84 5.1.3. Gender Parity in Secondary School Teacher Employment Declining ................................................. 85 5.1.4. Programmatic Recommendations ........................................................................................................ 85 REFERENCES .......................................................................................................................................................... 87 APPENDIX A. PS3 IMPLEMENTATION REGIONS AND LGAS................................................................... 88 APPENDIX B. INDICATOR TIME TRENDS STRATIFIED BY PS3 IMPLEMENTATION PHASE .......91 APPENDIX C. INDICATOR DEFINITIONS .................................................................................................... 107 APPENDIX D. DATA SOURCES ...........................................................................................................................112 Service Utilization Data Sources ...........................................................................................................................112 DHIS2/HMIS ...............................................................................................................................................112 Financial Data Sources ..........................................................................................................................................113 Council Financial Reports (CFRs) ................................................................................................................113 Human Resource Data Sources ............................................................................................................................113 Human Resource for Health Information System (HRHIS) ......................................................................113 Education Data Sources ........................................................................................................................................114 Basic Education Statistics in Tanzania (BEST) .............................................................................................114 OPENDATA .................................................................................................................................................115 Basic Education Statistics in Tanzania (BEST) .............................................................................................115 APPENDIX E. SCOPE OF WORK .........................................................................................................................116 APPENDIX F. QUALITATIVE TOOLS ................................................................................................................141 APPENDIX G. CONFLICTS OF INTEREST..................................................................................................... 160 APPENDIX H. TEAM BIOS ....................................................................................................................................170 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 5 Figures Figure 1. PS3 implementation strategy (source: PS3 year 2 workplan) ........................................................................ 20 Figure 2. PS3 implementation focus regions ..................................................................................................................21 Figure 3. PS3 results framework (source: PS3 year 2 workplan) ................................................................................... 24 Figure 4. Antenatal care coverage before 12 weeks gestational age ...............................................................................31 Figure 5. Pregnant women attending antenatal care 4+ times ...................................................................................... 32 Figure 6. Prevalence of pregnant women receiving iron and folic acid supplementation ............................................. 33 Figure 7. Pregnant women receiving TT2+ vaccination at antenatal care .................................................................... 34 Figure 8. Women tested for anemia at antenatal care ................................................................................................... 35 Figure 9. Women tested for syphilis at antenatal care ................................................................................................... 36 Figure 10. Deliveries taking place in health facilities .................................................................................................... 37 Figure 11. Births delivered by skilled attendants ........................................................................................................... 39 Figure 12. Mothers receiving postnatal care before 7 days ........................................................................................... 40 Figure 13. Prevalence of low birth weight ..................................................................................................................... 41 Figure 14. Measles vaccination coverage ....................................................................................................................... 42 Figure 15. Penta3 vaccination coverage ......................................................................................................................... 43 Figure 16. Antenatal care partners’ HIV testing rates ..................................................................................................44 Figure 17. HIV-exposed infants receiving fi rst HIV test within 2 months after birth ..................................................45 Figure 18. HIV-exposed infants initiated on cotrimoxazole within 2 months after birth ........................................... 46 Figure 19. Percentage of couples receiving HIV counseling and testing at antenatal care ........................................... 47 Figure 20. Contraceptive prevalence rate ...................................................................................................................... 48 Figure 21. Health facilities with RCH tracer drugs package ........................................................................................ 49 Figure 22. Personnel emoluments per capita in health ................................................................................................. 50 Figure 23. Personnel emoluments per capita in education .............................................................................................51 Figure 24. Other charges per capita in health ............................................................................................................... 52 Figure 25. Other charges per capita in education ......................................................................................................... 53 Figure 26. Nurses per population .................................................................................................................................. 54 Figure 27. Doctors per population .................................................................................................................................55 Figure 28. Assistant medical offi cers per 10,000 people ............................................................................................... 56 Figure 29. Health care workers that are female ............................................................................................................. 57 Figure 30. Primary school student-teacher ratio ........................................................................................................... 58 Figure 31. Secondary school student-teacher ratio ........................................................................................................ 59 Figure 32. Primary school students that are female ...................................................................................................... 60 Figure 33. Secondary school students that are female ....................................................................................................61 Figure 34. Primary school teachers that are female....................................................................................................... 62 Figure 35. Secondary school teachers that are female ................................................................................................... 63 Figure 36. Excerpt from REM Map with LGA councilors, Phase 2 – Kilosa ..............................................................65 Figure 37. Excerpt from REM map with LGA councilors, Phase 1 – Shinyanga ....................................................... 67 Figure B.1. ANC started before 12 weeks of gestation ..................................................................................................91 Figure B.2. ANC, at least 4 antenatal care visits ............................................................................................................91 Figure B.3. Iron and folic acid supplementation in pregnancy ..................................................................................... 92 Figure B.4. Pregnant women receiving TT2+ .............................................................................................................. 92 Figure B.5. Proportion of pregnant women tested for anemia ...................................................................................... 93 Figure B.6. Pregnant women tested for syphilis ............................................................................................................ 93 6 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure B.7. Birth deliveries in health facilities ............................................................................................................... 94 Figure B.8. Births delivered by skilled attendants ......................................................................................................... 94 Figure B.9. Postnatal care within 7 days of delivery, for mothers ................................................................................. 95 Figure B.10. Prevalence of low birth weight .................................................................................................................. 95 Figure B.11. Measles vaccination, inside service area .................................................................................................... 96 Figure B.12. Penta3 vaccination .................................................................................................................................... 96 Figure B.13. ANC partners’ HIV testing rate ............................................................................................................... 97 Figure B.14. Percentage of HIV-exposed infants receiving fi rst HIV test within 2 months after birth ...................... 97 Figure B.15. Percentage of HIV-exposed infants initiated on cotrimoxazole within 2 months after birth ................. 98 Figure B.16. Percentage of couples HIV counseling and testing at ANC .................................................................... 98 Figure B.17. Contraceptive prevalence rate .................................................................................................................... 99 Figure B.18. Health facilities with RCH tracer drugs package ..................................................................................... 99 Figure B.19. PE per capita in health ............................................................................................................................ 100 Figure B.20. PE per capita in education ...................................................................................................................... 100 Figure B.21. OC per capita in health ...........................................................................................................................101 Figure B.22. OC per capita in education .....................................................................................................................101 Figure B.23. Nurses per population, per 10,000 people ............................................................................................. 102 Figure B.24. Doctors per population, per 10,000 people ........................................................................................... 102 Figure B.25. Assistant medical offi cers per 10,000 people .......................................................................................... 103 Figure B.26. Proportion of health care workers that are female ................................................................................. 103 Figure B.27. Primary school student-teacher ratio ...................................................................................................... 104 Figure B.28. Secondary school student-teacher ratio .................................................................................................. 104 Figure B.29. Percentage of primary school students that are female .......................................................................... 105 Figure B.30. Percentage of secondary school students that are female ....................................................................... 105 Figure B.31. Percentage of primary school teachers that are female ........................................................................... 106 Figure B.32. Percentage of secondary school teachers that are female ........................................................................ 106 Tables Table E.1. Summary of time trends and annualized changes in indicators...................................................................15 Table 1. Phase 1 LGAs ................................................................................................................................................... 23 Table 2. List of indicators .............................................................................................................................................. 28 Table 3. LGAs selected for qualitative sample ............................................................................................................... 29 Table 4. Sampling results for key informant interviews ................................................................................................ 30 Table 5. Annualized average change in the percentage of pregnant women starting antenatal care before 12 weeks of gestation (in percentage points) .......................................................................................................................31 Table 6. Annualized average change in the percentage of pregnant women with at least four antenatal care visits (in percentage points) ..................................................................................................................................................... 32 Table 7. Annualized average change in percentage of pregnant women given iron and folic acid supplementation (in percentage points) ..................................................................................................................................................... 33 Table 8. Annualized average change in percentage of pregnant women receiving TT2+ vaccine (in percentage points) .................................................................................................................................................... 35 Table 9. Annualized average change in the percentage of pregnant women tested for anemia at antenatal care (in percentage points) ..................................................................................................................................................... 36 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 7 Table 10. Annualized average change in percentage of pregnant women tested for syphilis at antenatal care (in percentage points) ..................................................................................................................................................... 37 Table 11. Annualized average change in the percentage of deliveries occurring in health facilities (in percentage points) ..................................................................................................................................................... 38 Table 12. Annualized average change in the percentage of births delivered by skilled birth attendants (in percentage points) ..................................................................................................................................................... 39 Table 13. Annualized average change in the percentage of mothers who received postnatal care within 7 days of delivery (in percentage points) ................................................................................................................................... 40 Table 14. Annualized average change in percentage of newborns with low birth weights (in percentage points) ....... 41 Table 15. Annualized average change in the percentage of children under one year of age who have been vaccinated against measles (in percentage points) ......................................................................................................... 42 Table 16. Annualized average change in the percentage of children under one year of age who have had Penta3 vaccinations (in percentage points) .................................................................................................................... 43 Table 17. Annualized average change in antenatal partners’ HIV testing rates (in percentage points) ........................44 Table 18. Annualized average change in percentage of HIV-exposed infants receiving fi rst HIV test within 2 months after birth (in percentage points) ....................................................................................................................45 Table 19. Annualized average change in the percent of HIV-exposed infants initiated on cotrimoxazole within 2 months after birth (in percentage points) ....................................................................................................... 46 Table 20. Annualized average change in percentage of couples receiving HIV counseling and testing at antenatal care (in percentage points) ......................................................................................................................... 47 Table 21. Annualized average change in contraceptive prevalence rate (in percentage points) .................................... 48 Table 22. Annualized average change in the percentage of health facilities with RCH tracer drugs package (in percentage points) ..................................................................................................................................................... 49 Table 23. Average annual change in personnel emoluments per capita in health, in TZ shillings per person ............ 50 Table 24. Average annual change in personnel emoluments per capita in education, in TZ Shillings per person .......51 Table 25. Average annual change in other charges per capita in health, in TZ Shillings per person ........................... 52 Table 26. Average annual change in other charges per capita in education, in TZ Shillings per person ..................... 53 Table 27. Average annual change in the nurses per population ratio (in nurses per 10,000 people) ............................ 54 Table 28. Average annual change in the doctors per population ratio (in doctors per 10,000 people) .........................55 Table 29. Average annual change in assistant medical offi cers per population ratio (per 10,000 people) .................... 56 Table 30. Average annual change in the proportion of health care workers that are female (in percentage points) .... 57 Table 31. Average annual change in the primary school student-teacher ratio (in students per teacher) ..................... 58 Table 32. Average annual change in the secondary student-teacher ratio (in students per teacher) ............................. 59 Table 33. Average annual change in the proportion of primary school students that are female, in percentage points. ...................................................................................................................................................... 60 Table 34. Average annual change in proportion of secondary school students that are female, in percentage points ..61 Table 35. Average annual change in proportion of primary school teachers that are female, in percentage points. .... 62 Table 36. Average annual change in proportion of secondary school teachers that are female, in percentage points ...63 Table 37. Integration between system and type of data transferred/exchanged ........................................................... 75 Table 38. Summary of time trend and annualized changes in indicators .................................................................... 79 Table 39. Summary of annualized changes in indicators and diff erences between PS3 regions and other areas ........ 82 Table C.1. Selected health service utilization indicators for routinely collected data – PS3 evaluation ..................... 107 8 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report ACKNOWLEDGMENTS Th e authors wish to acknowledge the eff orts and contributions of numerous people who supported this evaluation and report. We would like to thank the United States Agency for International Development (USAID)/Tanzania for entrusting us with this activity and providing the technical support and fi nancial resources that made it possible. We are very grateful for the assistance and time provided by Mission offi cials, in particular, Elizabeth Williams, Godfrey Nyombi, Todd Koppenhaver, Nathan Tenny, Milly Kayongo, Erasmo Malekela, Aurora Amoah, and Gene Peuse, who currently work at the USAID Mission, as well as Shannon Young and Jonathan Young, who were at the Mission during the fi rst years of the evaluation and signifi cantly contributed to its design. We also thank Kristen Wares and our colleagues at USAID/ Washington, DC, who supported and provided management guidance to the evaluation. Additionally, we would like to acknowledge the Public Sector System Strengthening project’s leadership and staff who provided substantial support and input to the evaluation. In particular, we thank Emmanuel Malangalila, Sheila O’Dougherty, Desderi Wengaa, Gemini Mtei, Peter Kilima, Conrad Mbuya, and Leah Mwainyekule for their contributions. We also recognize and appreciate the support provided by staff at the Ministry of Health, Community Development, Gender, Elderly and Children; the Ministry of Education and Vocational Training; and at the President’s Offi ce Regional Administration and Local Government offi ces (PO-RALG). At MEASURE Evaluation, we thank Ann Marie Fitzgerald, Erin Luben, and Bates Buckner for their valuable recommendations, in addition to their technical and operational support. We thank the knowledge management team of the USAID-funded MEASURE Evaluation project for editorial, design, and production services. Cover photo: A woman fi nishes drying cassava before going home in Mbamba Bay, Tanzania, the natural border between Tanzania and Malawi. © 2012 Riccardo Zennaro, courtesy of Photoshare. Suggested citation: MEASURE Evaluation. (2019). Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report. Chapel Hill, NC, USA: MEASURE Evaluation, University of North Carolina. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 9 ABBREVIATIONS AHSP annual health sector performance profi le AHSPR annual health sector performance profi le report AMO assistant medical offi cer ANC antenatal care BEMIS Basic Education Management Information System BEST Basic Education Statistics in Tanzania CFR council fi nancial report CO clinical offi cer COSTECH Tanzania Commission for Science and Technology CPR contraceptive prevalence rate D-by-D “Decentralization by Devolution” policy DED district executive director DFF Direct Facility Financing DHIS District Health Information Software DHRO district health resources offi cer DMO district medical offi cer DPLO district planning offi cer FFARS Facility Financial Accounting and Reporting Systems FGD focus group discussion GOT Government of Tanzania GOTHOMIS Government of Tanzania Hospital Management Information Systems HCMIS human capital management information system HCW health care worker HMIS health management information system HR human resources HRHIS Human Resources for Health Information System HSS health systems strengthening HSSP Health Sector Strategic Plan ICT information and communications technology IFA iron and folic acid IRB Institutional Review Board IS information systems KII key informant interview LBW low birth weight LGA local government authority LGRCIS local government revenue collection information system M&E monitoring and evaluation MOHCDGEC Ministry of Health, Community Development, Gender, Elderly and Children 10 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report NBS National Bureau of Statistics O&OD Opportunities and Obstacles to Development OC other charges OPRAS Open Performance Review and Appraisal system PE personal emoluments PMP Performance Management Plan PNC postnatal care POA Prioritization and Optimization Analysis POPSM President’s Offi ce Public Sector Management PO-RALG President’s Offi ce, Regional Administration and Local Government offi ces PS3 Public Sector System Strengthening project RBF results-based fi nancing RCH reproductive and child health REM ripple eff ects mapping RHIS routine health information systems SBA skilled birth attendant SOW scope of work TAMISEMI Tanzania National Bureau of Statistics and the Presidents’ Offi ce Regional Administration and Local Government TDHS Tanzania Demographic Health Survey TFR total fertility rate TT2+ tetanus toxin vaccine UNC University of North Carolina USAID Th e United States Agency for International Development WISN Workload Indicators of Staffi ng Need Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 11 EXECUTIVE SUMMARY Evaluation Purpose Th e Public Sector System Strengthening (PS3) project, funded by the United States Agency for International Development (USAID), supports the Government of Tanzania (GOT) in strengthening the public-sector system to promote the delivery, quality and use of public services. Th is report presents the fi ndings of a midline performance evaluation of PS3 conducted by MEASURE Evaluation which examined time trends and pre- and post-program inception changes in the uptake of health services as well as in fi nancial and human resources indicators in PS3 regions and in other regions of the country. Th e evaluation also used qualitative methods to examine the perceptions from program implementers, community members, and other stakeholders about the adoption and performance of the PS3 intervention, its strengths and remaining challenges, and the stakeholders’ recommendations on ways to address those challenges. Th e fi ndings of this evaluation will contribute to USAID’s portfolio of projects focused on public-sector strengthening while informing PS3’s continued program implementation. Th is evaluation was performed at about the mid-point of PS3, three years after the project’s inception. Project Background In July 2015, USAID awarded the PS3 project in Tanzania to Abt Associates Inc. Th e project has an emphasis on system strengthening and improving quality of services for priority health areas (e.g., maternal and child health, HIV/AIDS, TB, malaria) as well as improving key multisectoral components at the local government level related to education, agriculture, and infrastructure. Specifi cally, the PS3 project aims to improve public services delivery and outcomes by strengthening national, district, and local government authority (LGA) capacity in the following areas: governance and citizen engagement, human resources, fi nancial management and information systems, and operations research. PS3 works across national, regional, and local government levels. Th e implementation strategy seeks to strengthen each of the fi ve component areas, while working across all sectors and levels of public governance. Th e expectation is that strengthening systems at all levels will result in improved service delivery at the lowest level—the service provider—which will lead to higher public service utilization by the population and better health outcomes. At the national level, emphasis is placed on providing support for key policies and strategies as well as strengthening the national system to foster improvements in service delivery at lower government levels. At the regional and LGA levels, the PS3 program facilitates the understanding and implementation of national policies and guidelines as well as providing targeted assistance to improve the management and strengthening of systems and resources. Evaluation Questions Th e midline evaluation was designed to answer the following evaluation questions: 1. In PS3 focus regions, to what extent have the uptake of health services (and related indicators of service utilization, coverage of health services, quality of services and access) changed over time? 2. In PS3 focus regions, to what extent have fi nancial and human resources indicators changed over time? 3. Are there diff erences in the changes over time observed in certain groups of LGAs, in particular, between Phase 1 and Phase 2 LGAs? 4. How do stakeholders perceive the performance and infl uence of PS3 on uptake of health services, fi nancial and human resource systems, and community engagement and governance? 5. In PS3 focus regions, what was the context of any observed or perceived change in uptake of health services, fi nancial and human resource systems, and community engagement and governance? 6. What challenges remain in system functioning and community engagement and governance and how do stakeholders and community members recommend these be addressed? 12 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Methods Th is midline evaluation undertook an outcome evaluation to understand how system-level indicators related to human resources, fi nancial resources, and health service utilization changed over time in PS3 and in other (non-PS3) regions of the country. Data from national routine information systems formed the basis for quantitative measurements. Adapted diff erence-in-diff erences models were used to examine time trends before PS3 and during the time PS3 has been active, changes in those trends, and to examine diff erences between PS3 regions and other regions of the country. Potential diff erences between Phase 1 and Phase 2 PS3 LGAs were also examined. In addition, qualitative methods provided a more in-depth understanding of the performance of the PS3 intervention in human resources, fi nance, and system strengthening, captured unintended, indirect eff ects of the intervention, illuminated the process of change, and examined the quality and character of the intervention implementation. Th e qualitative component also captured the stakeholders’ perceptions of pending challenges in system functioning and community engagement and their recommendations on how to address them. Findings Q1: In PS3 focus regions, to what extent has the uptake of health services changed over time? And, Q3: Are there diff erences in the changes over time observed in certain groups of LGAs, in particular, between Phase 1 and Phase 2 LGAs? We examined quarterly LGA-level time series data for 18 indicators of service utilization in maternal and child health, family planning, HIV/AIDs, and drug availability. Data was obtained from District Health Information Software version 2 (DHIS2) from the fi rst quarter of 2014 to the last quarter of 2018. For most indicators we found positive time trends in PS3 regions throughout the observation period. Antenatal care (ANC) started at a low level before 2015 and changed to an increasing trend after 2015. Facility birth delivery and skilled birth delivery attendance had signifi cant improvements since 2014; postnatal care had signifi cant increases after 2015 in PS3 areas as well. Supply-related indicators such as iron and folic acid supplements and vaccines showed a large drop in 2016, followed by a quick recovery in 2017. However, for most indicators, the time trends observed in PS3 regions were also observed in the other (non-PS3) regions. Th e trends were similar with very few indicators with signifi cant diff erences between PS3 and other areas. Even HIV/AIDS-related indicators showed a strong national trend that is shared by PS3 and other areas. Th ere was also no distinction in the time trends and changes between Phase 1 and Phase 2 LGAs for most indicators. Q2: In PS3 focus regions, to what extent have fi nancial and human resources indicators changed over time? And, Q3: Are there diff erences in the changes over time observed in certain groups of LGAs, in particular, between Phase 1 and Phase 2 LGAs? We examined annual (fi scal year) LGA-level time series for four indicators of fi nancial resources and yearly LGA-level time series data for 10 indicators on human resources. Personnel emoluments (PE) per capita in health and in education increased through the observation period, from fi scal year 2012/2013 to fi scal year 2017/2018, in PS3 regions. However, these levels and time trends were similar to other (non-PS3) regions. Th ere were almost no diff erences in time trends between the two types of regions. A similar pattern was observed for other charges (OC) per capita in health and education. OC per capita declined before 2015 in both sectors but it held at a stable level after 2015. Similar patterns were observed for Phase 1 and Phase 2 LGAs. For human resources, there were similar increases in the ratios of nurses per 10,000 people and doctors per 10,000 people since 2012 in both PS3 and other regions. Th e ratio of assistant medical offi cers per 10,000 people was stable during the observation period in both regions too. No diff erences were observed between Phase 1 and Phase 2 LGAs. In education, the primary school student-teacher ratio was declining before 2015, but afterwards changed to an increasing time trend in both PS3 and other regions. Th e secondary student-teacher ratio showed a signifi cant declining trend from 2012 to 2016. It started to increase in 2017 and 2018, perhaps due to the certifi cation verifi cation process started by the government. Th ere are no diff erences in the trends and levels between PS3 and other regions. In terms of gender balance, the proportion of primary school students that are female has been stable at around 50 percent throughout the observation period, from 2012 to 2018. In secondary school there has been a clear positive national trend of increasing participation of girls in secondary Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 13 school. By 2018, gender balance has been achieved among students of secondary schools. For teachers, there is gender balance in primary schools in both types of regions. However, the proportion of secondary school teachers that are female has been under 40 percent, but with an increasing trend until 2016 when it became stable. A similar pattern emerges in PS3 and other regions as well as in Phase 1 and Phase 2 LGAs. Q4: How do stakeholders perceive the performance and infl uence of PS3 on health services, fi nancial and human resource systems, and community engagement and governance? Across PS3 and other regions, stakeholders perceived improvements in governance and civic engagement, fi nance, and human resources, as well as the information systems that support these components. Community engagement and local governance were identifi ed by stakeholders, particularly LGA councilors, as the most signifi cant changes. PS3 area councilors detailed greater capacity to engage citizens in addressing issues as part of their roles and responsibilities. Community members discussed a perceived increase in local accountability and transparency. Supportive training and information systems, such as those put in place by PS3 and GOT, were noted as important in these positive changes. However, stakeholders noted there are challenges that infl uence the public sector performance, such as fi nance and human resource shortages. Q5: In PS3 focus regions, what was the context of any observed or perceived change? Perceived and observed changes were discussed within the context of larger social and political environments. For example, the Opportunities and Obstacles to Development (O&OD) is an intensive participatory process used in both rural and urban areas as a bottom-up planning approach. Th is process has, for the most part, catalyzed engagement between citizens and local governments even before PS3 program implementation. However, there were claims that the planned budget was not always met and sweeping national policies are diffi cult to carry out. Additionally, human resource policies to verify public sector employee’s certifi cations has led to sweeping human resource shortages, particularly in health. In education, free education policies have increased the number of students enrolled in school, but according to stakeholders this has resulted in overcrowded classrooms. Other contextual limitations include the poor/lack of availability of internet services and electricity services as well as limited capacity to use computer-based information systems. Q6: What challenges remain in system functioning and community engagement and governance and how do stakeholders and community members recommend these be addressed? Many of the challenges that remain are closely tied to the supportive context. Although respondents noted improvements in general for health and education systems, limited funds, staffi ng shortages and poor job performance concerns remained at the service delivery level. Community participants commonly noted concerns with stockouts, health service delays, too few staff at health facilities, staff not working, and too few teachers, along with growing numbers of students. While many recommendations fall beyond the scope of the PS3 program, it was recommended to address the disconnect between central and local governments and better align priorities and decision-making. Th ere is also a need for capacity building in numerous groups on issues related to management of funds, generation of capital and profi t, and record keeping. Additional and expanded trainings, as well as in-service support, were recommended to ensure optimal uptake and functioning of positively perceived systems. Discussion Table E.1 summarizes the quantitative evaluation results, describing the types of trends and estimated time trend diff erences. Columns under the heading “PS3 areas’ general trend” depict the overall directionality of changes over time in PS3 areas. We observed improving trends in PS3 areas for 17 of the 32 indicators, most of which pertained to health service utilization. For 12 indicators, trends did not appear to generally improve or worsen over time—seven of these indicators had stable trends and fi ve had volatile trends, meaning that we observed drastic variation in the levels of indicators at diff erent time points. Indicators with volatile trends were supply-side sensitive, and thus likely refl ect changes in supply conditions. Finally, three of the indicators worsened over the observed time period, pertaining to fi nance and human resource categories. It is important to note, that general patterns between PS3 and other areas were similar for most indicators, despite often having diff erent levels. 14 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Also in Table E.1, columns under the heading “PS3 compared with other areas” qualitatively refl ect the diff erences in time trends between PS3 and other areas, comparing the diff erences between the before PS3 and PS3 active time periods. Estimates were signifi cant for eight indicators. For three of these indicators, PS3 areas improved signifi cantly more than other areas between both periods, all of which pertained to maternal health service utilization. For another four indicators, we observed signifi cant eff ects that were protective. “Protective eff ects” were indicators that had worsening trends in both areas, but PS3 regions worsened at slower rates than other areas. Two of the indicators with signifi cant protective eff ects pertained to the prevention of HIV transmission from mother to child. Finally, there was one indicator, the percentage of primary teachers that were female, that was worse in PS3 areas. However, this result should be taken cautiously as the levels of this indicator have been stable, at just below 50 percent in PS3 regions in the PS3 active period and just above 50 percent in other regions, which would be considered the level of gender parity. Many observed and perceived changes occurred nationally. Generally, trends and perceptions show gradual improvements nationally, with few diff erences between PS3 and other regions, or between PS3 phases. Th is could be a result of various factors. First, many of the PS3 systems were adopted by GOT and rolled￾out nationally. Th is points to a gap that was fi lled early on, but it makes fi nding diff erences in PS3 regions diffi cult. In both PS3 and other areas, we found improvements in health outcomes, particularly among health center access and attendance-based services, such as ANC, ANC4+, and facility birth deliveries. Qualitative results suggest these improvements may have been related to better understanding the importance of visiting health centers, as well as improvements in supportive infrastructure such as roads and the building of health centers. As such, it is important to note that PS3 is one of several programs contributing to public sector development. Th is includes, as noted by qualitative participants, other USAID-funded programs such as Boresha Afya, which supports integrated service delivery at the health facility and community levels across the country. World Vision and Amref were discussed and credited for improving awareness and education on health services, which help to draw patients to health centers. 15 Table E.1. Summary of time trends and annualized changes in indicators Indicators Signi fi cant PS3 areas’ general trend (based on graphs) PS3 compared with other areas (based on DID estimates) Improving trend About the same or stable trend Volatile trend Worsening trend Signi fi cantly better in PS3 areas Better, but no signi fi cant difference Signi fi cantly protective in PS3 areas Protective, but no signi fi cant difference Worse, but no signi fi cant difference Signi fi cantly worse in PS3 areas  ANC coverage before 12 weeks gestational age xx  Pregnant women attending ANC 4+ times xx  Prevalence of pregnant women receiving IFA supplementation for 90+ days x x  Pregnant women receiving TT2+ at ANC xx  Women tested for anemia at ANC x x x  Women tested for syphilis at ANC x x x  Deliveries taking place in health facilities xx  Births assisted by skilled attendants x x  Mothers receiving postnatal care before 7 days x x x  Prevalence of low birth weight xx  Measles vaccination coverage x x  Penta3 vaccination coverage x x  ANC partners HIV testing rate xx  HIV-exposed infants receiving first HIV test within 2 months after birth x x x  HIV-exposed infants initiated on cotrimoxazole within 2 months after birth x x x  Couple HIV counseling and testing at ANC x x  Contraceptive prevalence rate x x  Health facilities with RCH tracer drugs package x x 16 Indicators Signi fi cant PS3 areas’ general trend (based on graphs) PS3 compared with other areas (based on DID estimates) Improving trend About the same or stable trend Volatile trend Worsening trend Signi fi cantly better in PS3 areas Better, but no signi fi cant difference Signi fi cantly protective in PS3 areas Protective, but no signi fi cant difference Worse, but no signi fi cant difference Signi fi cantly worse in PS3 areas  PE per capita in health xx  PE per capita in education xx  OC per capita in health xx  OC per capita in education x xx  Nurses per population xx  Doctors per population xx  AMOs per population x x x  Health care workers that are female xx  Primary school student-teacher ratio xx  Secondary school student-teacher ratio x x  Primary school students that are female xx  Secondary school students that are female xx  Primary school teachers that are female x x X^  Secondary school teachers that are female x x Total 8 17 7 5 3 3 7 4 6 11 1 Total signifi cant and favorable 7 Note: None of the indicators were improving in PS3 areas only or worsening in PS3 areas only. ^: Results of this indicator should be interpreted with caution. Table E.1. Summary of time trends and annualized changes in indicators (continued) Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 17 Broader policy may have heavily infl uenced observed and perceived changes: In 2015, the Tanzanian government established policies that directed public bodies to ensure education is free for all children. Th is was met with another policy to ensure staff are properly qualifi ed and certifi ed. As such, we found increases in student-teacher ratio trends in both primary and secondary education. Similarly, in health, stakeholders commonly discussed a shortage of health care workers. Th ese issues infl uenced community members’ perceptions of public sector performance. Despite these national issues, stakeholders perceived systems put in place by PS3 and GOT as valuable in creating effi ciencies and improving public sector system performance. However, these systems are relatively new, and this perception may be compromised by long-term stagnation or issues around commodities. As such, the program may require more time to realize changes in outcomes beyond those seen in this midline evaluation. As this is a systems intervention that addresses underlying facets of the public sector, it is anticipated that observed changes may still yet be seen. Diff erences in programmatic intervention seen primarily at lowest levels: Where PS3 and other areas diff ered were often at the lowest levels of intervention. For example, PS3 stakeholders, particularly LGA councilors, identifi ed local community engagement and good governance as substantial changes coming out of PS3 programs. LGA councilors discussed having the knowledge and skills to attend to community members’ needs and complaints. Th ey also discussed improvements in transparency and accountability at the local level. However, local gains may encounter challenges as they interact with regional and central priorities. A commonly noted issue in creating development plans at the local level was the availability of fi nancial and human resources to carry out these plans. In response, LGAs developed plans and submitted them, but often learned that the central government had diff erent funding priorities. PS3 stakeholders also discussed trainings on information systems as important in highlighting the value of these systems and encouraging their use. Based on the fi ndings, we provide the following recommendations for PS3: Information systems  Support internet service nationally or work with central/local government to plan for this in budgets and ensure staff are not paying for internet service out of personal funds  Investigate concerns with Workload Indicators of Staffi ng Need (WISN) staffi ng categories and accuracy of input data  Assess whether additional categories of staff may benefi t from access to Facility Financial Accounting and Reporting Systems (FFARS)  Continue to work towards interoperability of information systems  Institute a mechanism to regularly communicate system updates/new features to users Training  Carry out needs assessment at facilities prior to information system install, ensuring staff have capacity to use and maintain information systems; then train as needed  Ensure supervisors are invited or educated on why their subordinates are invited to trainings; since it may not be feasible or necessary to train them to the same depth as their subordinates, PS3 might consider developing a shorter, awareness-raising session aimed at this audience so that they at least feel engaged and understand the value of the systems  Consider establishing refresher trainings  Maintain and expand in-service support  Integrate how to plan for growing populations into the LGA councilor budget and development training  Continue good governance work but increase transparency (e.g., with suggestion boxes) 18 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Citizen engagement and governance  Address disconnect between central and local government in planning and budgeting o In trainings, set expectations on what to expect from central government with regard to budgeting and planning (i.e., they may not receive all requested funds), and share messages to communicate with citizens so as to similarly set their expectations o Increase understanding at LGA level of how central government is making funding allocation decisions o Increased work with central government to encourage better communication (for example, on funding priorities and timelines) and collaboration with LGAs  Increase publicity for new accountability mechanisms and information sources like the new websites, health clinic comment boxes, etc.; for example, participants suggested making TV and radio announcements and posting notices at health centers and schools. Gender  Address secondary school teacher gender parity issues in human resources eff orts; for example, investigate potential barriers to recruiting and maintaining secondary school teachers that are female, and assess whether gender sensitivity training for teachers, students, and administrators may be needed to create environments where women feel respected and safe Limitations MEASURE Evaluation utilized data from routine information systems to examine how key indicators of health service uptake, fi nancial resources, and human resources changed over time before and after the implementation of PS3. Data sources, including DHIS2, have common challenges that can generally be described as: technical, behavioral, or organizational. Technical challenges include burden of data collection at the point of care, data management challenges, and incomplete or inaccurate data. Behavioral challenges include limited knowledge, lack of value for data, and limited guidance on how to collect and use data. Organizational challenges include staffi ng shortages, stockout of standard registrars, and lack of supportive supervision. Th ese challenges contribute to data quality problems. Qualitative limitations include the possibility that participants did not feel comfortable freely sharing their perspectives on a project that is closely aligned with the government, especially if they worked for the government in some capacity. Additionally, the qualitative data was not collected in all PS3 areas so the results might not refl ect the experiences of those clusters not sampled. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 19 1. INTRODUCTION Th is document is the report of the midline performance evaluation of the Public Sector System Strengthening project (PS3) in Tanzania. It presents fi ndings from the time trends analysis of key service utilization, fi nancial and human resources indicators, and the qualitative analysis that were used to answer six evaluations questions posed by USAID/Tanzania about PS3. Th is report presents fi ndings as of about the mid-point of the life of the PS3, after three years of project inception. 1.1. Country Context Tanzania has made important progress in recent years. Th ere has been rapid economic growth of over 7 percent per year, and signifi cant improvements have been made on some key health indicators. However, challenges remain. Tanzania has one of the most rapidly growing populations globally at 2.7 percent per year, with the urban population growing approximately 5 percent per year (Economic and Social Research Foundation, et al., 2015). Tanzania also has poor living standards, particularly in rural areas, with national poverty and extreme poverty levels at 28.2 percent and 9.7 percent, respectively (Economic and Social Research Foundation, et al., 2015). Th e Government of Tanzania (GOT) has set an ambitious target to reduce poverty signifi cantly and become a middle-income country by 2025. However, to achieve this goal Tanzania will have to tackle numerous pressing health issues in its growing population. 1.2. The Development Problem: Health Outcomes Prior to the start of PS3, Tanzania has made signifi cant headway in various health outcomes. For instance, according to the 2015/2016 Tanzania DHS (TDHS), 98 percent of pregnant women attended at least one antenatal visit with a skilled provider, the percentage of pregnant women attending at least four prenatal visits (ANC4) increased from 43 percent to 51 percent, and the percentage of women receiving timely postnatal care (PNC) increased from about 30 percent to 34 percent (Ministry of Health, et al., 2016; National Bureau of Statistics (Tanzania), & ICF Macro, 2011). However, challenges remain. Th e 2015/2016 TDHS estimated maternal mortality at 556 maternal deaths per 100,000 live births, which was not signifi cantly diff erent from 2004/2005 TDHS estimates (Ministry of Health, et al., 2016). Th ere is evidence that not enough women received recommended levels of care despite general improvements in perinatal care between 2010–2016. Despite the improvements in utilization of ANC4 and PNC, adequate prenatal and postnatal coverage was still low. Th ese low levels may be due the challenges accessing health facilities: 65.5 percent of women reported having problems accessing health care in 2015/2016, which had increased from 35.5 percent in 2010. Th e most commonly reported challenges included distance to health facility (42.3%) and having enough money for treatment (49.5%) Such barriers may explain under-utilization of maternal health services (UNESCO Institute for Statistics, 2019). Among other achievements, Tanzania was one of only a handful of African countries to achieve the MDG 4 objective on child survival. Comparing estimates between the 2004/2005 and 2015/2016 TDHS, the under-5 mortality rate declined from 112 to 67 per 1,000 live births. Th ere were still areas of child health with potential for improvement before PS3 began. Th e percentage of children with diarrhea receiving treatment decreased from 62.2 percent at its peak in 2004/2005, to 59.1 percent in 2010, and then to 49 percent in 2015/2016. While the proportion of children who were stunted and underweight decreased from 2004/2005, over one￾third of children were stunted in 2015/2016. Similarly, the prevalence of anemia among children remained steadily high, at around 58 percent since 2004/2005 (UNESCO Institute for Statistics, 2019). Preceding PS3 implementation, net primary school enrollment also declined from 79.7 percent in 2010, to 75.6 percent in 2015. About 78 percent of primary-age females were enrolled in school in 2015/2016, which was a slight decline from 81.2 percent in 2010. Female secondary school attendance remained low at about 29 percent in both 2010 and 2015/2016 (UNESCO Institute for Statistics, 2019). 20 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 1.2.1. Infl uence of Devolution on the Tanzanian Health System Th e “Decentralization by Devolution” policy (D-by-D) was passed under Tanzania’s Local Government Reform Act in 1996, initiating the decentralization of public sector planning and service delivery from the central government to the local governance system. Th e aim of the D-by-D policy was to bring decision￾making for resource allocation and services to the local level so that local needs were better addressed, and local people could actively participate in the decision-making process (Masson, L. & Norman, A.S., 2009). However, during the time prior to PS3, the D-by-D policy resulted in many challenges at the local level, stemming from ineffi ciencies in service delivery related to inadequate fi nancing and fi nancial management skills, poor coordination, communication, and unclear scopes of work (SOWs) for district stakeholders. Th ese ineffi ciencies extended across all aspects of local governance, such as health service delivery, agriculture, infrastructure, and education. Th erefore, they needed to be addressed if Tanzania was to meet its developmental goals. 1.3. USAID’s Response to the Need to Strengthen Health Systems in Tanzania 1.3.1. PS3 Project Overview In July 2015, in response to those systems-level gaps resulting from decentralization, USAID started the PS3 in Tanzania. Th e overall objective of PS3, led by Abt Associates Inc., is to support the GOT in strengthening the public-sector system to promote the delivery, quality, and use of services, particularly for underserved populations. Th ere is an emphasis on system strengthening and improving quality of services for priority health areas (e.g., HIV/AIDS, maternal and child health, TB, malaria) as well as improving key multisectoral components at the local government level related to agriculture, infrastructure, and education. Specifi cally, PS3 aims to improve public services delivery and outcomes by strengthening national, district, and local government authority (LGA) capacity in the following areas: governance and citizen engagement, human resources, fi nancial management and information systems, and operations research. PS3 works across national, regional, and local government levels. Th is is refl ected in the PS3 Implementation Strategy (Figure 1). Th e strategy for implementation shows that systems are strengthened in each of the fi ve component areas, while also working across all sectors and levels of public governance. Th e expectation is that strengthening systems at all levels will result in improved service delivery at the lowest level—the service provider—which will lead to higher public service utilization by the population and better health outcomes. At the national level, an emphasis was placed on providing support for key policies and strategies as well as strengthening the national system to foster improvements in service delivery at lower government levels. At the regional and LGA levels, the PS3 program aimed to facilitate the understanding and implementation of national policies and guidelines as well as to provide strategic assistance and improve the management and strengthening of systems and resources. Figure 1. PS3 implementation strategy (source: PS3 year 2 workplan) Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 21 In order to achieve these outcomes, PS3 has undertaken nine primary interventions: 1. Designing and conducting the world’s fi rst Workload Indicators of Staffi ng Need (WISN) coupled with Prioritization and Optimization Analysis (POA) to staff Tanzania’s facilities based upon benefi ciary need 2. Establishing Direct Facility Financing (DFF) to pay facilities for priority service outputs and increase facility autonomy to meet benefi ciary need 3. Extending a transparent, effi cient, and interoperable PlanRep system to the facility level to allow facilities to plan and budget to meet benefi ciaries’ needs 4. Clarifying and strengthening roles and relationships for support service delivery between all levels and other governance interventions sharing information and obtaining input from citizens and communities 5. Supporting facilities to use their funds to procure the best mix of inputs to deliver services to benefi ciaries 6. Developing and implementing a new Facility Financial Accounting and Reporting Systems (FFARS) so that facilities can manage fi nances to provide value to benefi ciaries 7. Establishing systems, tools, and management processes for LGAs and facility managers to motivate their staff to deliver services 8. Extending GOT Hospital Management Information Systems (GOTHOMIS) to facility levels so service quality improvement is centered on benefi ciaries 9. Financing and payment systems to ensure GOT policies on exemptions are realized so benefi ciaries who cannot pay for services are given equitable access and fi nancial risk protection for catastrophic health expenditures Th ese nine interventions aim to produce systemic change within Tanzania’s health systems to benefi t the aver￾age Tanzanian seeking health care. To institutionalize these changes, PS3 has worked closely with the GOT to identify priorities, implement comprehensive solutions, and develop strong partnerships at all levels. Figure 2. PS3 implementation focus regions 22 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 1.3.2. Target Population and Geographic Areas PS3 was implemented in Tanzania (see Figure 2) in 93 LGAs within 13 focus regions (Appendix A). Th e focus regions were chosen based on several factors, including the location of current USAID programming eff orts, the location of donor partner programming for health systems strengthening activities, areas of highest burden of disease, and LGAs with low performance of health systems strengthening (HSS) indicators. At the start of the project, PS3 utilized a two-phase approach to identify 26 LGAs (two in each of the 13 regions) that would receive a more robust package of PS3 support (Phase 1) compared to the 67 LGAs which would receive a standard package of PS3 support (Phase 2).1 Th e Phase 1 LGAs are shown in Table 1. Interventions in Phase 1 LGAs started in year one of the project. Interventions in Phase 2 LGAs started in year 2 of the project. Th e diff erences between Phase 1 and 2 LGAs vary based on the intervention. For example, under human resources (HR), in Phase 1 LGAs, PS3 has assisted LGAs in developing customized staff retention plans. Similar intensive work was not carried out in Phase 2 LGAs. It is important to note that as time progressed and PS3 adapted the interventions to the actual needs of every LGA, the distinction between Phase 1 and Phase 2 has faded in terms of project involvement, project resources allocated, and the composition of interventions. In addition, PS3 has created six “Mentor Clusters” in which they have regionally located their fi nance, governance, information systems, and HR mentors. Th e clusters are as follows: Southern Cluster (Lindi and Mtwara), Central Cluster (Morogoro and Dodoma), Eastern Lake Cluster (Shinyanga, Mwanza, and Mara), Western Cluster (Kagera and Kigoma), Western South Highlands Cluster (Mbeya and Rukwa), and Eastern South Highlands Cluster (Njombe and Iringa). PS3 addressed underperforming areas of national and local governments’ operations. As a result, in 2017 the GOT expressed strong support for the PS3 activities and supported the rollout at the national level. Th is led to diff erent PS3 activities having diff erent rollout schedules. For example, in year 3, the GOT committed to hiring 6,180 health workers, which provided PS3 the opportunity to apply the simplifi ed WISN plus POA to all 185 LGAs in Tanzania. PS3 and Touch Foundation completed the analysis for all 185 LGAs and developed hiring recommendations for all LGAs. While this tool was utilized in all LGAs, PS3 provided direct follow-up mentoring to its 93 LGAs. Other PS3 instruments have now been implemented in all 185 LGAs. For example, in December 2017, about 50 percent of all LGAs, health facilities, and schools were utilizing PlanRep for their plans and budgets. Beginning in January 2018, the President’s Offi ce, Regional Administration and Local Government (PO￾RALG) offi ces and PS3 teams launched a concerted eff ort to get all LGAs, health facilities, and schools to utilize PlanRep. It is now being utilized in all LGAs, representing use among 24,229 public health facilities, 15,315 primary schools, and 3,511 secondary schools. In Year 3, GOT and PS3 jointly strengthened the Epicor accounting system and then introduced it to all LGAs. Th e updated Epicor system was deployed to all LGAs at the beginning of FY2018/2019 on July 1, 2018. According to a September 2018 analysis, all LGAs were using the system and 87,468 transactions had been processed, representing the concerted eff orts of the PO-RALG and PS3 teams who provided mentoring and troubleshooting help to LGAs (USAID/Tanzania Public Sector Systems Strengthening Activity, 2018). 1 For simplicity, robust LGAs will be referred to as “Phase 1,” LGAs and LGAs receiving the standard package of support will be referred to as “Phase 2.” Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 23 Table 1. Phase 1 LGAs Region LGA Dodoma Chemba DC Bahi DC Kigoma Uvinza DC Buhigwe DC Iringa Iringa DC Kilolo DC Njombe Wanging’ombe DC Makete DC Kagera Kyerwa DC Biharamulo DC Mtwara Masasi TC Nanyamba TC Mbeya Busokelo DC Chunya DC Lindi Kilwa DC Ruangwa DC Mara Butiama DC Rorya DC Mwanza Kwimba DC Sengerema DC Rukwa Sumbawanga DC Kalambo DC Morogoro Kilosa DC Gairo DC Shinyanga Shinyanga DC Kishapu DC 1.3.3. PS3 Results Framework As shown in the PS3 implementation strategy and in the results framework below (Figure 3), the PS3 program will strengthen systems with the goal improving service delivery. In addition, the results framework emphasizes that better use of existing resources will also lead to improved service delivery. Th ere are three levels of results in the PS3 results framework. Th e fi rst level is focused on strengthening operational systems (fi nance, HR, IS, and governance) across national, regional, and local government levels. Th e second level is focused on improved management at the LGA level, which includes linking systems and services across levels of government and sectors, in addition to more eff ective communication between the government and citizens and the private sector. Increased eff ective communication will result in synergies between the public and private sectors, as well as public services that are more transparent and responsive to citizens’ needs. Th e third and fi nal level is focused on prioritization of effi ciency and responsiveness of public systems. Each level of the results framework feeds directly into USAID/Tanzania’s CDCS, IR 3.2, government delivery of services improved. 24 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 3. PS3 results framework (source: PS3 year 2 workplan) 1.4. Evaluation of the PS3 Project 1.4.1. Evaluation Objectives MEASURE Evaluation undertook a midline performance evaluation of the PS3 program with the goal of examining pre- and post-program inception changes in the uptake of health services, as well as in fi nancial and HR indicators in PS3 regions and in other regions of the country. Th e evaluation also uses qualitative methods to capture information on the perceptions from program implementers, community members, and other stakeholders about the adoption and performance of the PS3 intervention, its strengths and remaining challenges, and the stakeholders’ recommendations of ways to address those challenges. 1 .4.2. Evaluation Questions Th e evaluation was designed to answer the following evaluation questions that were provided by USAID/Tanzania: 1. In PS3 focus regions, to what extent has the uptake of health services (and related indicators of service utilization, coverage of health services, quality of services and access) changed over time? 2. In PS3 focus regions, to what extent have fi nancial and human resources indicators changed over time? 3. Are there diff erences in the changes over time observed in certain groups of LGAs, in particular, between Phase 1 and Phase 2 LGAs? 4. How do stakeholders perceive the performance and infl uence of PS3 on uptake of health services, fi nancial and human resource systems, and community engagement and governance? 5. In PS3 focus regions, what was the context of any observed or perceived change in uptake of health services, fi nancial and human resource systems, and community engagement and governance? 6. What challenges remain in system functioning and community engagement and governance, and how do stakeholders and community members recommend these be addressed? Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 25 2. EVALUATION METHODS Th is midline evaluation undertook an outcome evaluation to understand how system-level indicators related to human resources, fi nancial resources, and health service utilization changed over time in PS3 and in non￾PS3 regions of the country. Data from national routine information systems formed the basis for quantitative measurements. In addition, qualitative methods provided a more in-depth understanding of the performance of the intervention in human resources, fi nance, and system strengthening, captured unintended, indirect eff ects of the intervention, illuminated the process of change, and examined the quality and character of the intervention implementation. Th e qualitative component also captured the stakeholders’ perceptions of pending challenges in system functioning and community engagement and their recommendations on how to address them. 2.1. Quantitative Evaluation Design Th e quantitative component of the evaluation was designed to answer the fi rst three evaluation questions. MEASURE Evaluation utilized data from routine information systems to conduct time trends analysis to examine how key indicators of health service uptake, fi nancial resources, and human resources changed over time before and after the implementation of PS3. Th e PS3 program focuses operations in 93 LGAs located in 13 focus regions of mainland Tanzania, therefore, we collected and compiled data from several information systems at the LGA-level for outcome monitoring over time. PS3 is also collaborating with the government of Tanzania to implement selected tools and interventions nationally. Th e time trends analysis includes examining changes in the group of LGAs that were not assigned to PS3 at the start of the project. We called this non-PS3 group “other regions.” We examine time trends before and after PS3 was established in July 2015 in both PS3 and other regions. Time series data were collected from all LGAs in mainland Tanzania from 2013 to 2018. Th is also allowed us to conduct additional analysis of the before-and-after time trends to subsets of PS3 LGAs, specifi cally to Phase 1 and Phase 2 LGAs. 2.1.1. Quantitative Analytical Approach Two models are employed for examining time trends. Th e fi rst model is designed to answer the fi rst and second evaluation questions regarding changes in trends in PS3 and other regions before and after PS3 was established. Model 1 is: + ௝ܲܵ3 כ ௧௝ܶ଺ߙ + ௝ܲܵ3 כ ௧݅݉݁ݐହߙ + ௝ܲܵ3ସߙ + ௧௝ܶכ ௧݅݉݁ݐଷߙ + ௧௝ܶଶߙ + ௧݅݉݁ݐଵߙ + ଴ߙ = ௧௝ܻ ௧௝ߝ + ௝ܲܵ3 כ ௧௝ܶכ ௧݅݉݁ݐ଻ߙ Where Yjt represents the service utilization, fi nancial, or human resources outcome of interest for LGA j at time t. G iven that we were able to access DHIS2 quarterly data for health service utilization indicators from 2014 to 2018 and that the PS3 offi cially started in July 2015, we defi ne the “Before PS3” period from the fi rst quarter of 2014 to the second quarter of 2015.2 We defi ne the “PS3 active” period from the third quarter of 2015 to the fourth quarter of 2018.3 Formally, Tjt is an indicator variable defi ned as: ܶ௝௧ = ൜ ݈ܽݒݎ݁ݐ݅݊ ݅݉݁ݐ ݁ݒ݅ݐܿܣ ܲܵ3 ݄݁ݐ ݉݋ݎ݂ ݏ݅ ݊݋݅ݐܽݒݎ݁ݏܾ݋ ݄݁ݐ ݂݅ 1, ݈ܽݒݎ݁ݐ݅݊ ݅݉݁ݐ ܲܵ3 ݁ݎ݋݂݁ܤ ݄݁ݐ ݉݋ݎ݂ ݏ݅ ݊݋݅ݐܽݒݎ݁ݏܾ݋ ݄݁ݐ ݂݅ 0, We intend to examine time trends for the PS3 regions and for the other regions. Th en, we defi ne: ܲܵ3௝ = ൜ ݏ݊݋݁݃݅ݎ ܲܵ3 ݄݁ݐ ݅݊ ݏ݅ ݆ ܣܩܮ ݂݅ 1, (ܲܵ3 െ ݊݋݊) ݏ݊݋݁݃݅ݎ ݎ݄݁ݐܱ ݄݁ݐ ݅݊ ݏ݅ ݆ ܣܩܮ ݂݅ 0, 2 In some cases, data were available from time periods prior to 2014. Data for some service utilization indicators was available as early as the third quarter of 2013. Financial and human resources data were available from 2012 at yearly time intervals. In these cases, earlier quarters/years were also included in time period “Before PS3.” 3 Financial data were available only through fi scal year 2017/2018. ܶ௝௧ 26 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report And, timet = t, time count in quarters since the fi rst quarter of 2014.2 Model 1 is estimated for each health service utilization indicator using the pooled quarterly time series dataset for all LGAs of the country. Th e model is also estimated for each fi nancial and human resources indicator using pooled yearly time series data for all LGAs. Th e model provides estimates of the time trends for specifi c time periods and for each group of interest. Th ey are defi ned as the average change per quarter in the health service utilization indicator Yjt for each of the two time-intervals of interest for both PS3 and other regions. Specifi cally, we have that:  ( a1 + a5 ) is the average change per quarter in Yjt before PS3, in PS3 regions  ( a1 + a5 ) + ( a3 + a7 ) is the average change per quarter in Yjt during the time PS3 active, in PS3 regions  a1 is the average change per quarter in Yjt before PS3, in other regions  ( a1 + a3 ) is the average change per quarter in Yjt during the time PS3 active, in other regions. Model 1 also allows us to examine if the time trend before PS3 changed during the time PS3 active. In order to examine the time trend changes for each specifi c group of regions, we take the diff erence of the estimated time trends above:  In PS3 regions, the change in time trends before and after PS3 is given by ( a3 + a7 )  In other regions, the change in time trends before and after PS3 is given by a3 It is important to note that the modeling approach used for models 1 and 2 above is an adaptation of the diff erence-in-diff erences strategy to model time trends for two areas (and three areas, in the case of model 2) and to examine changes in time trends before and after PS3. Th e changes in the time trends estimated by the model cannot be interpreted as program eff ects on the outcomes. If we take the diff erence of the two diff erences above we have a7 , which is interpreted as the estimate of how much the before-and-after change in time trends in PS3 regions diff ers from the before-and-after change in time trends in other regions. 2.1.1.1. Examining Differences in Time Trends between PS3 Phase 1 and Phase 2 LGAs We extend model 1 to expand the answers to evaluation question three regarding diff erences in time trends for three groups, PS3 Phase 1, PS3 Phase 2, and other regions. We defi ne: ܲܵ3ܲ1௝ = ൜ ݌ݑ݋ݎ݃ 1 ݁ݏ݄ܲܽ ܲܵ3 ݄݁ݐ ݅݊ ݏ݅ ݆ ܣܩܮ ݂݅ 1, (2 ݁ݏ݄ܲܽ ܲܵ3 ݎ݋ ݎ݄݁ݐܱ) ݌ݑ݋ݎ݃ ݎ݄݁ݐ݋ ݕܽ݊ ݅݊ ݏ݅ ܣܩܮ ݄݁ݐ ݂݅ 0, ܲܵ3ܲ2௝ = ൜ ݌ݑ݋ݎ݃ 2 ݁ݏ݄ܲܽ ܲܵ3 ݄݁ݐ ݅݊ ݏ݅ ܣܩܮ ݄݁ݐ 1,݂݅ (1 ݁ݏ݄ܲܽ ܲܵ3 ݎ݋ ݎ݄݁ݐܱ) ݌ݑ݋ݎ݃ ݎ݄݁ݐ݋ ݕܽ݊ ݅݊ ݏ݅ ܣܩܮ ݄݁ݐ ݂݅ 0, Th en, Model 2 is: כ ௧௝ܶ଺ߚ + ௝ܲܵ3ܲ1 כ ௧݅݉݁ݐହߚ + ௝ܲܵ3ܲ1ସߚ + ௧௝ܶכ ௧݅݉݁ݐଷߚ + ௧௝ܶଶߚ + ௧݅݉݁ݐଵߚ + ଴ߚ = ௧௝ܻ + ௝ܲܵ3ܲ2 כ ௧௝ܶ଴ଵߚ + ௝ܲܵ3ܲ2 כ ௧݅݉݁ݐଽߚ + ௝଼ܲܵ3ܲ2ߚ + ௝ܲܵ3ܲ1 כ ௧௝ܶכ ௧݅݉݁ݐ଻ߚ + ௝ܲܵ3ܲ1 ௧௝ߝ + ௝ܲܵ3ܲ2 כ ௧௝ܶכ ௧݅݉݁ݐଵଵߚ Model 2 is estimated for each health service utilization indicator using the pooled quarterly time series dataset for all LGAs of the country. For fi nancial and HR we used pooled yearly time series data. Th is model provides estimates of the time trends for specifi c time periods and for each of the three groups of interest. Th e interpretation of coeffi cients is similar as in model 1. Specifi cally, we have that:  ( β1 + β5 ) is the average change per quarter in Yjt before PS3, in Phase 1 LGAs  ( β1 + β5 ) + ( β3 + β7 ) is the average change per quarter in Yjt during the time PS3 active, in Phase 1 LGAs  ( β1 + β9 ) is the average change per quarter in Yjt before PS3, in Phase 2 LGAs ܻ௝௧ ܻ௝௧ ܻ௝௧ ܻ௝௧ ܻ௝௧ ܻ௝௧ ܻ௝௧ ܻ௝௧ ଵߚ ଵߚ ଵߚ ହߚ ଻ߚ ହߚ ଽߚ ଷߚ ଵߙ ଵߙ ଵߙ ଵߙ ଷߙ ଷߙ ହߙ ହߙ ଻ߙ ଻ߙ ଷߙ ଷߙ ଻ߙ Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 27  ( β1 + β9 ) + ( β3 + β11 ) is the average change per quarter in Yjt during the time PS3 active, in Phase 2 LGAs  β1 is the average change per quarter in Yjt before PS3, in other regions  ( β1 + β3 ) is the average change per quarter in Yjt during the time PS3 active, in other regions Model 2 also allows us to examine if the time trends before PS3 changed during the time PS3 active for each of the three groups of LGAs. As in the previous model, in order to examine time trend changes for each specifi c group of LGAs, we just take the diff erence of the estimated time trends above:  In Phase 1 LGAs, the change in time trends before and after PS3 is given by ( β3 + β7 )  In Phase 2 LGAs, the change in time trends before and after PS3 is given by ( β3 + β11 )  In other regions, the change in time trends before and after PS3 is given by β3 If we take the diff erence of the changes above for Phase 1 and other regions, we have β7 , which is interpreted as the estimate of how much the before-and-after change in time trends in Phase 1 LGAs diff ers from the before-and-after change in time trends in other regions. Likewise, the diff erence of the changes above for Phase 2 and other regions is β11 , which is interpreted as the estimate of how much the before-and-after change in time trends in Phase 2 LGAs diff ers from the before-and-after change in time trends in other regions. For obtaining the diff erence of the changes for Phase 1 and Phase 2 we can use ( β7 – β11 ), which is interpreted as the estimate of how much the before-and-after change in time trends in Phase 1 LGAs diff ers from the before￾and-after change in time trends in Phase 2 LGAs. 2.1.2. Outcome Measures Th e PS3 objective of improving the public health system’s operational capacity leading to improved service delivery of public services and population health can be defi ned and measured in a number of ways. Th e program is expected to promote the delivery and use of health services, through strengthening and supporting government systems related to the following components: governance and citizenship engagement, human resources, fi nancial resources, and information systems. By design, the outcome evaluation approach allows for the analysis of multiple outcomes. Th e fi nal list of indicators included in the evaluation is shown in Table 2. To the extent possible, the indicators were chosen based on their relevance in refl ecting LGA operational performance and uptake of services infl uenced by PS3 interventions, quality of data, availability of time series data in the existing information systems, and feasibility of accessing the data by the evaluation team. We prioritized inclusion of indicators already included in the PS3 results framework, particularly related to fi nancial and human resources, where time series data were available. Th e selection of indicators was informed by review of several key government documents (Annual Health Sector Performance Profi le Reports, Annual Health Statistical Abstract (also called Annual Health Statistical Tables and Figures), the Result-Based Financing Operational Manual, and the Health Sector Strategic Plan, 2015–2020 (HSSP IV) (Ministry of Health, Community Development, Gender, Elderly and Children, 2015, 2018). Indicators were also selected from feedback from stakeholders at a national meeting conducted in Dodoma in April 2018, and from consultation with USAID/Tanzania offi cials. We also reviewed USAID/ Tanzania’s Performance Management Plan (PMP) to align our indicators with those in the PMP. For the time series analysis, it was necessary to have data for years before PS3 implementation and for the years PS3 was active. Indicators were also chosen if data was available starting during the fi rst quarter in 2014 or earlier through at least the last quarter in 2018. Indicators were prioritized if data was available quarterly for all LGAs, as detailed time series data were necessary for the analysis. Appendix C has defi nitions for each indicator, the data source, and the date range used in the analysis. 2.1.3. Description of Quantitative Data Sources and Data Collection Tanzania has numerous routine data sources for LGA-level data, such as PlanRep, DHIS2/HMIS, EPICOR, HCMIS/Lawson, and BEMIS, though most of these data sources do not have complete time series data from 2012 to 2018 and data are not necessarily available for all LGAs. We spent a considerable amount of time trying to identify fi nance and HR data sources that would be able to provide the type of indicators needed ଵߚ ଵߚ ଵߚ ܻ௝௧ ܻ௝௧ ܻ௝௧ ଷߚ ଽߚ ଷߚ ଵଵߚ ଵଵߚ ଷߚ ଷߚ ଷߚ ଻ߚ ଻ߚ ଵଵߚ ଵଵߚ ଻ߚ 28 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report and for the duration of time required. After substantial review and discourse over availability of complete time series data, including consultation with PS3, USAID/Tanzania, and the GOT, we determined that the indicators for each of the main domains would come from a variety of data sources (Appendix C). All the data on service delivery from 2013–2018 were extracted from the DHIS2 initially. To ensure the data refl ected the most up-to-date records, a further data compilation and verifi cation process was undertaken in February 2019 with staff from the MOHCDGEC’s M&E Unit. Th e data were extracted for all the selected indicators for each quarter from 2014 to 2018 and organized in Microsoft Excel fi les.4 Table 2. List of indicators Category Indicator Service utilization Maternal health ANC coverage before 12 weeks gestational age Pregnant women attending ANC 4+ times Prevalence of pregnant women receiving iron and folic acid (IFA) supplementation for 90+ days Pregnant women receiving TT2+ (tetanus/ diphtheria/pertussis vaccination) at ANC Women tested for anemia at ANC Women tested for syphilis at ANC Deliveries taking place in health facilities Births assisted by skilled attendants** Mothers receiving postnatal care before 7 days Infant and child health Prevalence of low birth weight Measles vaccination coverage Penta3 vaccination coverage HIV/AIDS ANC partners HIV testing rate HIV-exposed infants receiving fi rst HIV test within 2 months after birth HIV-exposed infants initiated on cotrimoxazole within 2 months after birth Couple HIV counseling and testing at ANC Other Contraceptive prevalence rate** Health facilities with RCH tracer drugs package Financial resources Personal Emoluments (PE) per capita in health^^ PE per capita in education^^ Other charges (OC) per capita in health^^ OC per capita in education^^ Human resources Nurses per 10,000 people**,^^ Doctors per 10,000 people Assistant medical offi cers per 10,000 people Health care workers that are female Primary school student-teacher ratio**,^^ Secondary school student-teacher ratio Primary school students that are female Secondary school students that are female Primary school teachers that are female Secondary school teachers that are female ** Indicator based on USAID PMP Indicator list ^^ Indicator based on PS3 M&E plan Indicator list 4 In some cases, data were available from time periods prior to 2014. Data for some service utilization indicators was available as early as the third quarter of 2013. Financial and human resources data were available from 2012 at yearly time intervals. In these cases, earlier quarters/years were also included in time period “Before PS3.” Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 29 Once it was determined that access to the EPICOR fi nancial system was unlikely, and more importantly, would likely yield neither the indicators desired nor the complete time series, we engaged the PS3 project to understand what fi nance data they were utilizing for project monitoring of key indicators. PS3 had partnered with PO-RALG to review and compile LGA level council fi nancial reports (CFR) from 2013/2014 to 2017/2018. Th eir two primary fi nance-related indicators were being captured in these CFRs. In partnership with a key staff member from PS3, we worked directly with PO-RALG to complete the time series and compile and clean the CFRs for 2012/2013. After review of the routine information systems on human resources, three data sources were selected for use: Basic Education Statistics in Tanzania (BEST), OPENDATA for HR for Education, and Human Resources for Health Information Systems (HRHIS) for HR for health data. Permission to access the data from these databases was obtained from the Ministry of Education Science and Technology and the Ministry of Health Community Development Gender Elderly and Children, respectively. For the 2016–2018 HR for education data, permission was sought from PO-RALG. See Appendix D for more background on the data sources utilized in the PS3 evaluation. 2.2. Qualitative Study Design A total of six LGAs in PS3 areas and three LGAs in non-program areas were purposefully selected according to: (1) a range of system performance, socioeconomic indicators, and disease burden, (2) status as a Phase 1 versus Phase 2 LGA, (3) status as a newly established LGA versus historical LGA, and (4) location in key clusters: Eastern Lake Cluster, Central Cluster, and Eastern Southern Highlands Cluster. Table 3. LGAs selected for qualitative sample Phase 1 Phase 2 Other Eastern Lake Shinyanga DC (R) Ilemela MC (U) Nyong’hwale DC (R) Central Bahi (R) Kilosa (R) Manyoni (R) E. Southern Highlands Wanging’ombe DC (R) Makambako TC (U) Songea MC (U) R=rural; U=Urban We intentionally chose a mix of urban and rural wards within LGAs for conduct of community FGDs. Adult participants were purposefully selected by sex and location, and based on their participation in health or education committees. Two focus group discussions (1 male/1 female) were conducted in each of the nine LGAs. Each FGD had 8 to 10 participants and in total there were 90 men and 90 women participants in community FGDs. FGDs took from 1 to 2 hours and were conducted in Swahili. Ripple eff ects mapping (REM) group discussions were conducted in the six program LGAs (one per LGA). Each discussion had 8–12 adult participants and there were a total of 29 men and 20 women. Councilors were selected based on participation in PS3 trainings and to represent a range of ward vulnerabilities (e.g., higher income ward vs. lower income; urban vs. rural, etc.). Discussions took from 1.5 to 2.5 hours and were conducted in Swahili. Th e team conducted 70 key informant interviews (58 men, 12 women) with a range of stakeholders, including government staff from LGA, regional, and national levels (e.g., Ministry of Finance, PMO-PO￾RALG, POPSM), international development partners, and program staff . Stakeholders were selected based on program exposure and to represent diff erent sectors (although more heavily in the health sector). At the LGA level, we selected fi ve to six government stakeholders per each of the 9 LGAs for a total of 42, one in each of the three regions (Regional Secretariat), and 14 at the national level, across the technical areas of HR, fi nance, health services, and governance and citizen engagement. Program staff were selected based on their in-depth knowledge of the program components—IS, HR, fi nance, and governance and citizen engagement. We interviewed 11 program staff —fi ve in the clusters plus six at the national level. KIIs lasted from 30 to 60 minutes. KIIs were conducted mainly in Swahili but some, mostly national level, were conducted in English. See Table 4 for the KII sampling plan. 30 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Table 4. Sampling results for key informant interviews Stakeholder Type Level Subtotal Program Cluster 5 National 6 Subtotal 11 Government LGA 42 Regional Secretariat 3 National 14 Subtotal 59 Total 70 Researchers used several tools of the Grounded Th eory approach, namely inductive coding, and constant comparison of codes, themes, and resultant theoretical models. Pure Grounded Th eory methods were not applicable, as this research began with some preconceived hypotheses and orientation related to systems strengthening. After community FGDs and stakeholder KIIs, the audio tapes were transcribed and translated by the interviewers. Stakeholder REM FGDs were not audio-recorded but detailed workshop notes were taken and transcribed and photos of mind maps were taken. Data from completed transcripts was entered into Dedoose, a qualitative data software program. Mind map data was entered into the MinJet program. Researchers coded the transcripts from KIIs and FGDs and data from REM maps using a combination of deductive codes stemming from the logic model and research questions and inductive codes that emerged through the data collection and initial transcript and map review processes. Broad code categories were used, rather than detailed, line-by-line coding. Matrices were next developed to compare themes across sites and other variables, such as status as a control versus program area, types of informants/participants, and status as a Phase 1 versus 2 LGA. Lastly, researchers synthesized the results into an initial draft report of qualitative fi ndings. Matrices and selected transcripts were then reread to confi rm draft fi ndings and adjustments in the text were made as needed to develop the current version. 2.3. Ethical Considerations Prior to quantitative and qualitative data collection, ethical clearance for the study protocol and data collection instruments was obtained from the National Institute for Medical Research in Tanzania and the University of North Carolina (UNC) at Chapel Hill Institutional Review Board (IRB), where required. An exemption was received from the UNC IRB for the quantitative protocol given that the project was limited to analysis of secondary data at the LGA level. No individual identifi ers were collected from respondents who participated in qualitative interviews in order to ensure confi dentiality. Informed consent was obtained from all participants in qualitative research. In addition, all non-Tanzanian researchers obtained a research permit from the Tanzania Commission for Science and Technology (COSTECH). We also received additional clearance and research approval from the Tanzania National Bureau of Statistics and the Presidents’ Offi ce Regional Administration and Local Government (TAMISEMI). Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 31 3. FINDINGS 3.1. Quantitative Evaluation: Evaluation Questions 1 and 3 Th is section provides answers to evaluation questions 1 and 3:  Evaluation question 1: In PS3 regions, to what extent has the uptake of health services changed over time?  Evaluation question 3: Are there diff erences in the changes over time observed in certain groups of LGAs, in particular, between Phase 1 and Phase 2 LGAs? Questions 1 and 3 are answered examining the time trends of key health service utilization indicators in PS3 regions and in the other (non-PS3) regions of the country. Th e graphs in this section present the trajectory of the quarterly weighted average of diff erent service utilization indicators for the LGAs in those two groups (PS3 and other regions). Time series quarterly data, largely from the fi rst quarter of 2014 (2014Q1) to the last quarter of 2018 (2018Q4), were obtained from the DHIS2 routine information system for each LGA of the country. For a few indicators we included quarters in 2013 as the data were available. Th e weights used were the LGA female population for 2015. Th e graphs allow us to visualize the evolution, over time, of key health utilization indicators for those two groups of LGAs before PS3 started; that is, from 2014 to mid-2015, and during the time PS3 has been active—from the third quarter of 2015 to the end of 2018. We have also included, where applicable, qualitative information gathered on the context and perception of these trends (for evaluation questions 4 and 5). Additional qualitative results are presented in section 3.3. Figure 4. Antenatal care coverage before 12 weeks gestational age Table 5. Annualized average change in the percentage of pregnant women starting antenatal care before 12 weeks of gestation (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 -1.99** +6.72** +8.71** 0.000 – Phase I -1.86 +7.26** +9.11** 0.000 – Phase II -2.05** +6.49** +8.55** 0.000 Other -2.41* +4.12** +6.53** 0.000 Difference (PS3 – Other) +2.18 0.183 Difference (Phase I – Phase II) +0.56 0.792 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 169 in 2016; PS3: 87 LGAs (Phase I: 25; Phase II: 62); Other: 82 LGAs. 32 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 4 and Table 5 present the time trends and annualized change for ANC initiated before 12 weeks of gestation; that is, during the fi rst trimester of pregnancy. As seen in the graph, during the period from 2014 to mid-2015, the indicator had low (less than 15%) and declining levels in both PS3 and other regions (as shown in the second column of Table 5, the indicator was declining at a rate of almost -2 percentage points per year in PS3 regions and at about the same rate of -2.41 percentage points in other regions.) Th e trend changed after mid-2015 from a low level below 15 percent in the country, to over double in PS3 areas and almost double in other regions by the end of 2018. Table 5’s third column shows positive and signifi cant increasing annual growth rates in this indicator during the PS3 active time interval in both areas. However, there are no signifi cant diff erences in the rates of change between PS3 and other regions. Figure B.1 in Appendix B shows that time trends in Phase 1 regions were similar to Phase 2 LGAs’ trends. Tanzania’s target for ANC initiation <12 weeks is 70 percent by 2020. Th ere have been eff orts to improve community outreach activities to encourage women to attend clinics and reinforce the value of ANC for safe motherhood since 2015, when the last DHS showed this indicator at only 24 percent of all pregnant women. Th e fi ve-year USAID Boresha Afya project, started in 2016, is one of the largest interventions supporting integrated service delivery at the health facility and community levels across the country. Similar projects have rolled-out in other regions, possibly contributing to the increasing trends in PS3 and other regions in 2017 and 2018. Another thing which I can talk about the health service is that we have World Vision which has created awareness to community in general. It has helped to create awareness to leaders and citizens, and it has selected a group to visit households door to door in order to sensitize women, children, and pregnant women so that they encourage women and children to attend clinics for their health. [KII with women, other] Figure 5. Pregnant women attending antenatal care 4+ times Table 6. Annualized average change in the percentage of pregnant women with at least four antenatal care visits (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +2.40* +9.07** +6.67** 0.000 – Phase I +0.12 +9.27** +9.15** 0.000 – Phase II +3.34** +8.98** +5.64** 0.000 Other +3.44** +9.31** +5.87** 0.008 Difference (PS3 – Other) +0.79 0.754 Difference (Phase I – Phase II) +3.51 0.165 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 161 in 2016; PS3: 84 LGAs (Phase I: 24; Phase II: 60); Other: 77 LGAs. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 33 Figure 5 and Table 6 present the time trends and annualized change in the percent of women attending at least four ANC visits. Prior to the PS3 implementation period, less than 40 percent of pregnant women in both PS3 and other regions had at least four ANC visits, however this indicator signifi cantly increased by 2.4 and 3.44 percentage points per year within PS3 and other regions, respectively. During the PS3 active period there were positive and signifi cant growth rates in both regions, exceeding 9 percentage points per year in both PS3 and other regions. Th ere were no signifi cant diff erences, however, in the annual growth rates of this indicator, before and after PS3 initiation, for PS3 and other regions. At the end of 2018, just under 70 percent of pregnant women attended ANC four times in PS3 regions, and just over 70 percent attended in other regions. Phase 1 and Phase 2 areas follow similar patterns over time (Figure B.2, Appendix B). Improvements in access to services by pregnant women were attributed qualitatively to various program and contextual factors, including construction of additional health facilities, funding for ambulances, and improved roads for transport. Many of these contextual factors were addressed by local government councilors as part of improved governance, as discussed in section 3.3.1. Community members also discussed the improvement in primary services themselves as motivation for increased attendance. Our district hospital has improved services for pregnant women and children. Th ey used to come regularly or twice [a] week specifi cally for pregnant women and children, which means the targeted group did not feel compelled to go to the hospital. Th ey realized the challenge and worked on it. Th ey do the same in another distant village. [FGD with men, other] Figure 6. Prevalence of pregnant women receiving iron and folic acid supplementation Table 7. Annualized average change in percentage of pregnant women given iron and folic acid supplementation (in percentage points) LGAs Before PS3 2013Q3 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +8.41** +2.27** -6.14** 0.000 – Phase I +6.68** +2.13 -4.55 0.058 – Phase II +9.11** +2.32** -6.79** 0.000 Other +6.44** +1.70* -4.75** 0.002 Difference (PS3 – Other) -1.39 0.463 Difference (Phase I – Phase II) +2.24 0.407 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. 34 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 6 and Table 7 show the time trends and annualized change in the percentage of iron and folic acid supplementation (IFA) among pregnant women. Prior to PS3 initiation, levels of this indicator were increasing at 8.41 and 6.44 percentage-points per year for PS3 areas and other regions, respectively. By the middle of 2015, both PS3 and other regions had about 70 percent of pregnant women receiving IFA. During the PS3 active period, there was a steep, universal decline in this indicator for all areas from early 2016, hitting a minimum prevalence of around 30 percent in mid-2017. Within PS3, Phase 1 and Phase 2 trends followed similar pattern (Figure B.3, Appendix B). Th is decline rapidly recovered, exceeding the prior peak levels within about a year. Refl ecting these trends, the annual increase during the PS3 active period was signifi cantly lower in contrast to before PS3 yearly changes for all areas. However, changes in PS3 regions were not signifi cantly diff erent to those in other regions. Th e annual health sector performance profi le (AHSP) reports, which explain factors infl uencing health service indicators, does not make a specifi c mention of folic acid supplementation. However, the 2017/2018 AHSP report notes challenges of low stocks and, for some facilities, stockouts of vaccines and other essential medicines, which may have applied to this indicator as well. It is noted, for instance, that in 2016, the government funded only 60 percent of the approved budget for immunization commodities (AHSP, 2016). Th ese budget constraints and stockouts were felt at the community level. However, systems like those put in place by PS3 and the GOT have helped monitor and account for these issues, as noted by one medical offi cer: Big changes are such as having information at the Municipal on how much medicine has been used, the amount used, average consumption within a month, budget, the stock, and ability to press order for the next time. Also creating emergency order if you have fi nished your stock. Th ey have also helped us with inventory control system which are now installed in our health centers which we didn’t have before, so that health center can order medicines for six months and if the stock is about to fi nish even within three months, they can press order for more. So, we have the system at the Municipal level and Regional level so that you make sure you are not out of stock [KII with town medical offi cer, Phase 2] Figure 7. Pregnant women receiving TT2+ vaccination at antenatal care Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 35 Table 8. Annualized average change in percentage of pregnant women receiving TT2+ vaccine (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +3.44** +0.72 -2.72** 0.005 – Phase I +3.87* +0.34 -3.53* 0.030 – Phase II +3.27** -0.88* -2.38* 0.046 Other +7.28** +1.87** -5.41** 0.000 Difference (PS3 – Other) +2.69 0.059 Difference (Phase I – Phase II) -1.15 0.567 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 181; PS3: 90 LGAs (Phase I: 25; Phase II: 65); Other: 91 LGAs. Figure 7 and Table 8 show the time trends and annualized average change in the proportion of pregnant women receiving at least two doses of the tetanus toxoid vaccine (TT2+). From 2014 to the middle of 2015, the TT2+ indicator rose by 3.44 and 7.28 percentage points annually in PS3 and other regions, respectively. By the middle of 2015, about 65 percent of pregnant women in PS3 regions and 70 percent in other regions received TT2+. During the PS3 active period, there was some volatility in this indicator, especially in other regions, with a steep decline during 2016 followed by an overall recovery, attaining mid-2015 levels by the end of 2018. Generally, there was no signifi cant change over the PS3 active period in PS3 areas, however, there was a signifi cant, but small, decline in Phase 2 areas (Figure B.4, Appendix B). Th e change in other regions was signifi cant during this period, at 1.87 percentage points per year. Comparing the trends before and during PS3, the diff erences in the growth rates was signifi cant for PS3 and other regions, at -2.72 and -5.41 percentage points, respectively. Nevertheless, the diff erence in the changes over time between both areas was not signifi cant. Figure 8. Women tested for anemia at antenatal care 36 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Table 9. Annualized average change in the percentage of pregnant women tested for anemia at antenatal care (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 -1.05** +9.08** +10.13** 0.000 – Phase I -0.65 +11.34 +11.99** 0.000 – Phase II -1.21 -8.16** +9.37** 0.000 Other +4.14* +4.68** +0.54 0.835 Difference (PS3 – Other) +9.59** 0.001 Difference (Phase I – Phase II) +2.62 0.417 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. Figure 8 and Table 9 show the time trends and annualized change in the proportion of pregnant women tested for anemia. Figure 8 shows that initial levels of anemia testing were lower in PS3 regions than in other regions. Th e annualized change prior to PS3 implementation was -1.05 and 4.14 percentage-points for PS3 and other regions, respectively. During the PS3 active period, the gap lessened toward the end of 2016. By the end of 2018, PS3 regions had slightly higher levels of anemia testing than other regions, at almost 70 percent. Th e two implementation phases followed these similar patterns and trends, but Phase 1 LGAs had consistently lower levels of this indicator than Phase 2 LGAs (Figure B.5, Appendix B). During this time, this indicator grew, on average, by 9.08 percentage points per year in PS3 regions and 4.68 percentage points per year in other regions. Comparing the two time points, other regions’ growth rates did not change, but PS3 regions’ rates were 10.13 percentage points higher during the PS3 period. Th e diff erence between the two times was 9.59 percentage points higher in PS3 regions compared with other regions, which was a signifi cant diff erence. Figure 9. Women tested for syphilis at antenatal care Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 37 Table 10. Annualized average change in percentage of pregnant women tested for syphilis at antenatal care (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +10.32** +15.44** +5.12* 0.024 – Phase I +4.93 +18.04** +13.11** 0.001 – Phase II +12.52** +14.38** +1.87 0.482 Other +17.53** +7.42** -10.12** 0.001 Difference (PS3 – Other) +15.24** 0.000 Difference (Phase I – Phase II) +11.25* 0.017 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. Figure 9 and Table 10 show the time trends and annualized change in percentage of pregnant women tested for syphilis. Figure 9 shows that initial levels of testing were lower in PS3 regions than other regions, with an increase followed by a decline, which was less extreme in other regions. Th e annualized change prior to PS3 implementation was 10.32 and 17.53 percentage points for PS3 and other regions, respectively. During the PS3 active period, the gap lessened, so that by the end of 2018, PS3 regions had slightly higher levels of anemia testing than other regions, at about 75 percent. Th e two implementation phases followed these similar patterns and trends, but Phase 1 LGAs had consistently lower levels of this indicator than Phase 2 LGAs until converging in 2017 (Figure B.6, Appendix B). During this time, this indicator grew, on average, by 15.44 percentage points per year in PS3 regions, and 7.42 percentage points per year in other regions. Comparing changes across the time periods, indicator growth rates were 5.12 percentage points higher in PS3 regions, and 10.12 percentage points lower in other regions. Th e diff erence between the two time periods was 15.24 percentage points higher in PS3 regions compared with other regions, which was a signifi cant diff erence. Th e increase in the average rate of syphilis testing in Phase 1 LGAs was also signifi cantly higher—by 11.25 percentage points—compared with Phase 2 LGAs. Figure 10. Deliveries taking place in health facilities 38 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Table 11. Annualized average change in the percentage of deliveries occurring in health facilities (in percentage points) LGAs Before PS3 2013Q3 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +4.43** +2.47** -1.96** 0.000 – Phase I +4.67** +3.22** -1.46 0.220 – Phase II +4.33** +2.16** -2.17** 0.000 Other +3.95** +1.94** -2.01** 0.003 Difference (PS3 – Other) +0.05 0.954 Difference (Phase I – Phase II) +0.71 0.595 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. Figure 10 and Table 11 show the time trends and annualized change in the percentage of births delivered in health facilities. Prior to the middle of 2015, PS3 regions had lower levels of health facility deliveries than other regions; however, both areas displayed increasing trends over this time. PS3 regions were increasing at 4.43 percentage points annually and other regions were increasing by 3.95 percentage points—changes in both areas were statistically signifi cant. During the PS3 active period, the increasing trend was 2.47 and 1.94 percentage points for PS3 and other regions, respectively. Diff erences in the annualized trends before and during PS3 were not signifi cantly diff erent when comparing PS3 and other regions. At the end of 2018, just over 95 percent of live births occurred in health facilities in both PS3 and other regions. In terms of the implementation phase, Phase 1 areas had lower initial levels of this indicator than Phase 2, but both PS3 phases converge at a similar level (Figure B.7, Appendix B). Th e results for this indicator, whose performance has been improving, are also supported by qualitative fi ndings. Several community members and key informants from PS3 and other regions commented on the challenges of delivering in facilities in the past and ongoing improvements. In the past, mothers refused to give birth at the hospital…but, after being educated, the majority attends clinics instead of visiting witch doctors. Th is is what I can say about changes. [FGD with women, other] Th e convergence of the PS3 and other regions’ trajectories from 2017 may refl ect the eff ect of other ongoing programs, such as USAID Boresha Afya, which supports integrated community and health facility level service provision, and Amref which primarily works in the Lake Zone. Amref helped educate pregnant women who used to deliver at home and not at the health centres. But they have also helped women and nowadays they conduct a lot of seminars even in the market places with ones that I witnessed. Women are now delivering at the health centers and focusing more on the life of mother and child. [KII with councilor, other] Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 39 Figure 11. Births delivered by skilled attendants Table 12. Annualized average change in the percentage of births delivered by skilled birth attendants (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +5.79** +2.29** -3.50** 0.004 – Phase I +5.04* +3.10** -1.95 0.446 – Phase II +6.10** +1.97** -4.13** 0.002 Other +3.94** +1.58** -2.35 0.078 Difference (PS3 – Other) -1.14 0.525 Difference (Phase I – Phase II) +2.19 0.448 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. Figure 11 and Table 12 show the time trends and annualized change in the percentage of births delivered by skilled birth attendants (SBAs). Prior to the middle of 2015, PS3 regions had lower levels of SBA deliveries than other regions (except for the fourth quarter in 2014). Similar to the health facility delivery indicator, both areas displayed increasing trends over this time, converging in 2018. Table 12 shows statistically signifi cant increases prior to mid-2015, with annualized changes of 5.79 percentage points for PS3 and 3.94 for other regions. During the PS3 active period, the increasing trend reduced to 2.29 and 1.58 percentage points for PS3 and other regions, respectively. Diff erences in the annualized trends before and during PS3 did not signifi cantly diff er between PS3 and other regions. At the end of 2018, SBAs delivered about 93 percent of live births in both PS3 and other regions. As for the implementation phases, similarly to the facility delivery indicator, Phase 1 LGAs had lower initial levels of this indicator than those in Phase 2, but both PS3 phases started to converge by the end of 2018 (Appendix B, Figure B.8). While trends have increased overall, some community members still perceive a shortage of health attendants at facilities, particularly among other regions where PS3 was not active. When a woman is pregnant, she must attend the clinics. Th ere are very few nurses who can help these women to deliver successfully. Sometimes, when you go to the hospital, you fi nd a very long queue for consultation. Th at means doctors are not enough here. [FGD with women, other] 40 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 12. Mothers receiving postnatal care before 7 days Table 13. Annualized average change in the percentage of mothers who received postnatal care within 7 days of delivery (in percentage points) LGAs Before PS3 2013Q3 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q3 (2) Difference (2)-(1) P-value of difference PS3 -1.39 +5.22** +6.61** 0.000 – Phase I -0.39 +6.06** +6.45* 0.044 – Phase II -1.78 +4.88** +6.66** 0.001 Other +3.46** +3.19** -0.27 0.878 Difference (PS3 – Other) +6.88** 0.006 Difference (Phase I – Phase II) -0.21 0.957 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. Figure 12 and Table 13 show the time trends and annualized change in the percentage of deliveries in which the mothers received postnatal care (PNC) within seven days of giving birth. From the end of 2013 until the start of 2015, PS3 regions had higher levels of PNC compared to other regions. Th ere was no signifi cant change in PNC prior to mid-2015 for PS3 regions, however, in other regions, the average annual increase of 3.46 percentage-points was signifi cant. During the PS3 active period, PS3 regions had an annual increase in PNC of 5.22 percentage points, and other regions averaged a yearly increase of 3.19 percentage points. Th ere was a statistically signifi cant 6.61 percentage point increase in the growth rate of PNC in PS3 regions when comparing during and prior to PS3 implementation. Th e equivalent change in the growth rate of PNC in the other regions was not signifi cant. Comparing the two time periods, the change in the growth rate in PS3 regions was signifi cantly higher than other regions, at 6.88 percentage points. Phase 1 areas had overall higher PNC levels than Phase 2 areas, but the trends over time followed a similar pattern (Figure B.9, Appendix B), and diff erences between the two implementation phases were not signifi cant. Overall improvements in this indicator can be linked to observed improvements in health facility delivery rates. Th e reasons for the diff erences between the two categories of regions are not apparent. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 41 Figure 13. Prevalence of low birth weight Table 14. Annualized average change in percentage of newborns with low birth weights (in percentage points) LGAs Before PS3 2013Q3 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 -1.89** -0.12 +1.76** 0.000 – Phase I -1.51* -0.55** +0.96 0.168 – Phase II -2.04** +0.06 2.10** 0.000 Other -2.11** +0.18 +2.30** 0.000 Difference (PS3 – Other) -0.53 0.413 Difference (Phase I – Phase II) -1.13 0.203 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. Table 13 and Figure 14 show the time trends and annualized change in the prevalence of infants born with a low birth weight (LBW). Figure 13 shows that, prior to PS3 initiation, LBW had declined from around 10 percent in 2013 to close to 7 percent in the second quarter of 2015 in PS3 and other regions. Th e annualized change during this period was -1.89 and -2.11 percentage-points for PS3 and other regions, respectively. During the PS3 active period, there was very little change in the time trends or annualized change in this indicator. Th e only signifi cant diff erence was among Phase 1 PS3 LGAs, which declined from mid-2015 to the end of 2018 by 0.55 percentage points per year (Figure B.10, Appendix B). Th e rate at which LBW prevalence signifi cantly declined was similar, comparing before and after PS3 initiation for both areas. However, the LBW decline rates in PS3 and other regions did not signifi cantly diff er. 42 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 14. Measles vaccination coverage Table 15. Annualized average change in the percentage of children under one year of age who have been vaccinated against measles (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +7.57** -1.07** -8.64** 0.000 – Phase I +5.17 +2.27 -2.91 0.471 – Phase II -8.51** -2.40* -10.91** 0.000 Other +9.98** +2.56* -7.41* 0.013 Difference (PS3 – Other) -1.22 0.752 Difference (Phase I – Phase II) +8.00 0.108 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 171; PS3: 85 LGAs (Phase I: 23; Phase II: 62); Other: 86 LGAs. Figure 14 and Table 15 show the time trends and annualized change for the prevalence of measles vaccinations. For measles vaccination there was some volatility during 2014 and the fi rst part of 2015, but an overall increasing trend. Table 15 shows statistically signifi cant increases prior to mid-2015, with annualized changes of 7.57 percentage points for PS3 and 9.98 for other regions. A substantial drop in measles provision occurred nationwide in 2016. Phase 2 LGAs had higher levels of measles vaccinations than Phase 1 between mid￾2015 to mid-2016; however, by the fourth quarter of 2016, both Phase 1 and Phase 2 LGAs had similar levels (Figure B.11, Appendix B). Th is national drop was likely due to system-level supply problems. Measles vaccination provision recovered in early 2017 to high levels of close to 100 percent and the time trend returned to a relatively stable level during 2018. Th e time trends and volatility over time are similar in PS3 and other regions. During the PS3 active period, there was a decreasing trend reduced of -1.07 percentage points yearly in PS3 regions and an increasing trend of 2.56 percentage points in other regions. Diff erences in the annualized trends before and during PS3 did not signifi cantly diff er between PS3 and other regions. In addition to the immunization commodity shortages already noted, immunization data may be prone to quality problems. Th ere are potential challenges with data accuracy (double-reporting) and appropriate denominators (for example, denominators for the health facility catchment area and outside areas, as used in the DHIS2), which complicates the interpretation of this and other immunization indicators. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 43 Figure 15. Penta3 vaccination coverage Table 16. Annualized average change in the percentage of children under one year of age who have had Penta3 vaccinations (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +5.43** 0.19 -5.23* 0.012 – Phase I +6.03** +3.10 -2.93 0.226 – Phase II -5.17* -1.01 -6.18* 0.025 Other +6.15* +3.28 -2.86 0.454 Difference (PS3 – Other) -2.36 0.588 Difference (Phase I – Phase II) +3.25 0.377 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 171; PS3: 85 LGAs (Phase I: 23; Phase II: 62); Other: 86 LGAs. Figure 15 and Table 16 show the time trends and annualized average changes in the percentage of children under one year of age receiving the Penta3 vaccination. As with the other commodity-based indicators, Figure 15 illustrates some volatility that may be related to supply shortages. Prior to the middle of 2015, PS3 and other regions had signifi cant annual average increases in Penta3 prevalence, except for Phase 2 LGAs (Figure B.12, Appendix B). Although PS3 regions achieved about 100 percent of children vaccinated in 2017, there was a sharp decline across all areas in 2018 that has resulted in very little average change over the PS3 active period for both PS3 and other regions. Th ese trends seemed to have occurred at a national level, as there was very little diff erence between the two time periods comparing PS3 and other regions. 2017/2018 AHSP notes that there had been a shortage of immunization commodities, potentially explaining the drop seen in 2018. Th e report also notes the need to improve community sensitization and engagement for improved uptake of immunization services. 44 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 16. Antenatal care partners’ HIV testing rates Table 17. Annualized average change in antenatal partners’ HIV testing rates (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +3.56 +7.34** +3.77 0.068 – Phase I +5.37 +8.54** +3.17 0.432 – Phase II +2.83 +6.84** +4.01 0.095 Other +7.81** +6.75** -1.06 0.528 Difference (PS3 – Other) +4.83 0.070 Difference (Phase I – Phase II) -0.84 0.858 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. Figure 16 and Table 17 show the time trends and annualized average change in ANC partners’ HIV testing rates. Th e fi gure shows both PS3 and other regions increasing over time, with PS3 regions increasing at a higher level than other regions throughout the pre-program and program stages. Prior to mid-2015, other regions had averaged a greater annual increase, at 7.81 percentage points, than PS3 regions, at 3.56 percentage points. Th e annual increase prior to PS3 implementation was signifi cant for other regions, but not signifi cant for PS3 regions. During the PS3 active period, both PS3 and other regions had signifi cant average yearly increases, at 7.34 and 6.75 percentage points, respectively. Th e diff erences in the annual increases over time, comparing before and during the PS3 active period, were not signifi cant for either PS3 or other regions. Furthermore, the diff erence between the two areas and the two time periods was also not signifi cant. At the end of 2018, the average ANC partners’ HIV testing rate was just over 60 percent for PS3 regions, and about 55 percent for other regions. Within PS3 regions, Phase 1 and Phase 2 followed similar patterns; however, the levels of this indicator for Phase 1 LGAs were higher, reaching almost 70 percent in late 2018, compared with Phase 2 LGAs, which averaged at just below 60 percent (Figure B.13, Appendix B). Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 45 Figure 17. HIV-exposed infants receiving fi rst HIV test within 2 months after birth Table 18. Annualized average change in percentage of HIV-exposed infants receiving fi rst HIV test within 2 months after birth (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +20.08** -2.70** -22.78** 0.000 – Phase I +19.04** -2.48 -21.52** 0.000 – Phase II +20.50** -2.79** -23.29** 0.000 Other +38.19** -2.64* -40.83** 0.000 Difference (PS3 – Other) +18.06** 0.000 Difference (Phase I – Phase II) +1.78 0.751 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 181; PS3: 92 LGAs (Phase I: 26; Phase II: 66); Other: 89 LGAs. Figure 17 and Table 18 show the time trends and annualized average change in the percentage of infants exposed to HIV who received their initial HIV test within two months after birth. At the beginning of 2014, both PS3 regions and other regions had levels of this indicator under 20 percent. Th e percentage of exposed infants who were tested rose through mid-2015 for both groups, however, this change was more rapid in other regions, with an annualized average increase of 38.19 percentage points, compared with 20.08 percentage points for PS3 regions. After PS3 began, the yearly average growth for this indicator showed that both PS3 and other areas declined from mid-2015 until the end of 2018 at similar but smaller rates, around 2.6–2.7 percentage points per year. Compared to before and during the program, the diff erence between the growth rates was signifi cant for both areas, with PS3 regions’ growth rates being 22.78 percentage points per year lower during the PS3 active period than before mid-2015, and 40.83 percentage points per year lower in other regions. Th e diff erence between the two groups over the two time periods was 18.06 percentage points, which also is a statistically signifi cant diff erence. Th e reasons for these diff erences are not apparent. In terms of PS3 implementation, Phase 2 areas had overall slightly higher levels than Phase 1 areas, but both followed similar time trend patterns (Figure B.14, Appendix B). 46 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 18. HIV-exposed infants initiated on cotrimoxazole within 2 months after birth Table 19. Annualized average change in the percent of HIV-exposed infants initiated on cotrimoxazole within 2 months after birth (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +22.4** -3.62** -26.02** 0.000 – Phase I +17.83** -3.82* -21.65** 0.000 – Phase II +24.29** -3.54** -27.82** 0.000 Other +39.88* -2.68* -42.56** 0.000 Difference (PS3 – Other) +16.54** 0.000 Difference (Phase I – Phase II) +6.17 0.221 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 171; PS3: 89 LGAs (Phase I: 26; Phase II: 63); Other: 82 LGAs. Figure 18 and Table 19 show the time trends and annualized average change in the percentage of HIV-exposed infants on cotrimoxazole within two months after birth. Th e data for this indicator follow a similar pattern as the previous indicator on testing of HIV-exposed infants. At the beginning of 2014, both PS3 and other regions had levels of this indicator under 20 percent. Th e percentage of exposed infants who were tested rose through mid-2015 for both groups, however, this change was more rapid among other regions, with an annualized average change at 39.88 percentage points, compared with 22.4 percentage points for PS3 regions. After PS3 began, the yearly average showed that both areas fell from mid-2015 through 2018 at similar rates, at 3.62 and 2.68 percentage points per year for PS3 and other regions, respectively. Compared to before and during the program, the diff erence between the growth rates was signifi cant for both areas, with PS3 regions’ growth rate diff erences at -26.02 percentage points during the PS3 active period compared with before mid￾2015, and -42.56 percentage points in other regions. Th e diff erence between the two groups over the two time periods was 16.54 percentage points, which was also statistically signifi cant. Th e reasons for these diff erences are not apparent. In terms of PS3 implementation, Phase 2 areas had overall slightly higher levels than Phase 1 areas, but both followed similar time trend patterns (Figure B.15, Appendix B). Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 47 Figure 19. Percentage of couples receiving HIV counseling and testing at antenatal care Table 20. Annualized average change in percentage of couples receiving HIV counseling and testing at antenatal care (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +10.71** +7.29** -3.42** 0.007 – Phase I +12.58** +8.29** -4.28 0.119 – Phase II +9.96** +6.87** -3.08* 0.027 Other +11.38** +8.58** -2.80 0.102 Difference (PS3 – Other) -0.62 0.772 Difference (Phase I – Phase II) -1.20 0.695 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. Figure 19 and Table 20 show the time trends and annualized average change in the percentage of couples who received HIV counseling and testing at ANC. Figure 18 shows that, throughout the pre-program and PS3 active periods, PS3 regions had higher levels of couples receiving HIV counseling and testing than other regions. Th is mirrors the partners’ HIV testing rate indicator shown in Figure 16. In PS3 regions, there was an average annualized growth of 10.71 percentage points, and 11.38 percentage points in other regions, prior to the program. During the PS3 active period, the growth rate for PS3 regions signifi cantly fell 3.42 percentage points to a rate of 7.29 percentage points per year. In other regions, the growth rate also fell by 2.80 percentage points to 8.58 percentage points per year, however this result was not signifi cant. Th ere was no signifi cant diff erence in the change in rates from before and during the program between the two areas. Within the PS3 areas, Phase 1 levels of this indicator were consistently slightly higher than those of Phase 2, and Phase 2 levels were consistently slightly higher than those of other areas (Figure B.16, Appendix B.) Th e overall increase in both PS3 and other regions refl ects a general perception that partner attendance at ANC has increased, which has resulted in increases in couples’ decision-making and partner testing. In the past, women were attending clinics without their husbands. Th e parents did not share their problems and most men believed that it was not their duty to accompany their wives to the hospital. But, today, men are educated and are ready to accompany their wives and sometimes undergo medical examination. Men and women can now sit together and make decisions on crucial issues like that. [FGD with women, other] 48 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 20. Contraceptive prevalence rate Table 21. Annualized average change in contraceptive prevalence rate (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q4 (2) Difference (2)-(1) P-value of difference PS3 +0.36 -0.69 -1.05 0.362 – Phase I +0.92 -0.84 -1.75 0.286 – Phase II +0.11 -0.62 -0.74 0.621 Other +0.14 -0.80 -0.94 0.529 Difference (PS3 – Other) -0.11 0.955 Difference (Phase I – Phase II) -1.02 0.646 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 175; PS3: 87 LGAs (Phase I: 25; Phase II: 62); Other: 88 LGAs. Figure 20 and Table 21 show the time trends and annualized average changes in the contraceptive prevalence rate (CPR). PS3 regions had a higher average CPR compared to other regions both before and during PS3 implementation. Th ere were no signifi cant annualized changes in the CPR over time or between the two groups. Within PS3 regions, the trends in Phase 1 areas were similar to the trends in Phase 2 areas (Figure B.17, Appendix B.) Reasons for variations between the PS3 and other regions are not apparent. Traditional gender norms and expectations were discussed as a challenge in contraceptive prevalence and family planning. Now the challenges we face is the small number of those using family planning methods and when you go to the villages and advertise them the men will not allow their women to attend the clinics to get those, if only the women had the decisions on their own it would have been easy. [KII with DMO, Phase 1] Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 49 Figure 21. Health facilities with RCH tracer drugs package Table 22. Annualized average change in the percentage of health facilities with RCH tracer drugs package (in percentage points) LGAs Before PS3 2014Q1 to 2015Q2 (1) PS3 active 2015Q3 to 2018Q3 (2) Difference (2)-(1) P-value of difference PS3 +11.00** +4.36** -6.63** 0.000 – Phase I +11.18** +3.86** -7.32** 0.000 – Phase II +10.92** +4.57** -6.35** 0.000 Other +9.82** +4.03** -5.79** 0.000 Difference (PS3 – Other) -0.84 0.645 Difference (Phase I – Phase II) -0.96 0.651 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: 184; PS3: 93 LGAs (Phase I: 26; Phase II: 67); Other: 91 LGAs. Figure 21 and Table 22 show the time trends and annualized average change in the percentage of health facilities with the RCH tracer drug package. Until 2015, there was a sharp increase in the percent of facilities with the package for both PS3 and other regions, followed by maintaining some consistency in early 2015. After PS3 started, there was a steep drop in this indicator that reached a minimum level in mid-2016. By the end of 2017, health facilities in both PS3 and other regions had recovered and exceeded 2015 levels. By mid￾2018, almost 90 percent of health facilities country-wide had the drug package. Th e indicators over time for both PS3 and other areas did not signifi cantly diff er. Within PS3 areas, there were no diff erences between trends in Phase 1 and Phase 2 LGAs (Figure B.18, Appendix B). 3.2. Quantitative Evaluation: Evaluation Question 2 Th is section provides answers to evaluation question 2 and expands the answer for question 3 for fi nancial and human resources:  Evaluation question 2: In PS3 focus regions, to what extent have fi nancial and human resources indicators changed over time?  Evaluation question 3: Are there diff erences in the changes over time observed in certain groups of LGAs, in particular between Phase 1 and Phase 2 LGAs? 50 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Questions 2 and 3 are answered examining the time trends of key fi nancial and human resources indicators in PS3 regions and in the other (non-PS3) regions of the country. Th e graphs in this section present the trajectory of the annual weighted average of fi nancial and human resources indicators for the LGAs in those two groups. Time series fi nancial data were obtained from the council fi nancial reports prepared by each LGA of the country. Time series human resources data came from diff erent sources as indicated in section 2.1.3 above. We have also included, where applicable, qualitative information gathered on the context and perception of these trends. Additional qualitative results are presented in section 3.3. 3.2.1. Financial Resources Indicators Figure 22. Personnel emoluments per capita in health Table 23. Average annual change in personnel emoluments per capita in health, in TZ shillings per person LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2017 (2) Difference (2)-(1) P-value of difference PS3 -316.20 +332.65 +648.85* 0.044 – Phase I -173.52 -96.58 +76.94 0.889 – Phase II -342.31 +507.63 +849.93* 0.029 Other +783.97 +523.61 -260.36 0.629 Difference (PS3 – Other) +909.21 0.147 Difference (Phase I – Phase II) -772.99 0.252 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=166; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Figure 22 and Table 23 show the time trends and annualized change in annual personnel emoluments (PE) per capita in health. PEs in health are the total gross salary received by all civil servants and service providers working in health services/facilities in the LGA and marked as such in the council fi nancial reports (CFR) prepared by each LGA. Th e fi gures used in this report are estimates obtained by adding the PE amounts from four quarterly CFRs reported by the LGAs. Population estimates for each LGA were obtained from population projections published by the National Bureau of Statistics (NBS). Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 51 Overall, PS3 and other regions show similar levels and time trends in PE per capita in health. With the exception of fi scal year 2014–15, this indicator increases every year of the observation period. Th e positive trend was maintained during the time PS3 was active. Prior to 2015, levels of this indicator increased from below TSh 6,000 per capita to around TSh 9,000 for both groups. During this time, there was a sharp decline in 2014, particularly for the PS3 regions, followed by a quick recovery. Th ere was no signifi cant diff erence in the annual average change in this indicator prior to 2015. After 2015, PS3 and other areas experienced similar levels of PE per capita in health, which increased from 2015–2016, and appear to be steady from 2016–2017. However, in PS3 regions, the diff erence in the average annual change in this indicator was signifi cant, when comparing the two time points, largely due to signifi cant changes seen in PS3 Phase 2 LGAs. Comparing PS3 and other regions, there was no diff erence between these areas in the average annual change in PE per capita in health across the two time periods (Figure B.19, Appendix B). Figure 23. Personnel emoluments per capita in education Table 24. Average annual change in personnel emoluments per capita in education, in TZ Shillings per person LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2017 (2) Difference (2)-(1) P-value of difference PS3 -704.69 +4,481.45** +5,186.14* 0.018 – Phase I +1,810.96 +3,029.31 +1,218.35 0.787 – Phase II -1,422.36 +5,078.98 +6,501.34** 0.008 Other +3,256.14* +3,043.04* -213.11 0.902 Difference (PS3 – Other) +5,399.24 0.054 Difference (Phase I – Phase II) -5,282.99 0.302 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=166; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. 52 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 23 and Table 24 show the time trends and annualized change in PE per capita in education. From fi scal year 2012–13 to 2014–15, levels of this indicator appeared to stay steady around TSh 30,000 per person, followed by an increase to above TSh 40,000 for both PS3 and other areas. Th e increases continued past 2015, maintaining steady levels from fi scal years 2016–17 to 2017–18 for both areas, although the average PE per capita for PS3 regions was above that of other areas. During the period of PS3 implementation, there were signifi cant diff erences seen in the average annual change in PE per capita in education in both PS3 and other areas, but these were not signifi cant when stratifying LGAs in PS3 regions by implementation phase. Comparing PS3 and other regions, there was no diff erence between these areas in the average annual change in PE per capita in education across the two time periods. Trends and annualized average changes in PE per capita in education were also similar when comparing Phase 1 and Phase 2 LGAs (Figure B.20, Appendix B). Figure 24. Other charges per capita in health Table 25. Average annual change in other charges per capita in health, in TZ Shillings per person LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2017 (2) Difference (2)-(1) P-value of difference PS3 -244.52** +9.94 +254.46** 0.000 – Phase I -393.71** +19.45 +413.16** 0.004 – Phase II -187.34** +5.57 +192.91** 0.009 Other -300.82** +96.73 +397.54** 0.000 Difference (PS3 – Other) -143.08 0.269 Difference (Phase I – Phase II) +220.25 0.170 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=166; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Figure 24 and Table 25 show the time trends and annualized change in other charges (OCs) per capita in health. OCs are other non-payroll charges fl owing through either LGA or service provider bank accounts in the health sector of the LGA and marked as such in the CFRs prepared by the LGAs. Th e fi gures used in this report are estimated by adding the OC amounts from four quarters reported by each LGA. Population estimates for each LGA were obtained from population projections published by the NBS. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 53 Prior to 2015, there was a drop in the OCs per capita in health from 2013–2014. Th e decline continued slightly for PS3 regions and remained relatively steady for other areas until 2016. From 2016–2017, there was a slight increase in this indicator for both areas, however PS3 regions had lower levels than other areas. Th e average annualized change in OCs per capita in health declined signifi cantly before PS3 implementation until 2015. After 2015, there were no signifi cant diff erences in the average annualized changes for any area. Comparing across the two time periods, the average annualized change was signifi cantly higher for both PS3 and other regions after implementation. However, the diff erences between the two areas across the two periods were not signifi cantly diff erent. Stratifying PS3 areas by implementation phase reveals similar patterns for both Phase 1 and Phase 2 LGAs (Figure B.21, Appendix B). Figure 25. Other charges per capita in education Table 26. Average annual change in other charges per capita in education, in TZ Shillings per person LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2017 (2) Difference (2)-(1) P-value of difference PS3 -1,5575.64** -221.66 +1,353.98** 0.000 – Phase I -1,329.78** -204.27 +1,125.51** 0.000 – Phase II -1,652.90** -229.20 +1,423.69** 0.000 Other -841.01** -103.80 +737.21** 0.000 Difference (PS3 – Other) +616.76* 0.043 Difference (Phase I – Phase II) -298.18 0.481 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=164; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Figure 25 and Table 26 show fi ndings for OCs per capita in education. From 2012–2014, levels of this indicator for both PS3 and other regions declined, and then remained steady from 2014–2015. Th e average annualized changes in OCs per capita in education show statistically signifi cant declines in all areas. After PS3 was implemented in 2015, there were no signifi cant diff erences in the average annualized change in any area, including when stratifi ed by implementation phase (Figure B.22, Appendix B). Th is stable level is seen in Figure 25, which shows little change in the levels of OCs per capita in education from 2015–2017. However, the diff erences between the two time periods and the two areas was signifi cant. In PS3 areas, the rate of decline lessened by TSh 616.76 more than the rate of decline in other areas. 54 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 3.2.2. Human Resources Indicators Figure 26. Nurses per population Table 27. Average annual change in the nurses per population ratio (in nurses per 10,000 people) LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018 (2) Difference (2)-(1) P-value of difference PS3 +0.46** +0.035 -0.43** 0.000 – Phase I +0.47** +0.10* -0.36** 0.000 – Phase II +0.46** +0.007 -0.46** 0.000 Other +0.45 ** -0.025 -0.48** 0.000 Difference (PS3 – Other) +0.05 0.480 Difference (Phase I – Phase II) +0.09 0.338 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=166; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Figure 26 and Table 27 show the time trends and average annual change in the number of nurses per 10,000 people in the population. Prior to 2015, both PS3 and other areas were increasing at a similar average annual rate of 0.45 nurses per 10,000 people. After 2015, these ratios stabilized in both types of region at a level close to six nurses per 10,000 people. Both types of region follow a clear national trend in this indicator with no diff erences being detected between the regions. Similar patterns in time trends were observed in PS3 Phase 1 and Phase 2 LGAs (Figure B.23, Appendix B). Community members and key informants in all regions discussed concerns around perceived shortages of health facility staff and the subsequent eff ects on service quality and health outcomes. Th is shortage was commonly discussed within the national context of recent certifi cation rules, whereby staff in various sectors were laid off for being unqualifi ed. [One challenge] is the inadequate workers/employees after the issue of certifi cates verifi cation, so new recruits have been posted and soon are going to report. [KII with RMO, other] Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 55 Figure 27. Doctors per population Table 28. Average annual change in the doctors per population ratio (in doctors per 10,000 people) LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018 (2) Difference (2)-(1) P-value of difference PS3 +0.028** +0.028** 0.000 0.984 – Phase I +0.027** +0.033** +0.006 0.476 – Phase II +0.029** +0.026** -0.003 0.783 Other +0.041** +0.019 -0.022 0.096 Difference (PS3 – Other) +0.022 0.147 Difference (Phase I – Phase II) +0.009 0.496 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=166; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Figure 27 and Table 28 show the time trends and average annual change in the number of doctors (MDs) per 10,000 people in the population. Th roughout the entire time period, on average, other regions had higher levels of doctors per population ratio than PS3 regions. Both groups of regions have followed similar increasing time trends. Prior to 2015, there was a slight increase of 0.028 and 0.041 doctors per 10,000 people per year in PS3 regions and other regions, respectively. After 2015, the average annual increase for PS3 regions was almost the same and remained signifi cant. Other regions also maintained a small increasing rate. Th ere were no diff erences between the time trends of PS3 Phase 1 and Phase 2 LGAs. Th ey followed patterns similar to the overall trend (Figure B.24, Appendix B). 56 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 28. Assistant medical offi cers per 10,000 people Table 29. Average annual change in assistant medical offi cers per population ratio (per 10,000 people) LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018 (2) Difference (2)-(1) P-value of difference PS3 -0.008** -0.006** 0.002 0.384 – Phase I -0.003 -0.003** -0.0001 0.933 – Phase II -0.010** -0.007** +0.003 0.342 Other -0.006 -0.010** -0.005** 0.006 Difference (PS3 – Other) +0.007* 0.016 Difference (Phase I – Phase II) -0.003 0.369 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=166; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Figure 28 and Table 29 show the time trends and average annual change in the number of assistant medical offi cers (AMOs) per 10,000 in the population. Th ere was a slight decrease in the number of AMOs per 10,000 in the population throughout 2012–2018 in both areas. Th e small changes in the rates between PS3 areas and other regions were statistically signifi cant, with the rate decreasing less, by 0.007 AMOs per 10,000 people annually, in PS3 areas. Comparing PS3 phases, Phase 2 LGAs had time trend patterns almost identical to other areas. Phase 1 LGAs had similar trends but at a lower level (Figure B.25, Appendix B). Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 57 Figure 29. Health care workers that are female Table 30. Average annual change in the proportion of health care workers that are female (in percentage points) LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018 (2) Difference (2)-(1) P-value of difference PS3 -0.58** -0.67** -0.09 0.503 – Phase I -0.43** -0.81** -0.38 0.103 – Phase II -0.64** -0.61** -0.03 0.859 Other -0.46** -0.47** -0.01 0.964 Difference (PS3 – Other) -0.08 0.678 Difference (Phase I – Phase II) -0.41 0.151 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=166; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Gender indicators were included in this evaluation as gender integration is a component of the PS3 intervention. Figure 29 and Table 30 show time trends and average annual changes in the proportion of health care workers (HCWs) that are female. Across time, there was a slight decline in this indicator, particularly in PS3 areas, which could be interpreted as moving towards gender equity, but the exact reasons are unknown. In 2015, about 65 percent of HCWs were female in PS3 areas, and almost 68 percent were female in other areas. Th e rate of change did not change after 2015. In terms of implementation phases, patterns for Phase 1 and Phase 2 seem to refl ect the overall trends, however, Phase 1 LGAs had generally lower levels of female HCW participation than Phase 2 LGAs (Figure B.26, Appendix B). 58 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 30. Primary school student-teacher ratio Table 31. Average annual change in the primary school student-teacher ratio (in students per teacher) LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018 (2) Difference (2)-(1) P-value of difference PS3 -2.01** +5.30** +7.31** 0.000 – Phase I -1.98* +6.68** +8.65** 0.000 – Phase II -2.04** +4.76** +6.80** 0.000 Other -1.54** +4.92** +6.46** 0.000 Difference (PS3 – Other) +0.85 0.322 Difference (Phase I – Phase II) +1.85 0.088 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=162; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Figure 30 and Table 31 show the time trends and average annual change in the student-to-teacher ratio for primary schools in PS3 areas and other regions. Th e trends were similar in both groups of regions. Th ere were similar decreases in the student-teacher ratio prior to 2015, and an overall increase between 2015 and 2018. PS3 regions consistently had higher levels of this indicator than other regions. Prior to 2015, the rate of decline in PS3 areas was by about two students annually, and about 1.5 students per year in other regions. After 2015, the student-teacher ratio increased by about fi ve students per year in PS3 and other areas. Th ere was no signifi cant diff erence in the change in rate when comparing the two areas. Phase 1 and Phase 2 LGAs followed similar patterns, with Phase 1 LGAs consistently at higher levels of student-teacher ratios than Phase 2 LGAs (Figure B.27, Appendix B). Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 59 Figure 31. Secondary school student-teacher ratio Table 32. Average annual change in the secondary student-teacher ratio (in students per teacher) LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018 (2) Difference (2)-(1) P-value of difference PS3 -3.88** +3.03** +6.91** 0.000 – Phase I -4.51** +3.34** +7.85** 0.000 – Phase II -3.62** +2.90** +6.52** 0.000 Other -2.77** +2.04** +4.81** 0.000 Difference (PS3 – Other) +2.10 0.055 Difference (Phase I – Phase II) +1.33 0.414 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=164; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Figure 31 and Table 32 show the time trends and average annual changes in the student-to-teacher ratio for secondary schools. Th e fi gure shows similar levels and time trends of student-teacher ratios in PS3 and other areas across all time periods. From 2012–2015, there was a steady decline in this indicator. In PS3 areas, the student-to-teacher ratios declined by 3.88 students per year, and by 2.77 students in other regions annually, prior to 2015. After 2015, student-teacher ratios increased similarly, which was not signifi cant at the 5 percent cutoff . Th e trends for LGAs in both PS3 phases followed similar patterns (Figure B.28, Appendix B). Qualitative results showed that teacher shortages were seen as a problem locally. Th is occurred simultaneous to free-education polices that may have resulted in higher enrollment, as discussed qualitatively. I will talk about the issue of education, for the past three years up to now there are a lot of changes. Th ere was laziness especially to the people who are living beside the town, the children they were not going to school and just stay at home looking after livestock. But after the issue was recognized by leaders, now the children are attending school through this system of free education. Now a lot of people get education, for example in my school there a lot of students until the classes aren’t enough for all the students. [FGD with men, Phase 2] 60 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report “What I can say is, we managed to encourage parents to enroll their children, but we did not consider the issue of classes. Our school has very few classes. Save, there are 209 pupils in standard three but there are two classes only. We all know that the maximum number of students for each class is 45. In this size, how can pupils understand their teacher?” [FGD with women, other] Th e concern with community members was that while education is free, the perception of the quality and performance of these services was aff ected. Th ere are so many students, but few teachers. You will fi nd that there are 100 students in a class when the average proposed number is 45 students. Th ere are classes which are packed with up to 170 students. Th at decreases performance. [FGD with men, other] Figure 32. Primary school students that are female Table 33. Average annual change in the proportion of primary school students that are female, in percentage points. LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018 (2) Difference (2)-(1) P-value of difference PS3 +0.12** -0.26** -0.37** 0.000 – Phase I +0.17** -0.30** -0.47** 0.000 – Phase II +0.10** -0.24** -0.34** 0.000 Other +0.12** -0.28** -0.40** 0.000 Difference (PS3 – Other) +0.03 0.677 Difference (Phase I – Phase II) -0.12 0.295 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=162; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 61 Figure 32 and Table 33 show the time trends and average annual changes in the proportion of primary students that are female. Across the entire observation time period, both PS3 and other regions show similar levels of female students in primary school, at around 50 percent, which indicates gender parity in primary school participation. PS3 regions show only a slightly higher percentage. Th ere is very little variation in that level over time. Stratifying by PS3 implementation phases, we observe that Phase 1 and Phase 2 follow the same pattern shown in PS3 regions overall (Figure B.29, Appendix B). Estimation of the average annual change in this indicator reveals only small changes and of similar magnitude in both regions. Figure 33. Secondary school students that are female Table 34. Average annual change in proportion of secondary school students that are female, in percentage points LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018 (2) Difference (2)-(1) P-value of difference PS3 +1.16** +0.71** -0.44* 0.021 – Phase I +1.35** +0.97** -0.38 0.282 – Phase II +1.07** +0.61** -0.46* 0.046 Other +1.35** +0.76** -0.59** 0.006 Difference (PS3 – Other) +0.15 0.612 Difference (Phase I – Phase II) -0.08 0.858 ** Signifi cant at < 1%; * signifi cant at <5% Number of LGAs: Before PS3=165; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. A diff erent situation is found in secondary schools, where there have been important gains in the participation of girls during the period from 2012 to 2018. Figure 33 and Table 34 show signifi cant increases in the proportion of secondary students that are female—from a level of about 44 percent in 2012, to a level around 50 percent by 2018—indicating that parity between genders was achieved. Similar levels and increasing trends are found between the PS3 phases (Figure B.30, Appendix B). Table 34 confi rms the similarity of PS3 and other regions in the positive annual change in the indicator. 62 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure 34. Primary school teachers that are female Table 35. Average annual change in proportion of primary school teachers that are female, in percentage points. LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018 (2) Difference (2)-(1) P-value of difference PS3 +7.12* -0.38** -7.50* 0.010 – Phase I +19.95** -0.30* -20.26** 0.000 – Phase II +2.31 -0.41** -2.72 0.454 Other -11.56* -0.52 +11.03* 0.043 Difference (PS3 – Other) -18.54** 0.003 Difference (Phase I – Phase II) -17.53** 0.000 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=162; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Given the gender parity achieved among primary school students, it is important to examine the gender composition among teachers. Figure 34 and Table 35 show the time trends and average annual changes in the proportion of primary school teachers that are female. During the entire observation time period, both PS3 and other regions show levels close to gender parity among primary teachers. PS3 regions show levels lower than other regions in most years, with the exception of 2013, but at over 45 percent. Examining the patterns over time by PS3 phases, we observe fl uctuations in PS3 Phase 1 LGAs while Phase 2 LGAs remain remarkably stable, at a level of 50 percent (Figure B.31, Appendix B). Th ese two diff erences—between PS3 and other areas, as well as Phase 1 and Phase 2 LGAs—over the observed periods were both statistically signifi cant. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 63 Figure 35. Secondary school teachers that are female Table 36. Average annual change in proportion of secondary school teachers that are female, in percentage points LGAs Before PS3 2012 to 2015 (1) PS3 active 2016 to 2018(2) Difference (2)-(1) P-value of difference PS3 +1.68** -0.87** -2.56** 0.000 – Phase I +1.53 -0.74** -2.27** 0.005 – Phase II +1.75** -0.92** -2.67** 0.000 Other +1.00* -0.62** -1.61** 0.000 Difference (PS3 – Other) -0.94 0.072 Difference (Phase I – Phase II) +0.40 0.654 Signifi cance levels: ** at 1%; * at 5%. Number of LGAs: Before PS3=165; PS3 active=184, 93 LGAs (Phase I: 25; Phase II: 68), Other: 91 LGAs. Figure 35 and Table 36 show the time trends and average annual changes in the proportion of secondary school teachers that are female. Th ere is a clear gender disparity in the composition of secondary teachers. In PS3 regions, there were increases in levels of secondary school teachers that are female, from a level of 25 percent in 2012 to 30 percent in 2016 and 2017, but levels declined in 2018. Consistently higher levels of female participation, of at least fi ve percentage points on average, were observed in other regions. PS3 Phase 1 LGAs show lower female participation among secondary teachers than Phase 2 across all years of the observation period. Both areas show similar time trends (Figure B.32, Appendix B). 3.3. Qualitative Results Additional qualitative results are presented here in terms of the three relevant evaluation questions, and they were in line with the main components of the PS3 program, namely: governance and civic engagement, fi nance, human resources, and information systems. We found very few discernible diff erences between zones (Eastern Lake versus Central and East Southern Highlands) and no diff erences between old and new LGAs. We present diff erences between PS3 regions (Phases 1 and 2) and other regions as applicable. 64 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 3.3.1. Evaluation Question 4 Th ese subsections provide the qualitative fi ndings for evaluation question 4: How do stakeholders perceive the performance and infl uence of PS3 on health services, fi nancial and human resource systems, and community engagement and governance? In general, and across PS3 and other regions, stakeholders perceived improvements in governance and civic engagement, fi nance, and human resources, as well as the information systems that support these components. 3.3.1.1. Community Engagement and Governance Community members in PS3 areas and other regions discussed perceived improvements in their ability to communicate with local leaders. Th is was in part through a greater understanding and expansion of communication channels. Procedures for communication were made clear especially through public meetings, notice boards, and in some occasions through suggestion boxes and complaint registers established at service facilities. Conversely, LGA websites, such as those established by PS3, were not known or commonly used by community members. Physical presence and engagement of community leaders with citizens was also perceived to have improved, in both control and intervention areas. …it is true that even our leaders today have come back to the rural areas. I’ve worked 13 years in the district, over fi ve years ago I had never found a director coming up to people or district offi cials coming...I had never seen, but in this case I’ve seen two, three, or four district leaders coming and talking to the elders and talking to the people, so the participation has become closer, the leadership has left chairs and are now moving around to the people. [FGD with male community members, other] Local leaders and LGA councilors also refl ected this sentiment, describing a reduction in the gap between government and citizens. In intervention areas, LGA councilors credited the improvement to the trainings they received from PS3. Our behavior has made citizens voice out their opinions, before the training we used to dictate, and citizens were afraid and uncomfortable around us we had no cooperation. But after the training citizens see us as a part of their community. [REM with LGA councilors, Phase 1] Th is improved engagement between community members and local government has increased understanding in the value of engaging with the government for development. …in the past calling citizens for meetings was a big issue, most of them didn’t see the reason to come and the few who came were either drunk or disinterested, but due to PS3 the citizens have seen the value of collaborating with their leaders to move the development agenda… [FGD with male community members, Phase 2] Th is was also refl ected by LGA councilors, who felt greater participation from community members both was a cause and consequence of development projects, such as construction of infrastructure (schools and health facilities) and stocking of those facilities (e.g., with desks). Good relations have helped to be in a good position to combat diff erent challenges. For example, there was a time period when there was a shortage of desks at schools. I called a meeting that involved diff erent levels of people in terms of their occupations or professions. We had businessmen, farmers, animal keepers, etc. We received 20 desks courtesy of their contributions. We have been through thick and thin in health and education, but we have always managed to pull through diffi cult obstacles like that thanks to that kind of collective eff orts. [REM with LGA councilors, Phase 1 – Bahi] One community member even discussed engaging with local government to specifi cally address issues in maternal and child health. Frankly speaking, I was convinced to engage with the local government in order to have chance to visit women and under-fi ve years children to sensitize them. As I have said earlier, during the past years they were not attend the RCH services of which I then decided to engage with the local government in to help my fellow women who have children, pregnant women in order to address that challenge to reach success at the end. [FGD with female community members, other] Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 65 In addition to development projects in communities, stakeholders perceived that increased citizen engagement in both control and intervention areas has improved transparency in designing, budgeting, and implementing projects. In these last three years, citizens participate in decision making and they have power to criticize their government. Nowadays, people can present their complaints and make follow-up on whatever matters approved by the government. Take an example, if we donate some money for construction purposes, citizens can now monitor the expenditure and progress of the program. Decisions are made from the lowest level to the highest level… [FGD with female community members, other] Overall, citizens expressed more comfort in voicing their opinions and holding their local leaders accountable. Councilors, in both control and intervention areas, expressed some level of knowledge and awareness of community members’ complaints. However, REM and KIIs with LGA councilors found higher levels of knowledge on governance issues in terms of how they were prepared to respond to these complaints and issues. One illustrative diff erence is in understanding land and fi nance laws and responding to confl icts. When discussing eff ects of PS3 trainings on LGA councilors, one REM group discussed how trainings improved their governance by learning about land and fi nance laws. Th e trainings also enabled them to engage with citizens through appropriate channels to better understand confl icts between pastoralists and agriculturalists. Th ese two components allowed the councilors to manage and plan for better use of their land management plan and solve land confl icts when they emerge (Figure 36). Figure 36. Excerpt from REM Map with LGA councilors, Phase 2 – Kilosa When asked about controlling land issues in a non-PS3 area LGA, one councilor remarked that, to his knowledge, there is not a control system on land service and proper supervision is needed. Additionally, there seemed to be a gap between the bureaucracy and citizen expectations. Th e foremost challenge is that citizens are not educated on issues like compensation, land survey and its costs are unbearable. [KII, LGA councilor, other] When asked what a “new program for assisting in public systems control could do” to support the councilors, he responded: First is transparency, second is to inform on what is going to be done, and through the two issues citizens may be convinced to accept the system. Another is to create the friendly environment for the citizens to accept the systems. Citizens should be informed about the ongoing issues and understand 1...2...3, should be informed about the sources of funds and its spending, they will increase their support in any case their money is used. [KII, LGA councilor, other] Th e new program described above refl ects many of the positive attributes of the PS3 trainings detailed in interviews and group discussions with stakeholders. Intervention area councilors detailed greater capacity to engage citizens in addressing land issues as part of their roles and responsibilities. We learned about our responsibilities as councilors and how to administer people at the ward level, something that we were not aware of in the past. Th is has helped reduce confl icts and confrontations during meetings. [REM, Phase 1] While Bahi received greater support in addressing citizen complaints, we found no discernible diff erence in perceptions of performance among intervention areas. 66 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report As part of their roles and responsibilities, LGA councilors act as a bridge between citizens and various levels of offi cials, ranging from civil servants to government offi cials, such as the District Executive Director (DED), and coordinate with other wards. Across all areas, councilors’ relations with other leaders seemed to be improving. Councilors who were engaged through the REM method commented that they were improving in their performance, especially in the understanding of their responsibilities and administrative hierarchies. Cooperation between councilors and civil servants at the district council is vital. We were told that District council is under councilors so a bad relationship with servants will limit development, after the training we have established good relationship and we now rectify mistakes by following principles.” [REM with LGA councilors, Phase 2] “PS3 training has helped to harmonize the relationship between us councilors and DED; before the two were like enemies. Th e training helped councilors know their administrative limits towards the DED…now we know there is a hierarchical procedure to follow. [REM with LGA councilors, Phase 2] Perceptions of LGA public service systems and management performance were reported as positive in comparison to the past. Across both PS3 and other areas, key informants and councilors described LGA management systems as having improved various responsibilities, including managing council funds both at council and lower levels. Community members shared similar thoughts, reporting satisfaction with how their leaders have been managing the funds compared to the past and how they have been responding to the complaints. Th is was presented in terms of satisfaction with the transparency and services provided. For example, one community member expressed: In health facilities, let’s say the dispensary we know the fund that has been brought and how it is used, because the fi nancial reports are normally shared during the village assembly meetings and also when there is weakness in the services provided we know the channel to follow in reporting…this way the services have improved to a greater extent... [FGD with female community members, other] LGA councilors and other GOT stakeholders echoed this sentiment, noting systems have improved effi ciencies, accountability, and performance through managing council funds, reporting progress and challenges happening at lower levels, and improved accessibility and availability. ...thanks to these systems, citizens now can be served on time compared to the previous time. If someone needs a driving license, provided that their information is already fed on the system, they will get them within a very short time. Th e service is available all the time and uses very short time to serve many people...as I have just said, it simplifi es the provision of services to the public. [KII with ICT offi cer, Phase 2] Governance and community engagement were overwhelmingly discussed as improved across all areas. It was also noted as the most signifi cant change among LGA councilors in most REM sessions. 3.3.1.2. Finance Both PS3 and other areas discussed perceived improvements in fi nancial management and accountability in the use of available funds, even when limited. For example, GOT systems, such as Epicor and FFARS, were positively perceived in both PS3 and other areas. FFARS simplifi es a lot because there it simplifi es to see how money utilization goes, also simply it helps to see what is remaining because when you send you see directly how the expenditure goes compared to your activities and that money is used according to the budget that you planned. For example, maybe in a budget you planned to buy medicines worth 3 or 4 million, so when you deduct it from your system it shows directly that this fund has done this work directly through this activity. So, it is simple to see the fund has done what activity. [KII with district medical offi cer, other] Before we were introduced with Epicor we had diffi culties in supervising funds, we used local systems to track down the expenditures using guidelines. We used log books and I used to prepare Excel with my own techniques in knowing how the money was used. Epicor shows your sections and inform you on how to use your budget and so if there is any error I check with my accountants and people of TAMISEMI. But secondly, Epicor helps you limit your expenditure and show you your quarterly budget or yearly budget on how to use your money, how much they need to spend and how much money has remained quarterly. And second we used to write minutes to get a check, but with Epicor Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 67 its easier because everything has been generated, from voucher to check is being processed online. So, it has helped manage the money because the money has to be sent for several issues such as Basket fund, medicines and help you plan. So, if the money is from Global Fund it makes you aware of its usage even if it’s on the same account. [KII with town medical offi cer, Phase 2] Appreciation for and usefulness of these systems was also refl ected at the national level, as exemplifi ed through this comment from a local government offi cer—TAMISEMI: Th e positive change in the controls of the services I am currently experiencing is the use of electronic systems in revenue and expenditure issues. For example, Epicor has really proved to be much more important because they were just lost but now one can stay on the computer. I know how some councils have incorporated it and how much it has been…used. Th e control of fi nance has become bigger and the revenue collection has increased. [KII with local government offi cer, TAMISEMI] Stakeholders in both PS3 and other areas described training on these systems—either by GOT or PS3. In program areas, PS3’s continued support was appreciated for addressing challenges as they occurred. PS3, in my work place [for] the training of FFARS they supported us, when we face some challenges, we call them for an assistance…they help us on time when there is a challenge in a system. Th ey make sure the problem on [the] system solved on time, they will not leave as it is. [KII with district treasurer, Phase 2] Th e collective perception from stakeholders was that fi nance systems put in place have signifi cantly contributed to resource savings. Th ere has been improvement in utilization of the available funds as the responsible offi cer can now track or follow-up where unnecessary costs occur. Th is has allowed areas to improve effi ciencies in fund use. For example, one KII mentioned they no longer need to travel to Dodoma to submit data, as they now can do so through electronic systems; this allowed more funds to be available for development activities. You don’t need to travel to Dodoma [for] which we used to spend a lot of money. Of course, last week they designed MESO version where you can use electronic fi le data where you print a book and send it to Dodoma...we spent a lot of billions, for example last year we spent almost fi ve billion just going to Dodoma for fi ve days but now we are working in our areas... [KII with town medical offi cer, Phase 2] Additionally, as discussed in the previous section, stakeholders perceived that fi nancial systems had improved accountability and transparency. LGA councilors in intervention areas noted that transparency and accountability had improved by engaging citizens. Now that all citizens are involved, there are committees that ensure that the funds allocated by the government are well spent for the intended goals. Not all teachers are involved in committee meeting, except very few such as the head teacher and the fi nance teacher. Th ere is a system whereby no teacher is allowed to take cash and go to buy school needs at a stationery or shop. All this is done to ensure that no teacher misuses the public fund. [FGD with men, Phase 2] Th rough community meetings, councilors read out income and expense reports on respective projects and noted defi cits. Th is allowed councilors to emphasize citizen responsibility for developmental contributions to increase community ownership and even bring about additional sources of revenue to mutually manage ongoing projects (Figure 37). Figure 37. Excerpt from REM map with LGA councilors, Phase 1 – Shinyanga 68 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 3.3.1.3. Human Resources Both PS3 and other areas described HR distribution and allocation as a challenge. HR systems created to better address these challenges, such as WISN plus POA (or WISNPOA, colloquially), have been rolled-out nationally, but attitudes towards the utility of these systems to solve problems diff ered slightly between control and intervention areas. For example, one KI in a non-PS3 area described “going around” the system to manage the HR distribution. …the challenge happens during arranging workers according to WISNPOA results, it happens that, in one health center there is one staff and he or she is overloaded to the extent that he or she is no longer remembering to enter some information into the system. And when it comes to analyzing the needs, his or her needs is not seen because it seems like he saved few patients. I suggest that, the ministry has to increase the number of staff without looking at the WISNPOA system. [KII with DMO, other] In intervention areas, stakeholders were more positive in their refl ection on the systems, indicating the system works well—even when there are challenges related to availability of enough staff ; the system makes it easy to identify how the distribution fares in relation to facility needs. Th ere has been a lot of challenges in allocating the employees to facilities. I have to be honest, there have been a lot of challenges on that for a certain employee should go there and the other should go here. But with the use of this system, will be able to keenly determine where there is strongly workload or where there is a need to be allocated employees. Example, if a certain facility highly needs two clinical offi cers (COs) then this system will identify that two COs are strongly required at certain facility after we have entered the data in the system. And if there is a workload, for instance in the side of nurses, the system will enable to identify that certain number of nurses are needed at a certain facility. Th erefore, this system will highly help in allocating the human resources to facilities... [KII with DHRO, Phase 1] Th is positive perception was also present at the national level, whereby system use had made recruiting, allocating, and distributing staff easier. ...in the past yes, but now we are doing good work with data, there is availability of right data to help decision making. For example, if a council is allocated ten teachers primary school, let say ten new teachers, the DO will have enough data now to look at where to post those teachers, because he has the number of teachers in his schools, he has the number of teachers who are in studies, he has the number of teachers who are on sick leaves so he will be able to know which school require teachers from those ten, he will be able to make a decision an better allocation... [KII with PfM advisor – education] While allocation and distribution of HR seemed to work well with the help of systems, fi ndings across areas, regardless of geographical location, showed that there was an HR availability defi cit. Th e number of workers was perceived to not correspond well with the capacity needed at the facilities, especially in the health sector. Th e system improvement made it easy to follow up on how staff were working and compensated. Systems like the Open Performance Review and Appraisal System (OPRAS) and LAWSON signifi cantly contributed to make staff at LGAs more accountable and improved effi ciencies in sector performance. [LAWSON] is a national system dealing with all employees’ information of which it helps us to perform diff erent activities like employment issues. Example, you have seen the newly 14 allocated health sector employees in our council who have come to report. Th erefore, their information after they have fi lled the employees’ forms are entered in the LAWSON system for them to approve in order to get the check number and to be determined that they are now the civil servants…it also enables us for promotions and preparation of budgets with this system. When we are doing employees’ promotions after they have fi lled their promotions letters, we enter them in LAWSON, then they are approved of which their salaries change. Th erefore, it is a very useful system compared to past years. Th is system helps us to perform our responsibilities. [KII with DHRO, Phase 1] In addition to accountability, some stakeholders expressed that the easy monitoring and follow-up of progress for each individual worker has encouraged changes in the way services are provided. However, others felt the systems are only able to contribute so much in a context where there is a staffi ng shortage, particularly in terms of skilled staff . Shortages have led to other workers completing tasks outside their position or ability. Th ese resource constraints are refl ected in quality of services, as citizens perceive public sector services to be of low quality with high wait times and frequent stockouts and may choose to avoid them altogether. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 69 Largely, we are obtaining health services from the private facilities because the health services at public facilities is of the low quality. Sometimes, you fi nd no medicine or sometimes you are to wait for the medical staff from eight am until twelve noon who are at the meetings and have not yet come to attend the patients. Th erefore, we do not know does whether the facility management fail to arrange its schedules for things to work well that people to continue being served or not. So mostly many people or my community opt to obtain the health services from the private hospital rather than public hospitals. [FGD with women, other] HR capacity, skills, and competencies were expressed more confi dently in intervention areas compared to those in control areas. Staff in these areas recognized contribution by PS3/GOT. …it has strengthened strongly the services delivery, because even if you look the way we welcome the newly allocated public servants they are motivated to perform their jobs. But again, PS3 through trainings has strengthened the way we arrange our receptions. Th ese trainings have enabled even the people working at receptions to work according to regulations; they are receiving incoming mails, outgoing mails in time to the right authorities and implementing them in time. When a customer comes, he/she is cared friendly and receives service he/she requires very smoothly. Th erefore, it brings encouragement to our citizens in services delivery. As HROs, we have many customers who are local citizens and our public servants. All these are our customers as an institution… [KII with DHRO, Phase 1] Similar demonstrations in control areas were contributed by staff who moved to these areas from intervention districts. 3.3.1.4. Information Systems Positive performance of information systems was highly tied to other areas previously discussed (e.g., HR, fi nance, governance). For example, respondents noted that HR systems have improved staff allocation, even during shortages, to ensure effi ciencies. Information systems have improved fi nancial management and budgeting, particularly at facility levels—for example, FFARS system use has facilitated checks and balances within facilities. In general, there was a positive perception that the use of systems has reduced the bulk of tasks to be handled manually. Where applicable, IT systems saved time and resources by reducing the use of paperwork. Additionally, former paper-based systems were described as burdensome while also leaving room for error and loss of information. Th e new digital systems have eased those feelings. Changes are there, I mean that the presence of the diff erent systems, we previous had “paper-based.” Th us, the presence of systems makes a lot of support that even if you want the information that you have already inserted, even if it was years back it is easy to get into the system, you search and fi nd it. Unlike if it was “paper-based” things are easy to disappear or lost quickly… [KII with ICT offi cer, Phase 1] Th ese improved effi ciencies and data availability have opened space for improvements and development in the community and at council levels. Th ese system changes have also contributed to perceived improvements in data quality and program performance. …honestly the system has helped me and my fellow physicians to access information easily, supervise on provision of health services in my area, track progress each month, and also compare progress on months before. You can also check on facilities and their performances, how many patients they treated, why they have attended to few patients. You can see the number of patients in OPD and its challenges, you can notice if health centers are providing fake information. So, when supervising you can make follow-ups and solve few problems. Th ey even show trends of patients at certain health centers, why they have so many patients, or why they have few patients, how are vaccines provided, and if things are going smoothly because we also have targets—local targets, regional targets, and national targets—and you as the head, you have to supervise and make sure work performance and provision of services go along the targets and make sure they are archived... [KII with town medical offi cer, Phase 2] Additionally, information systems have changed the sharing and communication atmosphere. Stakeholders viewed the systems with which they work as one-stop centers for information. Th ough not interoperable in many areas yet, the computer-stored information was considered easy to access. Digital systems allow users to access information from anywhere, again reducing the amount of resources spent traveling, as well as expanding the reach of information-sharing. 70 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report As you know we are currently more digital that sometimes notice boards are less useful. Example, if someone is somewhere far say in Dar es Salaam or Arusha may not be able to access our information through notice boards. Th e notice boards are maybe used by the local people but for those who are far it is only the website that can help them to access our council’s information. [KII with DHRO, Phase 1] Training and guidance were provided for government workers at the council level; by GOT in non-PS3 areas and PS3/GOT in intervention areas. Th ese trainings were noted as helpful in building initial capacity among those trained. Specifi cally, in intervention areas, sustained and ongoing support was also highly valued. Th ere are improvements in work performance even to the council or district level and primary level there is improvement in the health centers and dispensaries. When you look at the GOT/PS3 sponsored trainings, they have highly capacitated our human resources to improve their job performances…generally, there has been a frequently big technical assistance from the GoT/PS3 expertise. Especially when there are challenges within the systems, the PS3 have been getting together with our IT expertise to address the challenges. Also, during installation of these systems they have been collaborating with our expertise. [KII with DED, Phase 2] Many respondents discussed the approach of training specifi c individuals who were expected to go back and train others or provide ongoing support to others. While those that were trained directly spoke positively of the systems, many viewed the approach as fl awed. Th ere is a suggestion that more training opportunities are needed in order to completely change the perception and trust of some workers. …there is this saying that “no research, no right to speak.” For us, the system itself is a research. We use it to get report of revenue collected at a given time. It happens that some leaders reject the report believing that it’s incorrect. Th is is due to ignorance since they do not know how the system works. Th ey still rely on written reports which have many shortcomings. For instance, people may forget to write some data, so they tend to estimate the value. Th e system is the only eff ective method to be used today. Conclusively, we need more training for these kinds of people… [KII with ICT offi cer, Phase 2] 3.3.2. Evaluation Question 5 Th ese subsections provide the qualitative fi ndings for evaluation question 5: In PS3 focus regions, what was the context of any observed or perceived change? 3.3.2.1. Community Engagement and Governance Positive perceptions and gains in community engagement and governance must be viewed within the context of existing and ongoing initiatives from the GOT. For example, the Opportunities and Obstacles to Development (O&OD) is an intensive participatory process used in both rural and urban areas as a bottom-up planning approach. Th is process has, for the most part, catalyzed engagement between citizens and local government. However, a commonly noted issue in creating development plans at the local level was the availability of fi nances and human resources to carry out these plans. Th ere is a challenge of not reaching every priority set by the council since there is lack of funds. For instance, you plan to build 10 schools, but you have received funds from the central government enough for three schools only. In every aspect there is challenge, but we have some step ahead every year. We are moving forward. [KII with DED, Phase 1] Additionally, councilors perceived their allowances to be low in comparison to their workloads and obligations. 3.3.2.2. Finance Budgetary defi cits and, consequentially, the lack of fulfi llment of planned activities were commonly reported challenges. At the council level, there were claims that the planned budget was not always met and sweeping national policies were diffi cult to carry out. Also, respondents noted there was improvements in the fi nancing of health services and provision of funds for free education; however, ministry funds had been delayed in some areas, causing burdens on councils to achieve this requirement. Th ese were seen in terms of equipment shortages and insuffi cient infrastructure at the service level, both for schools and health facilities. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 71 …challenges exist in diff erent levels of our departments, for example in secondary schools we have challenges of infrastructures, fi nances, and lack of enough teachers. But in our department the main challenge is fi nances, because we have to supervise all the activities and deliver…we have poor performance, which in actual sense is poor utilization of resources. In our municipal, we need funds to conduct eff ective monitoring and without funds we are working in a tough environment… [KII with education offi cer, other] …the other challenge is budget defi cit, knowing that our department is the mother department its activities cut across all other departments. Th erefore, sometimes there are activities which we are responsible to fulfi ll but we fail due to budget defi cit… [KII with DHRO, Phase 1] Respondents noted that there is increasing demand from a growing population that is not adequately planned for in health and education funding. …for us a challenge is that our district have expanded and the number of people is many and we are serving near districts around us, so the problem comes in budget. You may fi nd we have planned maybe the budget of three months, but later on it is not enough due to the number of people to be many that comes from within and outside our district, so sometimes you fi nd that medicines are not enough. So, that is a challenge we are facing… [KII with DMO, central] Interviews with national-level offi cials confi rmed that budgetary constraints catering to the needs of an increasing population were a challenge for LGAs that can be refl ected at the service level. Stakeholders discussed gaps in resources due to fi nancing, such as desks and books at schools, and medicine stockouts at public health facilities. Th ese are also met by structural and contextual changes in how health fi nancing at the individual-level works, including insurance schemes. Whereby, insurance may cover some testing and/or drugs (and therefore make it more available and increase access/use), but not all. I: You mentioned increases of tests here, which are they increased? R1: HIV/AIDS tests is available now. I: Which challenges that makes increases of various tests and medicine? R1: Th e main challenges that come is when you need services by your insurance, they will give only few and important medicines instead of all. I: Important medicines like what? R1: Th ey will give you some and other you are told to go and buy the in local pharmacy. [FGD with men, Phase 1] Additionally, fi nance challenges intersected with HR as many facilities had shortages of staff , compelling a nurse or doctor to act as a fi nancier or bursar/accountant. 3.3.2.3. Human Resources Widespread staffi ng shortages prove to be the greatest challenges in terms of HR. Th is was in part due to a recent nationwide exercise to verify employees’ certifi cates in their places of work. Th ose who were determined to be unqualifi ed were removed or had to leave their positions. Th is led to HR shortages. We make sure we have proper employees. Th e action of verifying the employees’ certifi cates reduced some employees, meaning that we have now defi ciency of human resources… [KII with DHS, other] Additionally, increasing numbers of schools and health facilities were struggling to meet HR needs with competent and skilled staff . A shortage of health facility staff sometimes caused delays, and compromised service quality. In education, while stakeholders discussed improvements due to the free education policy, they also noted challenges faced due to staff shortages. Community members and key informants noted, because of the emphasis on qualifi cations and skills and a greater encouragement for women to seek job opportunities, that there is a perceived improvement in equity in employment selection. 72 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 3.3.2.4. Information Systems While information systems were regarded as positive, they may be constrained by contextual factors. For example, notable challenges in the systems were related to the poor/lack of availability of internet services and electricity services. For instance, while the workers were supposed to use the internet to operate the systems, the government had not established how these workers should access the bundle for internet provision and thus they reported using their own money to buy internet bundles. Additionally, while communication channels have improved, contextual challenges remain. …we have improved somehow but we still need more changes. As I said earlier, the citizens had only two options of getting the information. Th e fi rst one was through radio and another one was to visit our notice boards to see what we have pinned. Now, at least, we have this website. People can visit it to see what is going one and they can send us some feedbacks easily via mobile phones. We cannot move forward if we don’t solve the existing challenges that we have right now. Th e major challenges are communication networks and transport systems. We cannot get immediate responses from the citizens if we have unstable networks. And remember, these systems depend on the strong network. Th ere are remote areas which are not reachable, and people are required to spend a lot of money for transport. People may pay up to 20 thousand to arrive at our offi ce here… [KII with ICT offi cer, Phase 2] Additionally, IT challenges intersected with HR. Many facilities had staff shortages, compelling the service provider to work as an IT person. Th e transfer of workers sometimes created gaps where trained personnel were transferred without an equal replacement. We also found that in some cases the workers trained in an intervention area would be transferred to a nonintervention area, thus contributing to the improvement of information system use in that new area. Despite slow growth in the availability of technology, there has been greater understanding of IT services and its relation to other issues. For example, one KII discussed information communication technology (ICT) and its changing role in governance. I can say basing on ICT, people used to call us computer analysts and most people didn’t know what exactly we were doing…so we were perceived as useless people. But, due to advancement in technology we are now valuable. We now participate in council meetings and are a part of decision making. [KII with ICT offi cer, Phase 1] 3.3.3. Evaluation Question 6 Th ese subsections provide the qualitative fi ndings for evaluation question 6: What challenges remain in system functioning and community engagement and governance and how do stakeholders and community members recommend these be addressed? 3.3.3.1. Community Engagement and Governance In control areas, citizens’ understanding of their responsibilities in development and attending of important meetings that involve decision-making has remained limited. Expansion of LGA councilor training and support to engage citizens may address this challenge, as LGA councilors discussed these as key successes. However, some supportive communication mechanisms, such as comment boxes, are not yet fully accepted by communities due to the lack of trust and explanation of use. I see that in order to place that comment box fi rst everyone should be given education about the uses of the comment boxes through organizing and attending meetings in the society. We need to know the people who are in charge of the boxes so that we can be able to know how to post our claims and reach main offi ce. Th is will help to minimize some disturbances to people, for example there is a certain leader who came and people expressed all their claims to him but later on some people were taken under security for more clarifi cations. Th ose were the disturbances that were facing us so we would like the people in charge to work properly to avoid those disturbances. [FGD with men, Phase 2] In addition to better publicity on comment box use, community participants suggested outreach via means like radio and television notices, community meetings, and postings in health facilities and schools in order to engage citizens. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 73 Budget limitations and misaligned priorities created challenges within and among government levels. Some promises made by LGA leaders and politicians are not always fulfi lled, making community members’ eff orts to participate in governance seem futile. At the district level we follow good chain of command, the problem is orders from the central government, they fi nance things that are not in the O&OD and this is the reason why projects fail…the response to our O&OD comes down from central government as orders, I suggest that central government personnel should also get PS3 training. [REM with LGA councilors, Phase 1] You may sometimes get unwanted help. For example, you may ask for a store construction but their priority is maybe in community-based organization, for instance the issue of water and desks or laboratories. [KII with DPLO, other] Many key informants recommended that central government processes (like O&OD) be better aligned with local plans. Although many participants reported recent improvements in accountability and transparency, there were still many who saw challenges remaining. We have a problem here. I have not seen any meeting for a long time. Our member of parliament have not arranged for any meeting to talk to his people here in Kilosa. It is very rare to see him and even if he comes for a reason that brought him here, it’s not for listening for what people want to tell him or solving the problem of the people here. Th ey are not accountable people and not accountable for their people. [FGD with men, Phase 1] In both control and intervention areas, councilors requested increases in allowances, which falls beyond the scope of PS3. 3.3.3.2. Finance Limited funds to achieve activities continue to be a challenge, seen in terms of shortages of supplies, equipment, and the required levels of infrastructure in both schools and health facilities. Community members discussed the limited availability of health services and service providers, noting there is a shortage of medicines in public facilities. Several community members also discussed challenges with housing for health providers. Sometimes your patient needs services in the middle of the night, but you might fi nd only one nurse while doctors stay far from the hospitals. Sometimes the nurse in charge of the shift stay far from the hospital, so she can’t operate alone in the hospital premises. So, the main challenge is houses for health care providers. [FGD with women, other] Many of the suggestions provided by stakeholders and community members on this matter fall outside the scope of PS3, including ensuring funds are available from the central government to enact policies. However, issues arising around budgeting for a growing population can be addressed by trainings. While community members discussed increased engagement in income-generating activities, there is a need for capacity building in numerous groups on issues related to management of funds, generation of capital and profi t, as well as with record keeping. Expansion and institutionalizing of the training off ered through LGA institutes may improve self-functioning with little supervision and changing of mindsets of citizens and staff . ...we have a task to do in terms of changing the mentality. Because, one of the important things is most of the interventions that are coming through PS3 and the government are going to change the management culture and roles and relationships. It is not an easy thing to manage. Like now, if you are saying, okay, the LGAs were responsible for basket funding, now the management is straight to the facility, we need to make sure we work together with the government to come up with a strategy to make sure that this local government authority management, they don’t just move away from supporting the facilities. Th ey have to make sure, like okay, this is a positive change, we have to help the facilities to make sure they have good plans and budgets, they have good fi nancial management skills over time, and keep on mentoring, so it is something that I feel like there is still a change to make sure it is realized... [KII with program] Additionally, restricted access to fi nance systems was perceived to limit their utility and create challenges. 74 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report One of the [suggested] changes is that the system users should be allowed to access the system. I faced problems getting access to FFARS as a system. We had to use accountants at the health centres. Th ere was a time period when we had problems with respect to health centres not uploading revenue reports. I would ask them and they would tell me they already did it. I was compelled to ask an accountant so he could help me have access to the system using his account. I was supposed to have a user name and password so I could have access to the system. I also have subordinates who need to have accounts so they can access information. Th ere is a RBF coordinator who should have an account. I also have a secretary whose responsibility is to manage the councils’ revenues with regard to planning, monitoring of fi nancial and human resources, as well as infrastructure and things like that. It does not make sense that they are the coordinators, yet they do not have accounts. Th at is a challenge, they cannot know what is going on in the system. [KII with district medical offi cer, Phase 1] Th ere are multiple systems, such as FFARS, PlanRep, and Epicor, that perform various functions in fi nancial planning and management. For example, stakeholders can budget through systems such as PlanRep, distribute funds through Epicor, and track expenses through FFARS. Interoperability of these systems was frequently discussed as a possible area for improvement.5 3.3.3.3. Human Resources Although respondents noted improvements in general for health and education systems, staffi ng shortages and poor job performance concerns remained at the service delivery level. Community participants commonly noted concerns with health service delays, too few staff at health facilities, staff not working, and too few teachers with growing numbers of students. You get to the hospital and you are told there are only three doctors, but none of them is in the offi ce. You spend a long time waiting for them in vain. I suggest that they work on that problem. [FGD with men, other] Most potential solutions off ered would be outside the scope of PS3. For example, increased housing for health staff to ensure their availability would require fi nancial resources from the central government. Currently, the government has made sure that people are taking the positions according to their qualifi cations. Stakeholders recommended that the government continue ensuring well-qualifi ed employees, but also provide the right benefi ts to those who remain; an example noted was appropriate promotions, considering that promotions were stopped during the verifi cation period. Th e 2016/2017, 2017/2018 fi nancial years’ implementations are still silent in case of promotions, but recently the government has allowed recategorization for the 2015/2016 fi nancial year in the 2017/2018 fi nancial budget. Th erefore, the public servants who were to be recategorized in 2016/2017 and 2017/2018 fi nancial year are still waiting. I would highly recommend to government to speed up a process in order to allow them get recategorized. [KII with DHRO, Phase 1] Some participants also noted concerns with using the WISN tool. Th ey noted that certain categories of personnel are not tracked and that the data being used for the analyses can be incorrect, leading to faulty staffi ng needs assessments. Th e record keeping system was not good. You fi nd out that there is a lot of work that is done at the health centre, but only a small chunk of that work is recorded. Th at is what WISN does, analyses recorded data. You look at the recorded data and you may be led to believe that the respective health centre does not need more personnel. I think they should conduct a new survey. Currently, many centres have become accustomed to keeping records as is refl ected in the data. [KII with DCDO, Phase 2] 3.3.3.4. Information Systems As mentioned, trainings were held with specifi c individuals who were expected to then train others. Some stakeholders complained that those trained were not always the best choices; for example, not including supervisors in trainings may limit the understanding of system usefulness, trust in the system, and the ability to perform job functions. 5 Interoperability of some of these systems is in process but not yet full rolled-out at the time of data collection. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 75 I got some kind of training when I came here. But you [PS3] now concentrate much on training secretaries, ignoring other administrators. I remember that you once conducted a three-days training. DMOs were not there! How dare you invite and train the secretaries and recruitment offi cers on how to distribute health sector servants and not District Medical Offi cers who head district health departments? [KII with DMO, Phase 2] Additionally, some stakeholders requested the trainings to be longer, more frequent, and not conducted in or near their workplace to avoid being drawn back to their duties during the training. Interviews with mentors have noted that reaching out to all staff in various cadres with training has been a challenge in some areas (especially in low-performing LGAs) over others. While the training-of-trainers approach can help some, not all come with the same base-level capacity. ...yeah, that is why I tell you, you know some are ignorant to computer, many people at the level of primary school especially. Head teachers who are accounting offi cers among them studied during ancient time, so computer for them is a taboo or problem... [KII with fi nance mentor, Phase 1] Respondents noted that, for the information systems to properly function, there is need to improve the availability of internet services, especially in rural areas. It is important that this is included in the budgeting and that staff are not expected to use their own money to cover internet services. Th ere were reports of staff having to do so: … People are using money from their pockets to purchase the [internet] bundles. Basically, these systems require the internet access but there are no well-established infrastructures to support them... [KII with DPLO/intervention, Phase 1] Other suggestions, such as improving electricity supply and reducing the cost of smart phones may be beyond the scope of PS3. Most notably, many stakeholders discussed how diff erent information is located in diff erent systems. It is recommended that systems become integrated and/or interoperable. …what I would recommend is that these systems should communicate, meaning that they need to be integrated with each other. Example, if possible Lawson should integrate with PlanRep because we do manpower statement in PlanRep, it is better if possible to also be integrated in Lawson and again to be implicated in the PlanRep system; meaning that these systems should communicate if a person needs to check the employees’ salary statements in the budget, check for number of employees either through Lawson which is improved but also can get all this information in the PlanRep system. Th e same there should be the possibility to import this information from/or to PlanRep from/ or to Epicor for diff erent usage... [KII with DED, Phase 2] Th rough the program documents, the evaluation learned that the process of making some of these systems interoperable is planned (Table 37), and in some cases underway, though very few LGAs had been reached by the time of this evaluation. In the specifi c case of Lawson and PlanRep, it did not appear that PS3 plans to integrate these, but these plans may have evolved. Table 37. Integration between system and type of data transferred/exchanged Interoperable systems Direction of data transfer Data exchanged PlanRep and Epicor Epicor to PlanRep Budget (revenue and expenditure) PlanRep to Epicor Budget changes and reallocation PlanRep to Epicor Actual expenditure for reporting execution Epicor to PlanRep Revenue received Epicor and FFARS FFARS to Epicor Summary of actual expenditure Epicor and LGRCIS LGRCIS to Epicor Summary of daily actual revenue LGRCIS to Epicor Prepayments of revenue PlanRep and FFARS FFARS to PlanRep Summary of actual expenditure Source: PS3 Year 3, quarter 2 report. 76 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 4. LIMITATIONS 4.1. Limitations of the Quantitative Data 4.1.1. DHIS2 Data Strengths and Limitations Health care services in Tanzania are provided by public, private, faith-based, and nongovernmental organizations. Th e public sector, which includes faith-based organizations, accounts for the bulk (84%) of the service provision with an extensive network in both rural and urban areas. Th e point of care data collection and management practices vary between the public and private sectors. For the most part, public health facilities rely on paper￾based data collection systems. In the private sector, electronic data capture and management is common. Th e public sector is also rolling-out a new initiative to strengthen electronic data capture at the point of care through the Government of Tanzania Health Operations Management Information System (GOTHOMIS). Th e health management information system (HMIS) provides critical data on those who go to health facilities for a variety of services. Besides diagnosis and drug dispensing information, these systems capture essential client characteristics, such as sex, age, and residence, that are critical for eff ective service delivery. However, these data are often not fully processed, analyzed, and used. With specifi c reference to paper-based systems, there are concerns about the quality of data collected in terms of completeness, accuracy, and timeliness. Th e data quality problem is exacerbated by the data collection burden placed on health care workers for transcribing data, and tallying and reporting data into the HMIS. Pressed for time against a long patient waiting list, health care workers may be inclined to record only the most essential data for patient care, omitting other critical background characteristics. As part of its eff orts to improve the quality of data generated through routine health information systems, the Ministry of Health, Community Development, Gender, Elderly and Children (MOHCDGEC) adopted in 2010 the District Health Information Software (DHIS), developed by the University of Oslo in 1994, for routine data management. Th e original version of the DHIS was designed as a tool for aggregating routinely collected data across all public health facilities in a country. Th e aggregated data would facilitate data analysis, forecasting of required services, and evaluating health care worker performance. In 2013, an improved version of the software, called DHIS2, was launched. Th e new version provides advanced features for data capture, including the capability of inputting data using various electronic tools, such as computers, laptops, tablets, and smartphones, as well as data analysis and visualization. DHIS2 is also interoperable with other data management systems, for example, human resource information systems and logistics management information systems, thus improving its capacity to serve as a one-stop health data warehouse. Tanzania is among nearly 50 low- and middle-income countries that have adopted DHIS2 as a national health management information system. Th e introduction of DHIS2 has helped to improve data management by allowing access to data at national and subnational levels, enabled by it being a web-based application. DHIS2 off ers the capability of creating customized indicators, with accompanying visualization. However, as promising as it is, DHIS2 is aff ected by general challenges to the routine health information system (RHIS), which can be grouped into three categories—technical, behavioral, and organizational. Th e common technical challenges relate to the ease of using data collection tools and information and communication technology. A key technical challenge in Tanzania is the burden of data collection at the point of care. With up to 16 registers and other reporting forms in use, some of which collect duplicative data, frontline health care workers face enormous data management challenges. When data captured into the source document is incomplete or inaccurate, subsequent use of an electronic data management system, such as DHIS2, does not ameliorate the quality problems. Th ere are other technical challenges related to denominators. DHIS2 uses the health facility as the lowest organizational unit for generating indicators. Denominators for calculating health facility level indicators are derived from census and population projections. Th e denominators may not be accurate in that we could not assess how well the population projected models estimate the actual size of relevant denominators, especially considering potential changes in population over time. Successive annual health sector performance profi le reports (AHSPR) have alluded to this challenge. For instance, the 2015/2016 AHSPR notes, “data quality issues are suspected during capturing of the primary data, and around determination of denominators from population projections” (AHSPR, page 39). Additionally, these denominators are diff erent from those reported in the Tanzania DHS, so there are likely discrepancies in the values of indicators in this report compared with those found in the DHS. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 77 From a behavioral perspective, a pervasive culture of health data use is yet to be experienced in Tanzania, partly due to limited knowledge, poor attitudes, and lack of value for data, as well as a lack of motivation for using data. Health care workers at the interface of service delivery and routine health data collection often see their role primarily as that of reporting the data collected to higher levels, rather than using the same data to improve patient care or service quality. Even among those who may be motivated to use data, clear guidance on their scope for taking actions based on the data may be lacking. When data are not adequately used, quality issues may not be easily picked out. Organizational challenges occur at multiple levels and refl ect information culture, health system structure, roles and responsibilities, and resources. Th e key challenges in Tanzania include shortages of staff , in some cases leading to task shifting of data management responsibilities to staff with no requisite skills; stockout of standard registers, leading to improvisations that can compromise data quality; and lack of supportive supervision and feedback mechanisms. Th e analysis presented in this report identifi es indicators that may have been aff ected by data quality problems. Data was often incomplete and did not span the preferred range to establish longer-term trends prior to the start of PS3. Although DHIS2 started in 2013, not all LGAs were covered during this year. Th erefore, most service utilization indicators only have complete data from 2014, which was 1.5 years prior to PS3. HR and fi nancial data were only available yearly, as opposed to quarterly, which was available for service utilization indicators. HR data was also not available for all years. All of these challenges reduced the number of time points available for analysis in the time series. Furthermore, there were apparent data quality issues refl ected in the values of the original data. Some indicators originating from DHIS2 had values well over 100 percent, even extending beyond 1,000 percent for some years. Problematic LGAs and quarters/years were identifi ed, but such values call into question the quality of entire datasets. Additionally, we could not identify data problems in values less than 100 percent or for indicators that were not measured in proportions, such HR and fi nancial ratios. Newly implemented information systems also may have aff ected measurement error that is indistinguishable from program eff ects on the indicators. Despite quantitative results being presented as averages, there was great variability in the indicator values at the LGA level. Th is variability is captured by the confi dence intervals presented in the graphs. However, considering the changes in information systems, there was likely measurement error, which could have been particularly high when these systems were newly implemented. We cannot determine how this measurement error evolved over time or how much measurement error is responsible for the variability observed in the indicators. It is impossible to parse out eff ects due to reduced measurement error over time from eff ects due to the other factors. Additionally, there were issues at the LGA level which imposed limitations on this analysis. Th e total number of LGAs diff ered depending on the data source and indicator type, and it also changed over time. Th e inconsistency in the total number of LGAs in the diff erent datasets was likely a result of the partitioning of new LGAs from old ones. Th e analysis used in this report aggregated data by PS3 and non-PS3 areas, so it is likely that the eff ect of these changes is mitigated through the use of averages. However, we cannot know exactly how the creation of new LGAs may have aff ected the quality of the data. We also did not have data on LGA characteristics, which could have allowed us to identify underlying factors associated with the observed changes over time and with the variation of the indicators within PS3 and other regions. We recommend interventions for continued strengthening of HMIS through training of existing staff , hiring of new staff as necessary, and improvement of data quality through regular data quality assessments. Deliberate eff orts are also necessary to promote the use of the data collected through regular data reviews (for example, monthly or quarterly), with a view to increasing service coverage and improving data quality. 4.2. Limitations of the Qualitative Data It is possible that participants did not feel comfortable sharing negative opinions about PS3, as the project is closely aligned with the government and all participants work with or for the government in some manner; they may have felt that there could have been retribution if they reported too negatively. Also, it was diffi cult to discern diff erences between the PS3 and non-PS3 areas, but this may be because many of the PS3 activities were extended to non-PS3 areas, rather than due to poor project performance. Lastly, as a cost-saving measure, the qualitative data was not collected in all PS3 areas; it could be that the areas from which we did not sample have had diff ering experiences with PS3 and these results may not refl ect the experiences of those clusters outside our sample. 78 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 5. DISCUSSION AND PROGRAMMATIC RECOMMENDATIONS 5.1. Summary of Results Table 38 (identical to Table E.1 in the Executive Summary) summarizes the evaluation results, describing the types of trends and estimated time trend diff erences. Columns under the heading “PS3 areas’ general trend” depict the overall directionality of changes over time in PS3 areas. It is important to note, that, although this section of the table only describes PS3 area trends, general patterns between PS3 and other areas were similar, despite having diff erent levels for most indicators. 79 Table 38. Summary of time trend and annualized changes in indicators Indicators Signi fi cant PS3 areas’ general trend (based on graphs) PS3 compared with other areas (based on DID estimates) Improving trend About the same or stable trend Volatile trend Worsening trend Signi fi cantly better in PS3 areas Better, but no signi fi cant difference Signi fi cantly protective in PS3 areas Protective, but no signi fi cant difference Worse, but no signi fi cant difference Signi fi cantly worse in PS3 areas  ANC coverage before 12 weeks gestational age xx  Pregnant women attending ANC 4+ times xx  Prevalence of pregnant women receiving IFA supplementation for 90+ days x x  Pregnant women receiving TT2+ at ANC xx  Women tested for anemia at ANC x x x  Women tested for syphilis at ANC x x x  Deliveries taking place in health facilities xx  Births assisted by skilled attendants x x  Mothers receiving postnatal care before 7 days x x x  Prevalence of low birth weight xx  Measles vaccination coverage x x  Penta3 vaccination coverage x x  ANC partners HIV testing rate xx  HIV-exposed infants receiving first HIV test within 2 months after birth x x x  HIV-exposed infants initiated on cotrimoxazole within 2 months after birth x x x  Couple HIV counseling and testing at ANC x x  Contraceptive prevalence rate x x  Health facilities with RCH tracer drugs package x x  PE per capita in health xx 80 Indicators Signi fi cant PS3 areas’ general trend (based on graphs) PS3 compared with other areas (based on DID estimates) Improving trend About the same or stable trend Volatile trend Worsening trend Signi fi cantly better in PS3 areas Better, but no signi fi cant difference Signi fi cantly protective in PS3 areas Protective, but no signi fi cant difference Worse, but no signi fi cant difference Signi fi cantly worse in PS3 areas  PE per capita in education xx  OC per capita in health xx  OC per capita in education x xx  Nurses per population xx  Doctors per population xx  AMOs per population x x x  Health care workers that are female xx  Primary school student-teacher ratio xx  Secondary school student-teacher ratio x x  Primary school students that are female xx  Secondary school students that are female xx  Primary school teachers that are female x x X^  Secondary school teachers that are female x x Total 8 17 7 5 3 3 7 4 6 11 1 Total signifi cant and favorable 7 Table 38. Summary of time trend and annualized changes in indicators (continued) Note: None of the indicators were improving in PS3 areas only or worsening in PS3 areas only. ^: Results for this indicator should be interpreted with caution, see text. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 81 Trends were categorized as improving, stable, volatile, and worsening, based on the direction of the lines from the fi rst time point for which data was available to the last. For example, some indicators, such as ANC attendance, were categorized as improving because levels increased over time, while others, like the prevalence of low birth-weight, were considered to be improving due to decreasing levels over time. In fact, we observed improving trends in both areas for 17 of the 32 indicators, most of which pertained to health service utilization. For 12 indicators, trends did not generally improve or worsen. We observed stable trends for seven of these indicators, defi ned as having overlapping confi dence intervals for all adjacent time points, as well as the fi rst and last time points. Th e other fi ve indicators were categorized as having volatile trends, meaning that we observed drastic variation in the levels of indicators at diff erent time points. Volatile trends were defi ned as temporary directional changes occurring for more than one time point, that were so drastic there was no overlap with at least one confi dence interval at an adjacent time point.6 Most of the indicators with volatile trends were supply-side sensitive, and thus likely refl ect changes in supply conditions. Th ree of the indicators worsened over the observed time period. Two of them were the OC per capita indicators, which showed declining trends, but they stabilized at the end of the observation period. For primary student￾teacher ratios, worsening meant increasing levels, as an improvement would actually be a reduction in the absolute student-teacher ratio value—as long as enrollment has not decreased. For worsening and improving indicators, there is no overlap in the confi dence intervals at the fi rst and last observed time points. Also, in Table 38, columns under the heading “PS3 compared with other areas,” qualitatively refl ect the diff erences in time trends between PS3 and other areas, comparing the diff erences before PS3 and PS3 active time periods between the two areas. Estimates were signifi cant for eight indicators. Th e estimated values for the changes in the rates for all indicators can be found in Table 39. For three of these indicators, PS3 areas improved signifi cantly more than other areas between both periods, all of which pertained to maternal health service utilization: the percentages of pregnant women tested for anemia and syphilis at ANC and the percentage of women attending PNC within a week of delivering. However, not all of the signifi cant eff ects were absolute improvements. For another four indicators, we observed signifi cant eff ects that were protective. “Protective eff ects” were indicators that were worsening in both areas, but PS3 regions worsened at slower rates than other areas. Two of these indicators with signifi cant protective eff ects pertained to the prevention of HIV transmission from mother to child: the percentages of HIV-exposed infants tested for HIV and initiated on cotrimoxazole within the fi rst two months. Finally, there was one indicator, the percentage of primary teachers that were female, that was classifi ed as signifi cantly worse in PS3 areas, but this requires caution in its interpretation. Th e annualized change decreased in PS3 regions and increased in other areas between the two periods. However, this result should be taken cautiously as the levels of this indicator have been stable, at just below 50 percent in PS3 regions in the PS3 active period and just above 50 percent in other regions, which would be considered the level of gender parity. 6 For some indicators, such variation across time is seen in the fi rst time points of available data. These indicators were not considered to be volatile, as the changes might refl ect new data collection systems, and trends remain steady thereafter. Additionally, volatile trends were, overall, nonworsening. If confi dence intervals for the fi rst and last time points did not overlap and were generally worsening, relevant indicators were categorized as worsening. Table 39. Summary of annualized changes in indicators and differences between PS3 regions and other areas Indicator PS3 regions Other areas DID estimate [6-3] DID P-value (1) Before PS3 (2) PS3 active (3) Difference [2-1] (4) Before PS3 (5) PS3 active (6) Difference [5-4]  ANC coverage before 12 weeks gestational age -1.99** 6.72** 8.71** -2.41* 4.12** 6.53** 2.18 0.183  Pregnant women attending ANC 4+ times 2.40* 9.07** 6.67** 3.44** 9.31** 5.87** 0.79 0.754  Prevalence of pregnant women receiving IFA supplementation for 90+ days 8.41** 2.27** -6.14** 6.44** 1.70* -4.75** 1.39 0.463  Pregnant women receiving TT2+ at ANC 3.44** 0.72 -2.72** 7.28** 1.87** -5.41** 2.69 0.059  Women tested for anemia at ANC -1.05** 9.08** 10.13** 4.14* 4.68** 0.54 11.99** 0.001  Women tested for syphilis at ANC 10.32** 15.44** 5.12* 17.53** 7.42** -10.12** 15.24** 0.000  Deliveries taking place in health facilities 4.43** 2.47** -1.96** 3.95** 1.94** -2.01** 0.05 0.954  Births assisted by skilled attendants 5.79** 2.29** -3.50** 3.94** 1.58** -2.35 -1.14 0.525  Mothers receiving postnatal care before 7 days -1.39 5.22** 6.61** 3.46** 3.19** -0.27 6.88** 0.006  Prevalence of low birth weight -1.89** -0.12 1.76** -2.11** 0.18 2.30** -0.53 0.413  Measles vaccination coverage 7.57** -1.07** -8.64** 9.98** 2.56* -7.41* -1.22 0.752  Penta3 vaccination coverage 5.43** 0.19 -5.23* 6.15* 3.28 -2.86 -2.36 .0588  ANC partners HIV testing rate 3.56 7.34** 3.77 7.81** 6.75** -1.06 4.83 0.070  HIV-exposed infants receiving fi rst HIV test within 2 months after birth 20.08** -2.70** -22.78** 38.19* -2.64* -40.83 18.06** 0.000  HIV-exposed infants initiated on cotrimoxazole within 2 months after birth 22.40** -3.62** -26.02** 39.88** -2.68* -42.56** 16.54** 0.000  Couple HIV counseling and testing at ANC 10.71** 7.28** -3.42** 11.38** 8.58** -2.80** -0.62 0.772  Contraceptive prevalence rate 0.36 -0.69 -1.05 0.14 -0.80 -0.94 -0.11 0.955  Health facilities with RCH tracer drugs package 11.00** 4.36** -6.63** 9.82** 4.03** -5.79** -0.84 0.645  PE per capita in health -316.20 332.65 648.85* 783.97 523.61 -260.36 909.21 0.147  PE per capita in education -704.69 4,481.45** 5,186.14* 3,256.14* 3,043.04* -213.11 5,399.24 0.054  OC per capita in health -244.52** 9.94 254.46** -300.82** 96.73 397.54** -143.08 0.269  OC per capita in education -1,575.64** -221.66 1,353.98** -841.01** -103.80 737.21** 616.76* 0.043 82 83 Indicator PS3 regions Other areas DID estimate [6-3] DID P-value (1) Before PS3 (2) PS3 active (3) Difference [2-1] (4) Before PS3 (5) PS3 active (6) Difference [5-4]  Nurses per population 0.46** 0.035 -0.43** 0.45** -0.025 -0.48** 0.05 0.480  Doctors per population 0.028** 0.028** 0.00 0.041** 0.019 -0.022 0.022 0.147  AMOs per population 0.008** -0.006** 0.002 -0.006 -0.010** -0.005** 0.007* 0.016  Health care workers that are female -0.58** -0.67** 0.09 -0.46** -0.47** -0.01 -0.08 0.678  Primary school student-teacher ratio -2.01** 5.30** 7.31** -1.54** 4.92** 6.46** 0.85 0.322  Secondary school student-teacher ratio -3.88** 3.03** 6.91** -2.77** 2.04** 4.81** 2.10 0.055  Primary school students that are female 0.12** -0.26** -0.37** 0.12** -0.28** -0.40** 0.03 0.677  Secondary school students that are female 1.16** 0.71** -0.44* 1.35** 0.76** -0.59** 0.15 0.612  Primary school teachers that are female 7.12* -0.38** -7.50* 11.56* -0.52 11.03* -18.54** 0.003  Secondary school teachers that are female 1.68** -0.87** -2.56** 1.00* -0.62** -1.61** -0.94 0.072 ** Significant at < 1%; * signifi cant at <5% Table 39. Summary of annualized changes in indicators and differences between PS3 regions and other areas (continued) 84 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 5.1.1. Many Observed and Perceived Changes Occurred Nationally Generally, trends and perceptions show gradual improvements nationally, with very few diff erences between PS3 and other regions, or between PS3 phases. Th is could be a result of various factors. First, many of the PS3 systems were adopted by GOT and rolled-out nationally. Th is points to a gap that was fi lled early on, however does make assessing the eff ects of PS3 diffi cult. In both PS3 and other areas, we found improvements in health outcomes, particularly among health center access and attendance-based services, such as ANC, 4+ANC, and facility deliveries. Qualitative results suggest these improvements may have been related to better understanding the importance of visiting health centers, particularly among pregnant women, as well as improvements in supportive infrastructure such as roads and the building of health centers. As such, it is important to note that PS3 is one in a constellation of programs contributing to public sector development. Th is includes, as noted by qualitative participants, other USAID-funded programs such as Boresha Afya, which supports integrated service delivery at the health facility and community levels across the country. World Vision and Amref were discussed as improving awareness and education on health services, which draw patients to health centers. Th ese programs work in both PS3 and/or other areas on outcomes similar to those targeted by PS3 and may particularly contribute to the improvements of health center access and attendance-based services. Health outcomes that are more commodity-based, such as vaccinations, iron and folic acid supplementation, and RCH tracer drugs, saw greater variability. Th is was seen quantitatively by steep temporal dips in outcomes and refl ected qualitatively in discussions of drug stockouts, insurance limitations, and avoidance of services all together when patients expect issues around commodity availability. Additionally, societal context may infl uence uptake of services. Just as improvements in facility-based deliveries required education and shifts from traditional norms, contraceptive uptake may require shifts around gender norms and decision making. Broader policies may have heavily infl uenced observed and perceived changes. In 2015, the Tanzanian government issued Circular 5 which implements the Education and Training Policy 2014 and directed public bodies to ensure that education is free for all children. Th is was also recently met with another policy to ensure staff are properly qualifi ed and certifi ed for their positions. Th ose who were not deemed to be qualifi ed were removed from their posts. So even as more students were attending school, fewer teachers were qualifi ed and employed in public schools. As such, we found increases in student-teacher ratios after 2015 in both primary and secondary education. Similarly, in terms of health, stakeholders commonly discussed a shortage of health care workers. Th ese issues infl uenced community members’ perceptions of public sector performance. Despite these restrictions, stakeholders perceived systems like those put in place by PS3 and GOT as valuable in creating effi ciencies and improving public sector system performance. However, these systems are relatively new, and this perception may be compromised by long-term stagnation or issues around commodities. As such, the program may require more time to realize changes in outcomes beyond those seen in this midline evaluation. As this is a systems intervention that addresses many underlying facets of the public sector, it is anticipated that observed changes may still yet be seen. 5.1.2. Differences in Programmatic Interventions Seen Primarily at Lowest Levels While we observed similar time trends for many outcomes at the aggregate level, where PS3 and other areas diff ered were often at the lowest levels of intervention. For example, PS3 stakeholders, particularly LGA councilors, identifi ed local community engagement and good governance as signifi cant changes coming out of PS3 programs. LGA councilors discussed having the knowledge and skills to attend to community members’ needs and complaints. Th ey also discussed improvements in transparency and accountability at the local level whereby citizens know and understand how money is allocated and expended for public services in their communities. In areas where PS3 did not provide trainings, councilors reported feeling less sure and identifi ed supportive systems in local governance and transparency as a need. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 85 However, these local gains may fi nd challenges as they interact with regional and central priorities. For example, a commonly noted issue in creating development plans at the local level was the availability of fi nances and human resources to carry out these plans. So, LGAs developed plans and submitted them but often learned that central government had diff erent funding priorities. Th is disconnect between local and central authorities was frustrating for LGA staff and councilors and reportedly negatively infl uenced the community’s trust. PS3 stakeholders also discussed trainings on information systems as important in highlighting the value of these systems and encouraging their use. Th ere was positive perception of these systems overall, even in their nascency, however similar gaps between levels were observed, whereby supervisors of those trained may not have understood the value of the system or the data gathered from it. Just as gaps between levels of government may undermine development, gaps between levels of supervision as they relate to training may undermine system uptake and use. Also, staff turnover and system updates require that there are mechanisms for refresher trainings as well as ongoing training for new staff . 5.1.3. Gender Parity in Secondary School Teacher Employment Declining Qualitative respondents noted a general perception that women were more encouraged to seek employment and that gender equity in government had been improving. And while we found gender parity or near gender parity for health care workers and primary school teachers, there were clear gender parity gaps for secondary school teachers across areas. A low proportion of secondary school teachers were female and there was a decreasing trend in this proportion. Th e reasons for this are unclear but these results suggest gender disparities in the formation and certifi cation of secondary school teachers across regions. It is also possible that women were disproportionately aff ected by the eff orts in recent years to reevaluate qualifi cations for civil servants. Th is warrants further investigation in the end line data collection and analysis. 5.1.4. Programmatic Recommendations We provide the following recommendations for PS3: Information systems  Support internet service nationally or work with central/local government to plan for this in budgets and ensure staff are not paying for internet service out of personal funds.  Investigate concerns with WISN staffi ng categories and accuracy of input data.  Assess whether additional categories of staff may benefi t from access to FFARS.  Continue to work towards interoperability of information systems.  Institute a mechanism to regularly communicate system updates/new features to users. Training  Carry out needs assessments at facilities prior to information system install, ensuring staff have capacity to use and maintain information systems, then train as needed.  Ensure supervisors are invited or educated on why their subordinates are invited to trainings; since it may not be feasible or necessary to train them to the same depth as their subordinates; PS3 might consider developing a shorter, awareness-raising session aimed at this audience so that they at least feel engaged and understand the value of the systems.  Consider establishing refresher trainings.  Maintain and expand in-service support.  Integrate how to plan for growing populations into LGA councilor budgets and development training.  Continue good governance work but increase transparency (e.g., with suggestion boxes). 86 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Citizen engagement and governance  Address the disconnect between central and local government in planning and budgeting. o In trainings, set expectations on what to expect from the central government with regard to budgeting and planning (i.e., they may not receive all requested funds), and share messages to communicate with citizens so as to similarly set their expectations. o Increase understanding at the LGA level of how central government is making funding allocation decisions. o Increased work with central government to encourage better communication and collaboration with LGAs; for example, on funding priorities and timelines.  Increase publicity of new accountability mechanisms and information sources like the new websites, health clinic comment boxes, etc.; for example, participants suggested making TV and radio announcement and posting notices at health centers and schools. Gender  Address secondary school teacher gender parity issues in HR eff orts; for example, investigate potential barriers to recruiting and maintaining secondary school teachers that are female, and assess whether gender sensitivity training for teachers, students, and administrators may be needed to create environments where women feel respected and safe. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 87 REFERENCES Economic and Social Research Foundation, United Nations Development Programme, Government of the United Republic of Tanzania. (2015). Tanzania Human Development Report 2014: Economic Transformation for Human Development. Dar es Salaam, Tanzania: Government of the United Republic of Tanzania and United Nations Development Programme. Masson, L. & Norman, A.S. (2009). Decentralisation by devolution in Tanzania: Refl ections on community involvement in the planning process in Kizota Ward in Dodoma. Journal of Public Administration and Policy Research; 1(7):133–140. Ministry of Health, Community Development, Gender, Elderly and Children. (2018). Annual Health Sector Performance Profi le Reports (for 2013 up to 2018). Dar es Salaam, Tanzania: Ministry of Health, Community Development, Gender, Elderly and Children. Ministry of Health, Community Development, Gender, Elderly and Children. (2018). Annual Health Statistical Abstract (Annual Health Statistical Tables and Figures) (for 2013 up to 2018). Dar es Salaam, Tanzania: Ministry of Health, Community Development, Gender, Elderly and Children. Ministry of Health, Community Development, Gender, Elderly and Children. (2015). Health Sector Strategic Plan, 2015–2020 (HSSP IV). Dar es Salaam, Tanzania: Ministry of Health, Community Development, Gender, Elderly and Children. Ministry of Health, Community Development, Gender, Elderly and Children. (2015). Result Based Financing Operational Manual. Dar es Salaam, Tanzania: Ministry of Health, Community Development, Gender, Elderly and Children. Ministry of Health, Community Development, Gender, Elderly and Children (Tanzania Mainland), Ministry of Health (Zanzibar), National Bureau of Statistics, Offi ce of the Chief Government Statistician, and ICF. (2016). Tanzania Demographic and Health Survey and Malaria Indicator Survey (TDHS-MIS) 2015–16. Dar es Salaam, Tanzania and Rockville, Maryland, USA: Ministry of Health, Community Development, Gender, Elderly and Children, Ministry of Health, National Bureau of Statistics, Offi ce of the Chief Government Statistician, and ICF. National Bureau of Statistics (Tanzania) and ICF Macro. (2011). Tanzania Demographic and Health Survey 2010. Dar es Salaam, Tanzania: National Bureau of Statistics and ICF Macro. UNESCO Institute for Statistics. (2019). United Republic of Tanzania. Retrieved from http://uis.unesco.org/en/ country/tz?theme=education-and-literacy#slideoutmenu. Date extracted: June 14, 2019. USAID/Tanzania Public Sector Systems Strengthening Activity. (2018). Public Sector Systems Strengthening (PS3) in Tanzania, Annual Report: October 1, 2017–September 30, 2018. Dar es Salaam, Tanzania: USAID/Tanzania. 88 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report APPENDIX A. PS3 IMPLEMENTATION REGIONS AND LGAS Regions LGAs/Districts Dodoma Bahi DC Dodoma Chamwino DC Dodoma Dodoma MC Dodoma Kondoa DC Dodoma Kongwa DC Dodoma Chemba DC Dodoma Mpwapwa DC Dodoma Kondoa TC Iringa Iringa MC Iringa Iringa DC Iringa Mufi ndi DC Iringa Mafi nga TC Iringa Kilolo TC Kagera Bukoba MC Kagera Bukoba DC Kagera Ngara DC Kagera Biharamlo DC Kagera Misenyi DC Kagera Muleba DC Kagera Karagwe DC Kagera Kyerwa DC Kigoma Buhigwe DC Kigoma Uvinza DC Kigoma Kigoma/Ujiji MC Kigoma Kigoma DC Kigoma Kibondo DC Kigoma Kasulu DC Kigoma Kakonko DC Kigoma Kasulu TC Lindi Lindi MC Lindi Lindi DC Lindi Kilwa DC Lindi Nachingwea DC Lindi Liwale DC Lindi Ruangwa DC Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 89 Regions LGAs/Districts Mara Musoma DC Mara Musoma MC Mara Tarime DC Mara Bunda DC Mara Rorya DC Mara Butiama DC Mara Serengeti DC Mbeya Mbeya CC Mbeya Mbeya DC Mbeya Mbarali DC Mbeya Rungwe DC Mbeya Busokelo DC Mbeya Kyela DC Mbeya Chunya DC Mbeya Mbozi DC Mbeya Momba DC Mbeya Tunduma TC Mbeya Ileje DC Mbeya Tunduma TC Morogoro Morogoro MC Morogoro Morogoro DC Morogoro Mvomero DC Morogoro Kilombero DC Morogoro Ulanga DC Morogoro Kilosa DC Morogoro Gairo DC Morogoro Malinyi DC Morogoro Ifakaara RC Mtwara Mtwara/Mkindani DC Mtwara Mtwara DC Mtwara Tandahimba DC Mtwara Newala DC Mtwara Masasi DC Mtwara Nanyumbu DC Mtwara Masasi TC Mtwara Nanyamba TC 90 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Regions LGAs/Districts Mtwara Mtwara DC Mtwara Masai DC Mwanza Mwanza CC Mwanza Ilemela MC Mwanza Sengerema DC Mwanza Ukerewe DC Mwanza Misungwi DC Mwanza Magu DC Mwanza Kwimba DC Mwanza Buchosa DC Njombe Njombe TC Njombe Njombe DC Njombe Makete DC Njombe Ludewa DC Njombe Makambako TC Njombe Wanging’ombe Rukwa Sumbawanga MC Rukwa Sumbawanga DC Rukwa Nkasi Rukwa Kalambo DC Shinyanga Sinyanga MC Shinyanga Shinyanga DC Shinyanga Kishapu DC Shinyanga Kahama TC Shinyanga Msalala DC Shinyanga Ushetu DC Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 91 APPENDIX B. INDICATOR TIME TRENDS STRATIFIED BY PS3 IMPLEMENTATION PHASE Figure B.1. ANC started before 12 weeks of gestation Figure B.2. ANC, at least 4 antenatal care visits 92 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure B.3. Iron and folic acid supplementation in pregnancy Figure B.4. Pregnant women receiving TT2+ Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 93 Figure B.5. Proportion of pregnant women tested for anemia Figure B.6. Pregnant women tested for syphilis 94 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure B.7. Birth deliveries in health facilities Figure B.8. Births delivered by skilled attendants Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 95 Figure B.9. Postnatal care within 7 days of delivery, for mothers Figure B.10. Prevalence of low birth weight 96 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure B.11. Measles vaccination, inside service area Figure B.12. Penta3 vaccination Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 97 Figure B.13. ANC partners’ HIV testing rate Figure B.14. Percentage of HIV-exposed infants receiving fi rst HIV test within 2 months after birth 98 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure B.15. Percentage of HIV-exposed infants initiated on cotrimoxazole within 2 months after birth Figure B.16. Percentage of couples HIV counseling and testing at ANC Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 99 Figure B.17. Contraceptive prevalence rate Figure B.18. Health facilities with RCH tracer drugs package 100 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure B.19. PE per capita in health Figure B.20. PE per capita in education Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 101 Figure B.21. OC per capita in health Figure B.22. OC per capita in education 102 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure B.23. Nurses per population, per 10,000 people Figure B.24. Doctors per population, per 10,000 people Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 103 Figure B.25. Assistant medical offi cers per 10,000 people Figure B.26. Proportion of health care workers that are female 104 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure B.27. Primary school student-teacher ratio Figure B.28. Secondary school student-teacher ratio Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 105 Figure B.29. Percentage of primary school students that are female Figure B.30. Percentage of secondary school students that are female 106 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Figure B.31. Percentage of primary school teachers that are female Figure B.32. Percentage of secondary school teachers that are female Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 107 APPENDIX C. INDICATOR DEFINITIO NS Table C.1. Selected health service utilization indicators for routinely collected data – PS3 evaluation Indicator title Indicator defi nition Indicator calculation Reporting frequency Report data source Date range available Antenatal care (ANC) coverage before 12 weeks gestational age Percentage of pregnant women who start ANC before 12 weeks of gestational age N: Number of pregnant women who start ANC before 12 weeks of gestation age*100 D: Estimated number of pregnant women Quarterly DHIS2 Q1 2014 – Q4 2018 Pregnant women attending ANC 4+ times Percentage of pregnant women who received antenatal care four or more times in a given time period. N: Number of pregnant women who received antenatal care four or more times*100 D: Estimated number of pregnant women. Quarterly DHIS2 Q1 2014 – Q4 2018 Prevalence of pregnant women receiving iron and folic acid (IFA) supplementation for 90+ days Percentage of pregnant women who received IFA for 90+ days N: Number of pregnant women who received IFA supplementation for 90+ days for a certain period of time D: Total number of pregnant women during the same period Quarterly DHIS2 Q3 2013 – Q3 2018 Pregnant women receiving TT2+ at ANC The percentage of women at the fi rst ANC visit who received the TT2+ vaccine N: Total number of ANC tetanus two 2+ doses*100 D: Total number of ANC fi rst visit Quarterly DHIS2 Q1 2014 – Q4 2018 Women tested for anemia at ANC The percentage of women at the fi rst ANC visit who were tested for anemia N: Total number of ANC hemoglobin tests done*100 D: Total number of ANC fi rst visit Quarterly DHIS2 Q1 2014 – Q4 2018 Women tested for syphilis at ANC The percentage of women at the fi rst ANC visit who were tested for syphilis N: Total number of ANC syphilis tests done*100 D: Total number of ANC fi rst visit Quarterly DHIS2 Q1 2014 – Q4 2018 Deliveries taking place in health facilities Percentage of deliveries taking place in health facilities N: Number of deliveries taking place in health facilities during a given period D: Total number of live births /deliveries during a given period Quarterly DHIS2 Q3 2013 – Q3 2018 108 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Indicator title Indicator defi nition Indicator calculation Reporting frequency Report data source Date range available Births assisted by skilled attendants** Percentage of births assisted by skilled attendants N: Number of births attended by skilled health personnel during a specifi ed period D: Total number of live births during the specifi ed period Quarterly DHIS2 Q1 2014 – Q4 2018 Mothers receiving postnatal care before 7 days Percentages of mothers who received postnatal care within seven days of childbirth (regardless of place of delivery) N: Number of mothers who received postnatal care within seven days of childbirth D: Total number of live births during the specifi ed period Quarterly DHIS2 Q3 2013 – Q3 2018 Prevalence of low birth weight Percentage of newborn registering less than 2.5 kg weight N: Number of newborns registering less than 2.5 kg weight D: Number of all live births Quarterly DHIS2 Q3 2013 – Q4 2018 Measles vaccination coverage Percentage of children under one year vaccinated against measles N: Total number of children under one year vaccinated against measles*100 D: Total number of children under one year targeted in the period Quarterly DHIS2 Q1 2014 – Q4 2018 Penta3 vaccination coverage Percentage of children under one received Penta3 vaccine in a given year or other period N: Total number of children under one year vaccinated 3 times against DPT￾Hb*100 D: Total number of children under one year targeted in the period Quarterly DHIS2 Q1 2014 – Q4 2018 ANC partners HIV testing rate Percentage of partners of ANC clients tested for HIV during the fi rst ANC visit N: Number of ANC client partners tested for HIV during the fi rst ANC visit D: Total number of fi rst ANC visits Quarterly DHIS2 Q1 2014 – Q4 2018 HIV-exposed infants receiving fi rst HIV test within 2 months after birth Percentage of infants who were exposed to HIV and were tested within 2 months N: Total number of HIV-exposed infants receiving fi rst HIV test within 2 months after birth*100 D: Total number of women tested HIV positive Quarterly DHIS2 Q1 2014 – Q4 2018 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 109 Indicator title Indicator defi nition Indicator calculation Reporting frequency Report data source Date range available HIV-exposed infants initiated on cotrimoxazole within 2 months after birth Percentage of infants who were exposed to HIV and started cotrimoxazole within 2 months N: Total number of HIV-exposed infants initiated on cotrimoxazole within 2 months after birth*100 D: Total number of women tested HIV positive Quarterly DHIS2 Q1 2014 – Q4 2018 Couple HIV counseling and testing at ANC Percentage of Couple HIV counseling and testing at ANC N: Total number of ANC clients who received HIV testing and counselling as a couple during the fi rst ANC visit D: Total number of fi rst ANC visits Quarterly DHIS2 Q1 2014 – Q4 2018 Contraceptive prevalence rate** The percentage of women aged 15-49 years, regardless of marital status, who have received at least one modern method of contraception from a health facility during the year, regardless of the method used N: Number of women 15-49 years of age who are currently using a modern contraceptive method*100 D: Number of women between 15 and 49 years of age in the catchment area Quarterly DHIS2 Q1 2014 – Q4 2018 Health facilities with RCH tracer drugs package Percentage of health facilities with RCHs tracer drugs package N: Total number of health facilities with RCHs tracer drugs package D: Total number of health facilities Quarterly DHIS2 Q1 2014 – Q3 2018 Personal Emoluments (PE) per capita in health The total amount spent on health personnel salaries per person in the population N: Gross salary in TZ Shillings received by all health sector civil servants in the LGA D: The number of people living in the LGAs Yearly CFR 2012–2017 PE per capita in education The total amount spent on education personnel salaries per person in the population N: Gross salary in TZ Shillings received by all education sector civil servants in the LGA D: The number of people living in the LGA Yearly CFR 2012–2017 110 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Indicator title Indicator defi nition Indicator calculation Reporting frequency Report data source Date range available Other charges (OC) per capita in health The total amount of other health sector-related expenditures per person in the population N: Total funding in TZ Shillings for other charges fl owing through LGA bank accounts for health D: The number of people living in the LGA Yearly CFR 2012–2017 OC per capita in education The total amount of other education sector-related expenditures per person in the population N: Total funding in TZ Shillings for other charges fl owing through LGA bank accounts for education D: The number of people living in the LGA Yearly CFR 2012–2017 Nurses per 10,000 people The number of nurses per 10,000 people in the population N: The number of nurses in the LGA*10,000 D: The number of people living in the LGA Yearly HRHIS 2012–2018 Doctors per 10,000 people The number of doctors per 10,000 people in the population N: The number of doctors in the LGA*10,000 D: The number of people living in the LGA Yearly HRHIS 2012–2018 Assistant medical offi cers per 10,000 people The number of AMOs per 10,000 people in the population N: The number of AMOs in the LGA*10,000 D: The number of people living in the LGA Yearly HRHIS 2012–2018 Health care workers that are female The percentage of health care workers that are female N: number of health care workers that are female in the LGA*100 D: Total number of health care workers in the LGA Yearly HRHIS 2012–2018 Primary school student-teacher ratio The ratio of the number of primary school students to the number of primary teachers N: Number of students enrolled in primary school D: The number of primary school teachers Yearly MOE BEST 2012–2013 NBS OPENDATA 2014–2015 PO-RALG BEST 2016–2018 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 111 Indicator title Indicator defi nition Indicator calculation Reporting frequency Report data source Date range available Secondary school student￾teacher ratio The ratio of the number of secondary school students enrolled to the number of secondary teachers N: Number of students enrolled in secondary school D: The number of secondary school teachers Yearly MOE BEST 2012–2013 NBS OPENDATA 2014–2015 PO-RALG BEST 2016–2018 Primary school students that are female The percentage of students enrolled in primary school that are female N: The number of female, primary school students*100 D: The total number of students enrolled in primary school Yearly MOE BEST 2012–2013 NBS OPENDATA 2014–2015 PO-RALG BEST 2016–2018 Secondary school students that are female The percentage of students enrolled in secondary school that are female N: The number of female, secondary school students*100 D: The total number of students enrolled in secondary school Yearly MOE BEST 2012–2013 NBS OPENDATA 2014–2015 PO-RALG BEST 2016–2018 Primary school teachers that are female The percentage of primary school teachers that are female N: The number of female primary school teachers*100 D: The total number of primary school teachers Yearly MOE BEST 2012–2013 NBS OPENDATA 2014–2015 PO-RALG BEST 2016–2018 Secondary school teachers that are female The percentage of secondary school teachers that are female N: The number of female, secondary school teachers*100 D: The total number of secondary school teachers Yearly MOE BEST 2012–2013 NBS OPENDATA 2014–2015 PO-RALG BEST 2016–2018 112 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report APPENDIX D. DATA SOURCES Service Utilization Data Sources DHIS2/HMIS DHIS2 is a health data management tool. Data entry is done for a list of data elements or in customized, user￾defi ned forms that are developed to mimic paper-based data capture forms. Th e major data source for DHIS2 is the routine aggregate data that health facilities collect using HMIS paper-based forms, which are then entered into the system at the district level and used to generate routine reports and indicators at the district, regional, and national levels. Th e data entry module is where data are manually registered in the DHIS2 database. Data are registered for a single organizational unit (a health facility), period, and set of data elements (dataset) at a time. A dataset often corresponds to a paper-based HMIS reporting form. Strengths DHIS2 can also be used to increase or enhance data quality at multiple points in time: 1. At the point of data entry: Checks can be made to ensure that data fall within acceptable minimum and maximum values for any given data element. Such checks help identify typing errors at the time of data entry. 2. After data entry: Users can defi ne validation rules, which can be compared against the data that have been entered to identify any validation rule violations. If there are any violations, staff responsible for entering data can determine if any actions need to be taken. Th ese types of checks help to ensure that data entered in the system are of good quality. Limitations Th ere are concerns about the quality of data collected in terms of completeness, accuracy, and timeliness. Th e data quality problem is exacerbated by the data collection burden placed on health care workers for transcribing data, as well as tallying and reporting data into the HMIS. With up to 16 registers and other reporting forms in use, some of which collect duplicative data, frontline health care workers face enormous data management challenges. Th ere are also challenges with denominators for calculating various indicators. DHIS2 uses the health facility as the lowest organizational unit for generating indicators. Denominators for calculating health facility￾level indicators are derived from census and population projections. Th e denominators may not be accurate. Indicators  ANC coverage before 12 weeks gestational age  Pregnant women attending ANC 4+ times  Prevalence of pregnant women receiving iron and folic acid (IFA) supplementation for 90+ days  Pregnant women receiving TT2+ at ANC  Women tested for anemia at ANC  Women tested for syphilis at ANC  Deliveries taking place in health facilities  Births assisted by skilled attendants  Mothers receiving postnatal care before 7 days  Prevalence of low birth weight  Measles vaccination coverage  Penta3 vaccination coverage  ANC partners’ HIV testing rate  HIV-exposed infants receiving fi rst HIV test within 2 months after birth  HIV-exposed infants initiated on cotrimoxazole within 2 months after birth  Couples HIV counseling and testing at ANC  Contraceptive prevalence rate  Health facilities with RCH tracer drugs package Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 113 Financial Data Sources Council Financial Reports (CFRs) CFRs provide and report LGAs’ fi nance information relating to own source revenue (OSR), cashbook balance, transfers and loans/borrowing and expenditures, both in summary and details, in a specially designed Excel template with each type of information completed on its sheet. Th e process of preparing CFRs by LGAs started in 2008/2009. For this particular evaluation, CFR data for all LGAs for six ears from 2012/2013 to 2017/2018 are involved. An Excel template is completed by the LGA and then submitted to the Regional Secretariat (RS) on a quarterly basis (within 15 days after the respective quarter’s end). At the RS level, individual LGA CFRs within the region are compiled and consolidated to produce a regionally consolidated LGA CFR. After completion of the compilation and consolidation by the RS, normally within two weeks, the regionally consolidated LGA CFRs are submitted to PO-RALG at the Directorate of Local Government, Local Government Finance Section for compilation and consolidation at the national level, and hence nationally consolidated LGA CFRs. Access to nationally consolidated LGA CFRs was granted by the Permanent Secretary—PO-RALG—and the evaluation team representative worked with three government staff members to clean, extract, and compile data from CFRs. Th e staff were appointed by the Assistant Director – Local Government Finance; i.e., one fi nance management offi cer, responsible for CFR at PO-RALG HQ and two fi nance management offi cers from Mtwara and Coast Regional Secretariats. CFRs are the main source of LGA information relating to fi nance, which is used for various purposes, inter alia, monitoring, control, and evaluation, and providing information on own-source revenue collection, transfers, and expenditures. Th e main users of CFRs are LGAs, RSs, PO-RALG, the Ministry of Finance and Planning (MOFP), and other sectoral ministries. Other users include development partners (DPs) who collaborate with the government on various matters relating to LGAs as well as particular interests on local government fi nance issues. Limitations  Several errors and mistakes in some data entered in the “CFR Excel template,” especially at the early years (3–4 years), caused by manual system for preparation of CFRs as well as high advanced Excel template, thus requiring training to key users. However, the situation improved continuously from year to year. Th is limitation has, however, been solved through PS3 support and beginning 2018/2019 the CFR preparation process became automated and CFRs are now produced automatically through the PlanRep System. Indicators  Personal emoluments (PE) per capita in health  PE per capita in education  Other charges (OC) per capita in health  OC per capita in education Human Resource Data Sources Human Resource for Health Information System (HRHIS) Managed by MOHCDGEC A software for collection, collation, and storage of HR for health information. In 2009, the MOH consulted with the University of Dar es Salaam to develop the software which tracks human resources for health information in the health sector. Th e system is being used by health secretaries at the district level for the day to day tasks of recording and reporting HR in the health sector. HRHIS has currently been rolled-out across Tanzania—it is fully operational and used in all district hospitals, regional hospitals, and referral hospitals in 114 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Tanzania, as well as health training institutions and ministry departments. Data from lower facilities is entered at the district level in the case of dispensaries and health centers. Records Management Th e system uses a records management module to control the collection of HR information such as personnel particulars, in-service trainings, and employees’ histories. In the data management module several forms are available for data entry depending on the type of employee. Th ese include: 1. Training institution employee form 2. Public employee form 3. Private employee form 4. Referral hospital employee form Limitations  Delays in entering new employee records  Delays in updating the history of employees  Exit date (day) of employee not recorded Indicators  Nurses per 10,000 people  Doctors per 10,000 people  Assistant medical offi cers per 10,000 people  Health care workers that are female Education Data Sources Basic Education Statistics in Tanzania (BEST) Managed by MOEST; data for 2012–2013 Between 2012 and 2013 education statistics were commissioned to diff erent consultants in various parts of the country who had the responsibility of gathering education information and submitting the same to the ministry of education for publishing. Data were collected, in paper form, from primary and secondary schools, and other education institutions. Limitations No raw data was found at the MOE, only limited secondary data that has been published was available. Due to diff erent consultants, the quality of the data depended on the vigor exhibited by the consultant and therefore the data lacked uniformity in quality. Th e majority of data were at the regional level. Indicators  Primary school student-teacher ratio  Secondary school student-teacher ratio  Primary school students that are female  Secondary school students that are female  Primary school teachers that are female  Secondary school teachers that are female Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 115 OPENDATA Managed by the National Bureau of Statistics; data for 2014–2015 Th is is an online basic statistics portal which contains data for diff erent sectors, including education. For the case of HR for education, OPENDATA gathers datasets from diff erent institutions under the education sector. Th e Basic Statistics Portal is managed by the Basic Statistics working group, comprising the National Bureau of Statistics. Limitations Th ere is no specifi c period for updating the portal, and the data have signifi cant gaps. Indicators  Primary school student-teacher ratio  Secondary school student-teacher ratio  Primary school students that are female  Secondary school students that are female  Primary school teachers that are female  Secondary school teachers that are female Basic Education Statistics in Tanzania (BEST) Managed by PO-RALG; data for 2016, 2017, and 2018 Data was retrieved from institutions under the jurisdiction of MOEST and PO-RALG. Th ese include: pre-primary, primary, secondary, teacher education, adult and non-formal education, as well as technical, vocational, and higher education institutions. Data is collected through annual census of these institutions using questionnaires. Filled-in questionnaires/forms are returned to the councils for data entry and processing. Data from technical, vocational, and higher institutions is collected directly by the Ministry. Population data is obtained from NBS, while examination data is obtained from the National Examination Council of Tanzania (NECTA). Frequency of Data Collection Data from higher education, technical, and vocational training institutions must be submitted by 15 February each year. Indicators  Primary school student-teacher ratio  Secondary school student-teacher ratio  Primary school students that are female  Secondary school students that are female  Primary school teachers that are female  Secondary school teachers that are female 116 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report APPENDIX E. SCOPE OF WORK MEASURE Evaluation is a MEASURE project funded by the U.S. Agency for International Development (USAID) under the terms of Leader with Associates Cooperative Agreement AIDOAA-L-14-00004. Views expressed in this report do not necessarily reflect the views of USAID or the U.S. government. MEASURE Evaluation Phase IV Updated Scope of Work and Country Work Plan Narrative: September 2017 – April 2019 Evaluation of the Tanzania Public Sector System Strengthening (PS3) Program Revised and Approved January 2018 MEASURE Evaluation University of North Carolina at Chapel Hill 400 Meadowmont Village Circle, 3rd Floor Chapel Hill, NC 27517 USA TEL: 919-445-9350 FAX: 919-445-9353 http://www.cpc.unc.edu/measure Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 117 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 2 Contents Introduction .......................................................................................................................................................... 3 Objective ............................................................................................................................................................... 4 Background: MEASURE Evaluation Phase IV ........................................................................................................ 5 4TZ-002: Evaluation of the Public Sector System Strengthening (PS3) Program in Tanzania .............................. 5 Year 2 Work Plan ............................................................................................................................................. 10 Proposed Timelines and Results ......................................................................................................................... 10 Budget Summary ................................................................................................................................................ 12 Staffing Plan and Management Plan ................................................................................................................... 13 Annex 1: Concept note/evaluation design ......................................................................................................... 16 Annex 2: Cancelled Deliverables and Benchmarks ............................................................................................. 25 118 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 3 Introduction This SOW is an update of a previously accepted SOW for evaluating the USAID funded Public Sector System Strengthening Project (PS3) in Tanzania. Originally designed and planned as an impact evaluation, we learned in mid-June 2017 that the Government of Tanzania had decided to expand PS3 interventions to reach national coverage. The expansion was expected to occur rapidly, and it was to cover the planned comparison areas for the impact evaluation, which rendered the original impact evaluation design invalid. During July￾September 2017, different evaluation design options were discussed with USAID/Tanzania, but most designs were infeasible given the new program conditions and availability of data. In September 2017, MEASURE Evaluation received new revised evaluation questions from USAID/Tanzania. These questions are answerable through an outcome evaluation that includes quantitative and qualitative components. This SOW has been fully revised -objectives, proposed methods, deliverables and benchmarks, as well as an updated concept note that respond to the new evaluation questions. Of the funds received $933,544, $206,877 has been expended. Background Despite rapid economic growth (7% per annum) and progress for some key health indicators, Tanzania has fallen seven positions in the UNDP’s 2014 Human Development Index over the last decade (1). Tanzania has one of the most rapidly growing populations globally at 2.7% per year, with the urban population growing approximately 5% per year (1). Tanzania also has poor living standards, particularly in rural areas, with national poverty and extreme poverty levels at 28.2% and 9.7% (1). The Government of Tanzania has set an ambitious target to reduce poverty significantly and become a middle-income country by 2025. However, to achieve this Tanzania will have to tackle numerous pressing health issues in its growing population. Despite progress, such as reductions in infant mortality rates, Tanzania still faces many health and social challenges. HIV/AIDS has had a serious social and economic impact on the country since the epidemic began over 30 years ago. This impact cuts across all health sectors and has resulted in the diversion of resources from other areas to HIV prevention, care and treatment (1). In 2011/2012, mainland Tanzania had an adult HIV prevalence of 5.3%, reflecting a significant decline in prevalence from 7% in 2003/2004 (2). In 2014, only 640,000 people received HIV/AIDS treatment (3) while approximately 1.5 million people were living with HIV (3). In addition to HIV/AIDS, Tanzania faces a significant burden from infectious diseases, such as malaria, which contributes to Tanzania’s infant mortality rate of 45 deaths per 1,000 live births (4). Though the national malaria prevalence by microscopy for children under five years of age was only 4.1% in 2011/2012, there was considerable variation by region, with prevalence in children under five in coastal and lakeside areas as high as 20.7% (2). Family planning is another health area that needs improvement to achieve Tanzania's 2025 goals. On average, only 32% of married women used a modern family planning method during the 2015 Tanzania Demographic Health Survey (TDHS). Total Fertility Rate (TFR) also remains high at 5.2, with approximately one-quarter of women wanting no more children (5). Further, malnutrition remains a significant problem in Tanzania. The 2015 TDHS shows that 34% of children under five experienced stunted growth (5). There is an urgent need to understand and overcome these health challenges in order to achieve broader national health goals. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 119 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 4 The “Decentralization by Devolution” policy (D-by-D) was passed under Tanzania’s Local Government Reform Act in 1996, initiating the decentralization of public sector planning and service delivery from the central government to the local governance system (6). The aim of the “D-by-D” policy was to bring decision making for resource allocation and services to the local level so that local needs were better addressed, and local people could actively participate in the decision-making process (6). However, the “D-by-D” policy has resulted in many challenges at the local level, stemming from inefficiencies in service delivery related to inadequate financing and financial management skills, poor coordination, communication, unclear scopes of work (SOW) for district stakeholders, and failure to completely decentralize all core functions to the Local Government Authorities (LGAs). These inefficiencies extend across all aspects of local governance, such as health service delivery, agriculture, infrastructure, and education. Therefore, they must be addressed if Tanzania is to meet its developmental goals. In response to these systems-level gaps resulting from decentralization, USAID funded the Public Sector System Strengthening (PS3) project in Tanzania. The overall objective of the PS3 project is to support the Government of Tanzania (GOT) in strengthening the public-sector system to promote the delivery, quality and use of services, particularly for underserved populations. There is an emphasis on system strengthening and improving quality of services for priority health areas (e.g. HIV/AIDS, maternal and child health, TB, malaria) as well as improving key multi-sectoral components at the local government level related to agriculture, infrastructure and education. Specifically, the PS3 project aims to improve public services and outcomes by strengthening national and district capacity in the following areas: governance and citizen engagement, human resources, financial management and information systems. There is a paucity of information, both nationally and globally, regarding the efficacy of interventions to address system-level gaps and capacity shortcomings. In 2012, an article by Adam and colleagues reviewed recent evaluations of health systems strengthening programs, but found that few evaluations were comprehensive across multiple health system building blocks and few included evaluation designs that considered the complex nature of the programs (7). This evaluation will fill present knowledge gaps by supplying critical information about the impact of systems strengthening interventions such as Public Sector System Strengthening (PS3). By contributing to the country’s evidence base of successful systems strengthening activities, the proposed evaluation will help to ensure that high quality public services are available to and meeting the needs of Tanzanians. It will also ensure that strong public systems are in place to enable Tanzania to meet its economic and development goals. Objective Based on discussions with the USAID/Tanzania and USAID/Washington teams, this scope of work proposes an outcome evaluation of the PS3 program with the goal of examining changes in the uptake of health services as well as in human resources and finance systems operational indicators in PS3 regions. PS3 is a system-level intervention that seeks to improve the public system's operational capacity with the ultimate objective of improving service delivery of public services and population health. This evaluation will use data from routine information systems to conduct an analysis of pre-and-post￾program changes over time and trends of finance, human resources and service delivery outcomes in 120 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 5 PS3 areas. Quantitative evaluation findings will be contextualized using qualitative methods. Qualitative methods will also be used to assess stakeholders’ perceptions of the performance of PS3. Background: MEASURE Evaluation Phase IV The primary objective of MEASURE Evaluation is to enable countries to strengthen their systems to generate high quality health information that is used for decision making at local, national and global levels. MEASURE Evaluation applies a systems approach to achieve this objective in a sustainable way. One application of this approach is to increase capacity for rigorous evaluation. MEASURE Evaluation’s results framework reflects the overarching implementation strategy whereby the project works through distinct activities to achieve results. Achievements in the four result areas shown below contribute to the overall project objective. Result 1: Strengthened collection, analysis and use of routine health data; Result 2: Improved country-level capacity to manage health information systems, resources and staff; Result 3: Methods, tools and approaches improved and applied to address health information challenges and gaps; Result 4: Increased capacity for rigorous evaluation. MEASURE Evaluation’s work under this SOW will address Results 3 and 4. The work described in this activity will enhance the capacity of local and regional organizations by providing opportunities for formal training and experiential learning. First, we will strive to work with in-country partners to help gather systems-level information for the quantitative evaluation and micro-level information for the quantitative analyses. For the former, we will work with in-country subcontractor to develop their skills in collecting, maintaining and preparing systems-level data and qualitative data for outcome evaluation. Second, to the extent possible, we will involve those counterparts in the process of data analysis, so that they can learn the analysis methods and become familiar with the tools (e.g. computer programs). Next, we will use the study design, data collection, and analysis phases as opportunities for experiential learning for our local data collection partners. The experiential learning processes in both cases will be augmented with workshops on the methodologies used in the quantitative and qualitative analyses. The work under this SOW will also address Result Area 3. 4TZ-002: Evaluation of the Public Sector System Strengthening (PS3) Program in Tanzania Activity Leader: Gustavo Angeles Other Staff: Lisa Calhoun, Jessica Fehringer, and Peter Lance, TBD Objectives: Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 121 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 6 1. Conduct an outcome evaluation to examine to what extent the uptake of health services (and related indicators of service utilization, coverage of health services, quality of services and access) changed over time in PS3 regions and to examine to what extent LGAs human resources and financial systems strengthened in the same PS3 regions; 2. Determine whether there are differences in the changes over time observed in certain groups of LGAs versus others (e.g., those receiving PS3 versus those in non-PS3 regions but receiving similar interventions from the government or from other development agencies; those PS3 LGAs receiving the “robust” PS3 package of services versus the “standard” PS3 package; or those with different timing of implementation); 3. Use qualitative approaches to contextualize changes observed in different groups of LGAs and assess stakeholders’ perceptions of the performance and impact of PS3 on different aspects of service provision, governance and citizen engagement; 4. Inform policy formation and subsequent systems-level program designs beyond the PS3 program. Background: PS3 is a system-level intervention, which began in mid-2015 and is aimed at strengthening the devolved (decentralized) public system to provide quality services. The PS3 project works with LGAs to strengthen their systems, particularly their governance, financial, information and human resources systems. PS3 will operate in 93 LGAs, which fall within 13 targeted regions in mainland Tanzania. The PS3 program is strongly aligned with the objectives of both USAID/Tanzania and the Government of Tanzania, and, therefore, the success of these objectives and national health policy goals rests in large part with the success of efforts under the PS3 program to improve system capacity to deliver health and other multi-sectoral services. Systems-level interventions are increasingly important in global health thinking and strategy development. Decentralization of services and systems is also increasingly important. It is a challenge to evaluate the impact of systems-level interventions in part because the systemic nature of the intervention makes it difficult to find a control group against which to assess impact. MEASURE Evaluation hypothesizes that: first, if PS3 provides technical assistance to better manage financial resources, then the LGA-level financial system will be strengthened and will have better performance; second, if the human resources systems are strengthened, then there will be improved availability of human resources in the targeted LGAs; and third, if public systems are strengthened, then the LGAs’ delivery of health services will be improved as demonstrated by changes in specific HSS outcomes . This activity as originally conceived has been changed at the request of the USAID/Tanzania, given changes in the implementation in the PS3 program. Implementation of PS3 program components has been rapidly scaled up at the national level meaning that there is no longer a suitable comparison group and thus invalidating the evaluation as previously designed. In response to these programmatic changes, MEASURE Evaluation proposes to undertake an outcome evaluation of the PS3 program, as detailed in this scope of work. For a list of cancelled deliverables and benchmarks, please see Annex 2. 122 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 7 Methods Quantitative MEASURE Evaluation will extract data from routine information systems and conduct an analysis to examine how key service delivery and operational outcomes have changed over time. We will assess data from the time frame ranging from 2013 to 2018. This window includes a PS3 pre-implementation phase (2013 – July 2015)1 and a PS3 implementation phase (July 2015 – 2018)2 which could potentially be divided into early- and late-phase implementation categories. Data will be collected from all LGAs of the country. National, LGA-level data will allow us, first, to identify the LGAs in the PS3 regions and to examine how they, as a group, have changed over time. We can then examine if the observed changes in the PS3 regions vary relative to changes in LGAs where the government or other donors are implementing similar HSS interventions3 . We will also examine variations in changes over time for subsets of LGAs, for instance, we will compare those receiving the “robust” PS3 package of support versus those receiving the “standard” package. To conduct the analysis, we will use a multi-year multi-group difference-in-differences (DID) modeling approach, which provides great flexibility to examine how trends over time differ for different groups of LGAs. The DID approach would also allow to examine changes in the trend before and after the program was implemented. Routine information systems data will be compiled retrospectively and prospectively. Several key data sources will be utilized, including databases with indicators related to human resources (HCMIS/Lawson, PlanRep, BEMIS), finance (EPICOR, PlanRep), health (DHIS2/HMIS, PlanRep), and information systems (all systems). For data systems in which direct access will not be granted, such as EPICOR and HCMIS/Lawson, reports with specific indicators at the LGA level will be requested. Once the complete time series has been constructed, prospective data will be collected as it becomes available. Gaps and inconsistencies in data will be assessed in-country, and, where possible, efforts will be made to correct any issues encountered. MEASURE Evaluation will submit a final report summarizing the findings in April 2019. 1 We will use 2013 as the starting point because that is the year when DHIS2 transitioned completely to an electronic system which facilitates accessing and processing the data. It also provides about 1.5 to 2.5 years of data prior to the PS3 project inception. 2 We use 2018 as the upper year for the analysis only because MEASURE Evaluation ends in mid-2019 and can only collect data through the end of 2018. However, given that PS3 ends in 2019, we strongly recommend the Mission continue collecting data through the end of 2019 and to conduct the analysis right after PS3 conclusion through a different contractual mechanism. That will allow more time for the PS3 interventions to generate changes in relevant outcomes. 3 We recommend comparing PS3 regions to other 2 or 3 areas, as to make it substantive, simple and feasible to implement and to interpret in the empirical quantitative model. The definition of the groups to include in the analysis will be discussed with USAID. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 123 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 8 It will be necessary to engage in-country collaborators to collect, compile and review all data from routine information systems. A request for proposals (RFP) was issued and an in-country partner, Health and Developmental International Consultants (HDIC), was selected from the pool of applicants. A key activity for HDIC will be to apply for and obtain ethical review approval for the study as well as obtain approval letters from the Government of Tanzania (GOT) to access all relevant information systems. Once all approval letters are obtained and permissions are in place, information systems data will be compiled, reviewed and analyzed. In addition, we will compile an indicator guide for the key set of indicators for this evaluation. The indicator guide will include the definition of each indicator, the source(s) of information, how the indicator is calculated, frequency of reporting, and any specific procedures that the information systems use to compile and aggregate data to calculate the key indicators. We will also undertake a search and review of any data quality assessments (DQA) for the key indicators of interest. This will require us to examine DQAs that exist for each of the information systems of interest. We will summarize the findings of any DQAs that have been undertaken as they pertain to the indicators of interest. There are several key and potentially challenging steps in carrying out this evaluation. First, obtaining approvals to retrieve data from the information systems may be challenging. Approval letters from each individual GOT office are required for each information system. This process will likely take some time, networking and commitment. Thus, support from USAID may be requested to facilitate meetings with key figures in the GOT to obtain necessary approvals to access the data. Second, even after receiving approval letters, obtaining access to data may be challenging. The evaluation design explicitly requires aggregate, LGA-level data, meaning that there is no need to obtain any sensitive individual-level data. Some of the databases which we require information from, such as HCMIS, contain sensitive information at a more disaggregated level. Our data requirements will be made clear to all GOT offices. Qualitative The qualitative component will provide evidence for the evaluation as well as implementation monitoring and program development purposes. We plan (pending protocol re-development) for qualitative data collection to include key informant interviews and focus group discussions4. Key informant interviews and group discussions will be held with stakeholders, focusing on LGA-level government, but also including program, regional administration and national government staff, as well as non-state actors (such as the private sector and civil society organizations) that require access to and services from the public sector. Interviews and discussions will seek to understand the challenges and motivations involved in public systems management, potential solutions and perceptions of whether PS3 has addressed these challenges; gather views on activity implementation and components that worked well versus those that did not work well and understand the reasons for each; and assess 4 We can only conduct qualitative data collection and analysis in 2018 because MEASURE Evaluation ends in mid-2019. However, given that PS3 ends in 2019, we strongly recommend the Mission conducts another round of qualitative data collection and analysis after the program ends through a different contractual mechanism. That will allow more time for the PS3 interventions to generate changes in relevant outcomes. 124 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 9 perspectives on public systems strengthening and health service outcomes. We will also conduct focus group discussions to explore the community’s experience with and attitudes towards accountability of and citizen engagement in health planning and monitoring and perceptions of health service quality and responsiveness and any recent changes in quality. In addition, MEASURE Evaluation will review program monitoring data, which will be critical to understanding whether the interventions were implemented as planned, as changes in implementation could affect the causal chain leading to the outcomes. Program monitoring data review will also aid in understanding challenges and successes of the activities as they evolved over time. We will contact the program staff regularly to collect program monitoring data and to ask about any changes in implementation plans and reasons behind changes. For qualitative data collection, the evaluation will work with the same local collaborator as contracted for the quantitative data collection. Similar to the quantitative component, letters of support or approval from individual agencies will be required in addition to the basic ethical approval. These letters will facilitate the participation of stakeholders in key informant interviews. After letters and ethical approval are secured, data collection will take place, followed by analysis and reporting. In addition, we will track implementation of the PS3 interventions in the project LGAs as well as implementation of PS3-like programs in the rest of the country. In the rapid expansion of the PS3 program, several other organizations, including the Government of Tanzania, have taken over implementation of PS3 interventions in specific geographic areas. We will keep track of which group or organization is implementing the program, where they are implementing it, what specific components of the program they are implementing and the time frame of implementation. This will also be undertaken for other PS3-like programs, which are programs that are implementing similar public-sector systems strengthening activities. Gender Integration USAID and PEPFAR require gender integration throughout the program cycle. Under this evaluation, we will ensure that gender is integrated into data collection, analysis, and reporting, as applicable. For example, under the quantitative component, when data is available disaggregated by sex, we will investigate potential differences in outputs/outcomes by sex. Similarly, under the qualitative component, qualitative tools and data analysis will explore potential differences in program implementation and outputs/outcomes related to gender. Also, qualitative data collection will explore with stakeholders their perceptions of the gender integration work carried out by PS3. This document covers the revised SOW and workplan for activities in year two, including: completion of the year 2 work plan, revision of the overall evaluation design, the collection of qualitative and quantitative data in 2018; quantitative analysis; report development, including qualitative analysis and quantitative; and a dissemination meeting. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 125 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 10 Year 2 Work Plan Summary: The proposed workplan describes the benchmarks necessary to assess progress in conducting the evaluation, workplan and deliverables, including the collection of qualitative data, compilation of quantitative data, data analysis, and completion of the report. Benchmark 1.1: Workplan for Year 2 completed Benchmark 1.2: Evaluation design finalized Benchmark 1.3: Qualitative data collection completed Benchmark 1.4: Debrief on qualitative data collection carried out Benchmark 1.5: RHIS and supplementary quantitative data collection completed Benchmark 1.6: Report completed Benchmark 1.7: In-country presentation of quantitative and qualitative findings Benchmark 1.8: Transition and closeout. About Benchmark 1.8 (Transition and closeout): MEASURE Evaluation will coordinate with the organization identified by the Mission the transfer of data and associated documentation (including qualitative tools) for the continuation of the evaluation through the end of the PS3 project. It is recommended that coordination start at least 6 months in advance of MEASURE Evaluation completion of activities. The transition process will include orienting the identified partner to the evaluation protocol, methodologies, and study tools as well as providing an opportunity for the incoming team to build partnerships with the organizations involved in this project and evaluation. In addition, the identified organization will be present for the in-country presentation of qualitative and quantitative findings. 126 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 11 Proposed Timelines and Results Timeline5 : Since this activity is funded under MEASURE Evaluation Phase IV, all fieldwork must end by April 2019. (MEASURE Evaluation ends June 2019). Therefore, the workplan and timeline covers activities through April 2019. Due to the changes in the evaluation design, the list of benchmarks and deliverables has been updated below. For a list of cancelled deliverables and benchmarks, please see Annex 2. Benchmarks Responsible Person(s)/Enti ty Q5 Oct - Dec 17 Q6 Jan￾Ma r 18 Q7 Apr -Jun 18 Q8 Jul – Sep 18 Q9 Oct￾Dec 18 Q10 Jan￾Mar 19 Q11 Apr 19 Deliverables 1.1 Workplan for Year 2 completed X Year 2 workplan approved 1.2 Evaluation design finalized MEASURE Evaluation X Evaluation protocol 1.3 Qualitative data collection completed MEASURE Evaluation In-country subcontractor X 1.4 Debrief 6 on qualitative data collection carried out MEASURE Evaluation In-country subcontractor X Presentation 1.5 RHIS and supplementary quantitative data collection completed MEASURE Evaluation In-country subcontractor X 1.6 Report completed MEASURE Evaluation X Final report 1.7 Presentation of findings MEASURE Evaluation X Presentation 1.8 Transition and close out MEASURE Evaluation X X X Data transfer completed Qualitative tool transfer completed 5 The timeline is subject to discussion and approval of this SOW by the Mission. 6 This responds to the Mission’s need for rough early findings so as to inform design of the follow-on to PS3 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 127 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 12 Budget Summary This budget covers the 19-month period from October 2017-April 2019. Based on recent discussions with USAID/Tanzania and the PS3 program, adjustments to the timeline and budget have been made to accommodate personnel time, subcontracting of in-country consultants to support the quantitative work and travel to Tanzania. 7 Items Assumptions Amount $USD Personnel 38.3 mos.8 . LOE for technical support (Senior Health Economist (3.2), Health Economist (.4) Quantitative Component Manager (2.4) Qualitative component manager (3.2), two research managers/analysis (4.6), one graduate assistant (6); HQ support (.5) Local Research coordinator: (15); Quantitative Analyst (3). 418,705 Travel Eight trips total (1-3 people for 10 days each trip) from Chapel Hill to Dar es Salaam, with internal travel budgeted as well. ----- -Three trips for the evaluation design meeting and training for qualitative and quantitative data collection; -One trip for qualitative debrief meeting; and -Three trips for data analysis and dissemination in Tanzania -plus, local travel in Tanzania. 169,514 Subcontracting* Local research contract for data collection, cleaning and initial analysis. 51,7099 ODC Communication costs, publication costs, meeting costs 86,735 Total $726,662 7 MEASURE Evaluation has received $933,544 in funds for this activity. $206,877 has been expended, including advance payment to the subcontractor. That contract and budget will be revised once this workplan is approved. 8 Please note this level of effort is an estimate, pending final budgets, an estimated 18 months of local MEASURE Evaluation staff (Research Coordinator and Quantitative Analyst). 9 There is already a subcontract in place, though the initial subcontract will require modification. ` 128 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 13 Staffing Plan and Management Plan Name Role/Title Technical/Managerial Focus Country based staff TBD Research Coordinator Coordinate the indicator selection, data collection, permits, coordination of data analysis w UNC TBD Quantitative Research Analyst Work with the local contractor and Mission in data quantitative data analysis. US-based Advisors Gustavo Angeles Senior Health Economist and Evaluation Point-of￾Contact (POC) Principal Investigator and Activity Lead Lisa Calhoun Quantitative Component Manager Management of quantitative data collection and analysis Jessica Fehringer Qualitative Component Manager Co-Principal Investigator, qualitative lead Peter Lance Health Economist Advisor for evaluation design and data analysis Ann Marie Fitzgerald Country Portfolio Manager Project management Data manager or analyst, TBD Data manager/analyst Data management and analysis Qualitative research analyst, TBD Qualitative Research Analyst Qualitative data management and data analysis Gustavo Angeles, PhD is the Activity Lead and Senior Evaluation Advisor for the PS3 evaluation. His responsibilities for this work include development of the overall evaluation design, with a particular focus on design of a rigorous quantitative component. He will oversee information collection for the quantitative component and carry out data analysis. He will produce a report describing evaluation findings (and aim for publication). He is a health economist and faculty member of UNC’s Gillings School of Public Health, and a Fellow at the Carolina Population Center. He has over 20 years of experience evaluating health and social development programs in Latin America, Africa and Asia and is currently Senior Evaluation Advisor of MEASURE Evaluation, where he leads the impact evaluation of the USAID/Guatemala Western Highland Integrated Program, and co-leads impact evaluations of two health Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 129 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 14 programs in Bangladesh. He also participates as an instructor on a number of training and capacity building activities on impact evaluation conducted in Mexico, South Africa, India and Nepal. With UNICEF and 3ie funding, he is currently co-investigator for the impact evaluations of Malawi’s Social Cash Transfer Program and Zimbabwe’s Harmonized Social Cash Transfer Program. He has ample expertise in social cash transfer programs from his current work in Malawi, Ghana and Zimbabwe, and the mid-term evaluation of Mexico’s PROGRESA/Oportunidades program he led when he was Director of the Center for Evaluation Research and Survey in Mexico’s National Institute of Public Health (INSP) in 2010-2011. Dr. Angeles worked on impact evaluations of Mexico’s Secretary of Social Development cash transfers to the elderly and childcare support to poor working mothers’ programs, both with 3ie funding. He served as Deputy Director of MEASURE Evaluation (2000-2010), providing strategic and technical advice to USAID on evaluation and capacity building. In that role, he was technical lead of health program evaluations in Bangladesh, Tanzania, Indonesia, Nicaragua, Paraguay, Mexico, Ecuador and Peru. Additional research includes measurement and estimation methods for impact evaluations of health programs. Lisa Calhoun, MPH, is the Quantitative Component Manager for the PS3 Evaluation. She is responsible for the development and implementation of the quantitative component of the PS3 Evaluation. Her responsibilities include development of a framework for collecting quantitative data; oversight of the collection of quantitative data and information; liaising with key stakeholders in Tanzania to obtain quantitative data; and the organization and development report describing findings (and aim for publication). She will also work closely with the data manager and principal investigators to clean analyze and report on evaluation findings. Ms. Calhoun has more than 10 years’ experience in international health research and evaluation with a focus on maternal and child health. Most recently, at the University of North Carolina at Chapel Hill (UNC), she provided technical oversight and management of an impact evaluation of family planning programs in India and Kenya. Prior to her work at UNC, Ms. Calhoun lived and worked in East Africa as a Fulbright Scholar, at the U.S. Centers for Disease Control and Prevention and the University of California San Francisco, and the Carter Center, where her research focused on infectious diseases such as malaria, guinea worm disease and HIV/AIDS. Ms. Calhoun has a MPH in Epidemiology from the University of Michigan. Jessica A. Fehringer, PhD, MHS, is the Qualitative Component Manager. Her responsibilities for this work include management and design of all aspects of the qualitative component, including tool design, training and collaboration with the qualitative local research partner; oversight of analysis; and report generation. Dr. Fehringer is responsible for the oversight of gender-related research activities as well as for leading or co-leading several evaluation and research projects in South Asia and sub-Saharan Africa. She has a PhD from Johns Hopkins University School of Public Health in Population, Family and Reproductive Health. She has worked in international public health for over 15 years, has designed, and implemented qualitative and quantitative research and evaluation in South and Southeast Asia, South America, and sub-Saharan Africa. She is currently leading a quasi-experimental mixed methods evaluation examining the MNCH/FP and health service impacts of integrating gender and social inclusion 130 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 15 into health governance activities in Nepal; leading an experimental impact evaluation of a household economic strengthening and HIV health services project in Rwanda; and acting as gender advisor and qualitative lead for the design and survey implementation of a mixed methods quasi-experimental evaluation examining the gender dimensions of impacts of ground nut value chain interventions in Zambia. Peter M. Lance, PhD is an economist. He will provide advice for the development of the quantitative design; oversee information collection for the quantitative component; and will participate in the production of a report describing findings (and aim for publication). Dr. Lance earned his PhD in Economics from the University of North Carolina at Chapel Hill with a focus on health, econometrics and economic development. Since earning his PhD, Dr. Lance’s work has focused on program impact evaluation, modelling of health behaviors and outcomes and survey sampling. He has served as a sampling expert and analyst at all phases of many surveys. His work has involved China, India, Thailand, Bangladesh, Nigeria, Senegal, Kenya and Indonesia. Data Manager/Analyst (TBD). S/he will manage data, produce tables, and assist with report writing. Qualitative Data Analyst (TBD). S/he will assist with data collector training, help monitor data collection, contribute to qualitative data analysis and assist with report writing. Ann M. Fitzgerald, MPH, MSTOM is the UNC Country Portfolio Manager (CPM) for Tanzania. Ms. Fitzgerald will monitor compliance with MEASURE Evaluation Phase IV Agreement conditions and approved work plan deliverables. Ms. Fitzgerald has more than 30 years of experience in the field of international health and development as chief of party and technical advisor. Her technical areas of experience include integrated HIV policy, prevention and NGO strengthening; social and behavior change communication and youth programming. Her skill sets include operations research, survey planning and implementation, capacity building and training, and integrated approaches to health and medicine, project management and contracts. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 131 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 16 Annex 1: Concept note/evaluation design COP16 Impact Evaluation Concept Note USAID Tanzania REVISED Oct 20, 2017 IE Title: Evaluation of the Public Sector System Strengthening (PS3) Program in Tanzania Name of program/intervention being evaluated: Public Sector System Strengthening (PS3) Program Principal investigator: Gustavo Angeles, PhD, MEASURE Evaluation, University of North Carolina (Contact: gangeles@email.unc.edu) Country team contacts: Shannon Young/USAID shyoung@usaid.gov Jonathan Young/USAID jwyoung@usaid.gov Todd Koppenhaver/USAID tkoppenhaver@usaid.gov Moses Busiga/USAID mbusiga@usaid.gov Implementing Agency: USAID Implementing mechanism (evaluation): MEASURE Evaluation (Contact: heidi_reynolds@unc.edu) Implementing mechanism (PS3 intervention): Abt Associates Start and end dates of agreement for the IE implementing mechanism: Start date: July 1, 2014 End date: June 28, 2019 132 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 17 Specific Aims PS3 is a system-level intervention that seeks to improve the devolved public system’s operational capacity with the ultimate objective of improving the delivery of public services. MEASURE Evaluation will extract data from routine information systems and conduct time series analysis at the Local Government Authority (LGA)-level to understand how system-level indicators related to human resources, finance and health service utilization have changed over time in PS3 regions; MEASURE Evaluation will also examine if there are differences in the changes over time observed in LGAs of PS3 regions and in LGAs where the government or other agencies implement similar PS3-like system strengthening interventions. Key informant interviews and focus group discussions with stakeholders and focus group discussions with community members will be held to contextualize the quantitative results for a more comprehensive understanding of the PS3 program outcomes and illuminate potential causal mechanisms associated with the observed outcomes, as well as to assess the quality of implementation. Specifically, MEASURE Evaluation seeks to answer the following questions: 1. In PS3 regions, to what extent the uptake of health services (and related indicators of service utilization, coverage of health services, quality of services and access) changed over time? 2. In PS3 regions, to what extent were financial and human resource systems strengthened over time? 3. Are there differences in the changes over time observed in certain groups of LGAs versus others (e.g., those receiving PS3 versus those in non-PS3 regions but receiving similar interventions from the government or from other development agencies; those PS3 LGAs receiving the “robust” PS3 package of services versus the “standard” PS3 package; or those with different timing of implementation) 4. How do stakeholders perceive the performance and impact of PS3 on different aspects of service provision, governance and citizen engagement? The operational outcomes of interest will focus on the human resources and finance systems of the LGAs that are targeted by the key components of PS3 intervention. Service delivery outcomes considered will be primary services provided by the LGAs, such as MNCH, HIV/AIDS, malaria and TB. We will examine service utilization, coverage of health services, quality of services and access, to the extent that relevant indicators on those service aspects are available in routine information data sources of the country. The underlying hypotheses to be examined in this evaluation are, first, if PS3 provides technical assistance to better manage financial resources, then the LGA-level financial system will be strengthened and will have better performance; second, if the human resources systems are strengthened, then there will be improved availability of human resources in the targeted LGAs; and, third, if public systems are strengthened, then the LGAs’ delivery of health services will be increased. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 133 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 18 Quantitative methods: MEASURE Evaluation will utilize data from routine information systems to conduct an analysis to understand how key human resources, finance systems, and service delivery indicators have changed over time before and after the implementation of PS3. Given that the PS3 project works at the LGA-level to strengthen their systems, we will collect and compile data from several information systems at the LGA-level for outcome monitoring over time. Data will be collected from all LGAs in the country, and from 2013 to 2018. This will allow us to examine changes before-and-after program implementation and across subsets of LGAs. National, LGA-level data will allow us, first, to identify the LGAs in the PS3 regions and to examine how they, as a group, have changed over time; then, second, we will examine if any observed changes in the PS3 regions vary relative to the changes in LGAs in non-PS3 regions where the government or other development agencies are implementing similar systems strengthening interventions. Third, we will also examine variations by subsets of LGAs, such as those LGAs which receive the “robust” package of PS3 support compared to those LGAs that will receive the minimum “standard” package of PS3 support. We could also consider creating groupings based on the timing of implementation, such as LGAs that received early implementation of PS3 versus those that received later implementation of PS3. We will monitor indicators from 2013 to 2018 to examine if there are any changes in the trend at the time of the introduction of the PS3 interventions. This time frame includes a PS3 pre-implementation phase (2013 – July 2015) and a PS3 implementation phase (July 2015 – 2018)10. To conduct the analysis of trends we will use a multi-year multi-group difference-in-differences (DID) modelling approach. This modelling framework provides great flexibility to examine trends over time for each of different groups of analysis and to examine differences of those trends between groups. It also allows to examine if there were changes in trends before and after the program was implemented. This analysis will show if observed trends in indicator change significantly over time and whether these trends are positive or negative. This analysis will be conducted in the statistical software Stata. Data will first be extracted from routine information systems, cleaned and imported into Stata. In addition, we will compile an indicator guide for the key set of indicators for this evaluation. The indicator guide will include the definition of each indicator, the source(s) of information, how the indicator is calculated, frequency of reporting, and any specific procedures that the information systems use to compile and aggregate data to calculate the key indicators. We will also undertake a search and 10 We will use 2013 as the starting point of the analysis because that is the year when DHIS2 transitioned completely to an electronic system which facilitates accessing and processing the data. It also provides about 1.5 to 2.5 years of data prior to the PS3 project inception. We use 2018 as the upper year for the analysis only because MEASURE Evaluation ends in mid-2019 and can only collect data through the end of 2018. However, given that PS3 ends in 2019, we strongly recommend the Mission continues collecting data through the end of 2019 and to conduct the analysis right after PS3 conclusion through a different contractual mechanism. That will allow more time for the PS3 interventions to generate changes in relevant outcomes. 134 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 19 review of data quality assessments for the key indicators of interest. This will very likely require examining existing data quality assessments for the each of the information systems containing the key indicators. We will summarize the findings of any DQAs that have been undertaken as they pertain to the key indicators. Results framework and indicators: The operational and service indicators which will be utilized for the time series analysis are driven by the results framework for the PS3 program (Figure 1). The results framework shows the expected relationship between program exposure and the outcome measures. The program is expected to promote the delivery and use of health services, such as increasing the numbers of people tested and treated for HIV and other communicable diseases, through strengthening and supporting government systems related to the following components: governance and citizenship engagement, human resources, finance and information systems. Broadly, these are proximate LGA￾level capacity indicators and the ultimate outcome of LGA-level service use. Figure 1. PS3 Results Framework (source: PS3 Year 2 workplan) A preliminary short list of proposed indicators by area are listed below. Additional indicators will be explored and included in the analysis once availability of data has been confirmed. 1. Human resources: a. Percentage of targeted LGAs with nurse/nurse-midwife ratio >= 3/10,000 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 135 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 20 b. Percentage of targeted LGAs with pupil-teacher ratio <= 45 in primary schools c. Proportion of approved permits that are vacant, by sector 2. Finance: a. Percentage of targeted LGAs with clean audit reports b. Percent change in own source revenue generation in targeted LGAs Budget execution rate by LGA (by sector) c. Percentage of public payments made through contracts with private providers d. Percentage of approved budget transferred from national level to LGA level 3. Health service delivery a. Numbers of persons living with HIV (adults and children) newly initiated on treatment (ART) by LGA b. Antenatal care visit coverage by LGA c. Proportion of OPD confirmed malaria cases by LGA Data sources: Tanzania has numerous routine sources for LGA-level data to support this evaluation. These include the PlanRep, DHIS2/HMIS, EPICOR, HCMIS/Lawson, and BEMIS databases. Table 1 describes these data sources and the routine information included in the database. We will also obtain information outputted from the above-mentioned databases to collect indicators that USAID/Tanzania deems critical but are not presently available to us in established routine data systems. We will collect routine data from 2013 to present in order to cover the pre-implementation time period (2013-July 2015) as well as the program implementation period (July 2015-present). This evaluation relies heavily on data from existing routine information sources, which is why the budget is not higher. However, some de novo data collection of qualitative data will be needed, as explained in detail below. Threats to validity: We do not anticipate problems with retention in the study because the unit of analysis is the LGA, and the data is routine existing data. Inadequate exposure to PS3 is a possibility, but exposure will be carefully monitored by the intervention implementing partner for PS3, Abt Associates. It’s possible that the quality of the routine data to be used is so low that it will present challenges for use in the DID modelling framework. Table 1. Data sources, frequency of data collection and information available Data sources Frequency of data collation Information contained in data sources Outcomes Summary of information availability DHIS2/HMIS Monthly Information on: infectious diseases (HIV, TB, Malaria), MNCH, IPD, OPD, tracer Medicines, HR, GBV, cervical cancer, and other aggregate routine data, etc. Proximate outcomes related to HR Complete information in DHIS2 from 2013 to present (some 136 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 21 Intermediate outcomes related to service use in excel some in database) 2012 and earlier will be in Excel Hard copies of disaggregated data available EPICOR Monthly Detailed information on LGA level budgets and expenditures, can be disaggregated by category of expenditure Proximate outcomes related to Finance System rolled out in 2012, prior to this will be Excel Likely can receive outputs from the system but not access to the system Reasonable quality data PlanRep Yearly Information on: Plans for MNCH, IPD, OPD, training institutions, CBI, status of health facilities, P4P annual performance indicators, HRH, drugs & supplies, sources of funds, Council health performance indicators, financial reports, etc. Proximate outcomes related to HR and finance Intermediate outcomes related to service use System revised in 2017 (by PS3) and in 2010/2011 so will have data from them, available in hardcopy prior to 2010 Managed by PO￾RALG and will need to request at that level HCMIS/Lawson Monthly Human resources Proximate outcomes related to HR Currently using v9 which started in 2012 Used v7 since 2000 Possible to request reports of specific aggregated information Good quality data 4 focus sectors: Education, agriculture, health, livestock Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 137 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 22 BEMIS Monthly Annually Data on schools, teachers, pupils Proximate outcomes related to education Annual BEST report produced Appears to have data from 2006 Sample size: The sample of analysis will be all of the LGAs of mainland Tanzania. Currently, there are approximately 169 LGAs. Qualitative methods: Qualitative methods will allow the evaluation to gain a more in-depth understanding of the intervention outcomes, to capture unintended, indirect effects of the intervention, to contextualize the quantitative findings, to illuminate the process of change, and to better assess the quality and character of the intervention implementation. They will also explore stakeholders’ perceptions of intervention impact and provide data to inform PS3 program follow-on development. MEASURE Evaluation-led qualitative data collection will take place in mid-2018 and will include key informant interviews, and community and stakeholder focus group discussions. The protocol will describe additional endline qualitative data collection recommended; this data collection would be outside the timeline of MEASURE Evaluation Phase IV. We plan for 60-70 key informant interviews with a range of stakeholders – focusing on LGA-level government, but also including program, regional administration and national government – to understand challenges and motivations involved in health systems management, potential solutions and perceptions of whether PS3 has addressed these; views on activity implementation and components that worked well versus did not and why; and perspectives on system strengthening and health service outcomes. We also plan to conduct 12 focus group discussions (two per each of six selected LGAs to explore the community’s experience with and attitudes towards accountability of and citizen engagement in planning and monitoring, and perceptions of health service quality and responsiveness and any recent changes in quality. We will explore potential use of creative approaches, such as projective techniques, so as to better elicit participation and get at potentially hidden attitudes. We will conduct stakeholder focus group discussions using Ripple Effects Mapping (REM) in LGAs (total of six – one per LGA) and at the national level (one). REM is a qualitative participatory group method useful for evaluating complex programs. It engages stakeholders to retrospectively visually map the intended and unintended changes due to a program and uses elements of mind mapping, Appreciative Inquiry, and group interviewing (8-10). A total of six LGAs in 3 PS3 regions will be purposefully selected according to: 1) a range of systems indicator performance and disease burden; 2) status as a “robust” vs. “standard” package recipient; 3) status as newly established LGA versus historical LGA; and 4) program geographical priority areas (Eastern Lake Cluster, Central Cluster, and Eastern Southern Highlands Cluster) We will code the transcripts from KIIs and FGDs and data from REM maps using a combination of deductive codes stemming from the results framework and research questions and inductive codes that emerge through the data collection and initial transcript and map review processes (11). The goal of this coding is to break up the data and then to organize it into categories that allow the comparison of data within and between these categories and help to develop theoretical concepts (12). Matrices will 138 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 23 next be developed to compare themes across sites. Prior to developing first drafts of the qualitative findings, researchers will process the coded transcripts, matrices, REM maps, and field notes through analytic memos; analytic memos are mainly conceptual narratives, documenting reflections on and thinking processes about qualitative data and often bringing together different data into a clear grouping (11). In addition, review of program monitoring data will be critical to understanding whether the interventions were implemented as planned, as changes in implementation could affect the causal chain leading to the outcomes. If the evaluation does not find changes in the key outcomes, this program monitoring data could help to explain why. Program monitoring data review will also aid in understanding challenges and successes of the activities as they evolved over time. We will contact the program staff regularly to collect program monitoring data and to ask about any changes in implementation plans and reasons behind changes. In addition, we will track implementation of the PS3 interventions in the project LGAs as well as implementation of PS3-like programs in the rest of the country. In the rapid expansion of the PS3 program, several other organizations, including the Government of Tanzania, have taken over implementation of PS3 interventions in specific geographic areas. We will keep track of what group or organization is implementing the program, where they are implementing it, what specific components of the program they are implementing and the time frame of implementation. This will also be undertaken for all other PS3-like programs, which are programs that are implementing similar public￾sector systems strengthening activities. References 1. Economic and Social Research Foundation, United Nations Development Programme, Government of the United Republic of Tanzania. 2015. Tanzania Human Development Report 2014: Economic Transformation for Human Development. Dar es Salaam, Tanzania: GOT and UNDP. 2. Tanzania Commission for AIDS (TACAIDS), Zanzibar AIDS Commission (ZAC), National Bureau of Statistics (NBS), Office of the Chief Government Statistician (OCGS), and ICF International 2013. Tanzania HIV/AIDS and Malaria Indicator Survey 2011-12. Dar es Salaam, Tanzania: TACAIDS, ZAC, NBS, OCGS, and ICF International. 3. http://aidsinfo.unaids.org/ (accessed 26 April 2016) 4. World Health Statistics 2013. World Health Organization. 5. Ministry of Health, Community Development, Gender, Elderly and Children (MoHCDGEC), [Tanzanian Mainland], Ministry of Health (MoH) [Zanzibar], National Bureau of Statistics (NBS), Office of the Chief Government Statistician (OCGS), and ICF International 2016. Tanzania Demographic and Health Survey and Malaria Indicator Survey (TDHS-MIS) 2015-16. Dar es Salaam, Tanzania, and Rockville, Maryland, USA: MoHSW, MoH, NBS, OCGS, and ICF International. 6. Masson L and Norman AS, 2009. Decentralization by devolution in Tanzania: Reflections on community involvement in the planning process in Kizota Ward in Dodoma. Journal of Public Administration and Policy Research 1(7): 133-140. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 139 MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 24 7. Adam T, Hsu J, de Savigny D, Lavis JN, Rottingen J, Bennett S, 2012. Evaluating health systems strengthening interventions in low-income and middle-income countries: are we asking the right questions? Health Policy and Planning 27(Suppl 4): iv9-iv19. 8. Darger M, 2014. Capturing the ripples from community-driven business retention and expansion programs. Journal of Extension, 52(2). Available at http://www.joe.org/joe/2014april/tt6.php 9. Hansen Kollock DA, Flage L, Chazdon S, Paine N, and Higgins L, 2012. Ripple effect mapping: A "radiant" way to capture program impacts. Journal of Extension, 50(5). Available at http://www.joe.org/joe/2012october/tt6.php 10. Kollock, DA, 2011. Ripple effects mapping for evaluation. Pullman, WA: Washington State University Extension. Available at http://extension.wsu.edu/stevens/wp￾content/uploads/sites/19/2013/12/REM.Complete.pdf 11. Miles MM, Huberman AM, and Saldana J, 2014. Qualitative Data Analysis: a methods sourcebook. Arizona State University – Third Edition. 12. Maxwell JA, 1996. Qualitative Research Design: An Interactive Approach. Thousand Oaks, CA: Sage Publications – Second Edition. 140 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report MEASURE Evaluation - PS3 Evaluation Revised and approved Jan 2018 25 Annex 2: Cancelled Deliverables and Benchmarks Benchmarks Responsible Person(s)/Entity Deliverables Current Status 1.1 Scoping visit completed MEASURE Evaluation Trip report Completed 1.2 Evaluation design finalized MEASURE Evaluation Evaluation protocol Completed, will need to be revised based on new evaluation design 1.3 Year one qualitative data collection completed MEASURE Evaluation In-country subcontractor Cancelled 1.4 Year one RHIS and supplementary quantitative data collection completed MEASURE Evaluation In-country subcontractor Cancelled 1.5 Workplan for Year 2 completed MEASURE Evaluation Year 2 workplan approved Cancelled 1.6 Year one report completed MEASURE Evaluation Final year one report Cancelled 1.7 Year two RHIS and supplementary quantitative data collection completed MEASURE Evaluation In-country subcontractor Cancelled 1.8 Year two qualitative data collection completed Cancelled 1.9 Year two report completed MEASURE Evaluation Final year two report Cancelled 1.10 Presentation of findings MEASURE Evaluation Cancelled Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 141 APPENDIX F. QUALITATIVE TOOLS 1 EVALUATION OF THE PUBLIC SECTOR SYSTEMS STRENGTHENING (PS3) PROJECT IN TANZANIA TOOL 1: Key Informant Interview Guide for Stakeholders General Information: Date Start Time Finish Time Region/LGA (if not National) Name of Key Informant Sex Position/Title Length of time in position Ministry/Organization/Institution (if applicable) Moderator’s Name Introduction: READ: Thank you for being here. My name is ____________ and I work with _______________. As I explained during the informed consent process, we are trying to understand stakeholder experience of Government of Tanzania/PS3 activities as well as your perceptions on impact of Government of Tanzania/PS3 activities on public system strenthening and service delivery outcomes. The information gathered from today’s interview will inform mid-course changes in PS3, development of similar programs in the future, and contribute to the evaluation of PS3. We will not use your name or otherwise identify you personally in the analysis and reporting of the results of our discussion today. Our discussion today should take about 45 minutes. 142 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 2 For All GOT Stakeholders First, I would like to learn about the nature of your work, what is going well, and what would help to make your work more effective and/or efficient. OPENING 1. Please tell me about your main job responsibilities. 1.1 Anything else? 2. With which information systems do you work, if any? 2.1 For each mentioned, ask: o How is the system useful in your work? o What changes in the system, if any, would help to improve your work? o What training or guidance have you received, if any, on use of the system? o Who provided this training/guidance? o What, if anything, was useful in the training/guidance? o What, if anything, would you recommend be changed in the training/guidance? 2.2 Probe on these systems, if not mentioned: o PlanRep o Epicor o HCMIS/Lawson o FFARS o LGRCIS o GOT-HoMIS o WISN plus POA o GWF o DHFF/DFF 3. (for councilors only) What trainings or guidance have you received on your roles and responsibilities as a councilor? 3.1 Who provided this training/guidance? a. What, if anything, was useful in the training/guidance? b. What, if anything, would you recommend be changed in the training/guidance? RELATIONSHIPS/INTERACTION WITH OTHER STAKEHOLDERS 4. What other GOT ministries/offices/etc. do you interact with regularly? 4.1 For each mentioned, ask: o What is working well in your relationship with that office? Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 143 3 o Tell me about any challenges in your relationship with that office. o What could help to improve your work with that office? 4.2 Any other ministries/offices that you work with regularly? CHALLENGES/SUCCESSES 5. Other than any you have already mentioned, what major challenges do you face in your work? 4.1 What could be done to address these challenges? 4.2 If not mentioned, probe on: o Making decisions based on evidence/results o Attention to gender issues and how they relate to your work o (for councilors) Citizen engagement 6. Other than any you have already mentioned, what major success(es) have you had in your work? 5.1 What helped you to achieve this success? 5.2 If not mentioned, probe on: o Making decisions based on evidence o Attention to gender issues and how they relate to your work o (for councilors) Citizen engagement For GOT KIs from Program Areas Now we would like to learn about your experience working with Government of Tanzania/PS3. This can include Government of Tanzania/PS3-sponsored trainings or workshops you have attended, Government of Tanzania/PS3- developed systems, operational manuals, and technical assistance you have used, technical assistance provided to you by Government of Tanzania/PS3 staff, or any other exposure you have had to Government of Tanzania/PS3 activities. 144 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 4 EXPERIENCE WITH PROGRAM 7. Please tell me about your experience working with PS3. 6.1 Probe: Please tell me about any PS3- sponsored trainings or workshops you have attended. 6.2 Probe: Please tell me about any PS3- developed systems and operational manuals you may have used. 6.3 Probe: Please tell me about any technical assistance you may have received from PS3 staff outside of formal trainings. 6.4 For each system, operational manual, or technical assistance instance mentioned, ask: o What, if anything, was useful? o What, if anything, would you recommend be changed? CHANGES DUE TO PROGRAM 8. In your opinion, what positive changes, if any, have there been due to PS3’s work? 7.1 Probe: On public service management? 7.2 Probe: On service delivery? 7.3 Probe: On systems strengthening? 7.4 Probe: In your own work? 7.5 Probe: In the work of others? 7.6 For each change mentioned, ask: o To what do you attribute this change? o What evidence have you seen for this change? 9. (if positive changes mentioned) Of the positive changes you mentioned, which do you think is the most significant? 8.1 Probe: What makes this the most significant? 8.2 Probe: How has this change affected your work, if at all? 10. In your opinion, what negative changes, if any, have there been due to PS3’s work? 9.1 Probe: On public service management? 9.2 Probe: On service delivery? 9.3 On systems strengthening? 9.4 Probe: In your own work? 9.5 Probe: In the work of others? 9.6 For each change mentioned, ask: Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 145 5 o To what do you attribute this change? o What evidence have you seen for this change? 11. (if negative changes mentioned, ask) Of the negative changes you mentioned, which do you think is the most significant? 10.1 What makes this the most significant negative change? 10.2 Probe: How has this change affected your work, if at all? CONCERNS/FUTURE PROGRAM/OTHER PROGRAMS 12. What concerns, if any, do you have about the work of PS3? 11.1 Probe: Is there anything else? 13. In your opinion, how could the next version of PS3 (a “follow-on” project) be more effective in strengthening public system management? 12.1 Probe: Is there anything else? 14. Lastly, we would like to know about any other public system management strengthening activities in your field. Tell me about any programs/activities you are aware of that are currently addressing your area of work. 13.1 Probe: What are they doing to address the challenges in your work? 13.2 How well are the programs/activities addressing the challenge(s)? a. What changes, if any, have you observed due to these activities? For GOT KIs from Control Areas RECENT CHANGES IN PUBLIC SYSTEM MANAGEMENT AND SERVICE DELIVERY Now we would like to learn about your opinion on public system management, service delivery and public systems strengthening changes in the past three years. 1. In your opinion, what positive changes, if any, have there been in these areas in the last 3 years? 1.1 Probe: On public system management? 1.2 Probe: On service delivery? 1.3 Probe: On systems strengthening? 1.4 Probe: In your own work? 1.5 Probe: In the work of others? 1.6 (for councilors) Probe: In citizen engagement? 1.7 For each change mentioned, ask: 146 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 6 o To what do you attribute this change? o What evidence have you seen for this change? 2. (if positive changes mentioned) Of the positive changes you mentioned, which do you think is the most significant? 2.1 What makes this the most significant? 3. In your opinion, what negative changes, if any, have there been in these areas in the past 3 years? 3.1 Probe: On public system management? 3.2 Probe: On service delivery? 3.3 Probe: On systems strengthening? 3.4 Probe: In your own work? 3.5 (for councilors) Probe: In citizen engagement? 3.6 Probe: In the work of others? 3.7 For each change mentioned, ask: 4 To what do you attribute this change? 5 What evidence have you seen for this change? 4. (if negative changes mentioned, ask) Of the negative changes you mentioned, which do you think is the most significant? 4.1 What makes this the most significant negative change? FUTURE PROGRAM/OTHER CURRENT PROGRAMS 5. Imagine there is a new program to support public system management. Besides anything you have already shared, what would you recommend this program do to support you in your work? 5.1 Probe: Anything else? 5.2 (for councilors) Probe: Anything on citizen engagement? 6. Lastly, we would like to know about any current public system management strengthening activities in your field. Tell me about any programs/activities you are aware of that are currently addressing your area of work. 6.2 Probe: What are they doing to address the challenges in your work? How well are the programs/activities addressing the challenge(s)? 6.3 Probe: What changes, if any, have you observed due to these activities? Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 147 7 For PS3 Staff Only OPENING 1. First, I would like to learn about the nature of your work, what is going well, and what could be improved. 1.1 Please tell me about your main PS3 job responsibilities. 2. Please tell me about any major changes you have needed to make in implementation plans. 2.1 For each change ask: o What led to the need for this change? o What effects of the change have you seen, if any? CHALLENGES/SUCCESSES 3. Please tell me about your major successes in your work to date. 3.1 Probe: Anything else? 4. Please tell me about the main challenges you have faced in your work. 4.1. Probe: Any other challenges to share? CHANGES DUE TO PROGRAM 5. In your opinion, what positive changes, if any, have there been due to PS3’s work? 5.1 Probe: Any other positive change(s)? 5.2 Probe: In public system management? 5.3 Probe: In service delivery? 5.4 For each change mentioned, ask: o To what do you attribute this change? o What evidence have you seen/heard for this change? 4. (if positive changes mentioned) Of the positive changes you mentioned, which do you think is the most significant? 4.1 Probe: What makes this the most significant? 148 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 8 5. In your opinion, what negative changes, if any, have there been due to PS3’s work? 5.1 Probe: Any other negative change(s)? 5.2 Probe: In public system management? 5.3 Probe: In service delivery? 5.2 For each change mentioned, ask: i. To what do you attribute this change? ii. What evidence have you seen/heard for this change? 6. (if negative changes mentioned) Of the negative changes you mentioned, which do you think is the most significant? 6.1 Probe: What makes this the most significant negative change? CONCERNS/FUTURE PROGRAM/OTHER PROGRAMS 7. What concerns, if any, do you have about the work of PS3? 7.1 Probe: Anything else? 8. How could the next version of PS3 (a “follow-on” project) be more effective in strengthening public system management? 8.1 Probe: Is there anything else the next program could do to improve public system management? 9. Lastly, we would like to know about any other public system management strengthening activities in your field. Tell me about any programs/activities you are aware of that are currently addressing public system management. 9.1 Probe: What are they doing to address the challenges in public system management? 9.2 How well are the programs/activities addressing the challenge(s)? 8.3 What changes, if any, have you observed due to these activities? Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 149 9 Before we end our session, I would like to ask if you have any questions or other thoughts you would like to share with me. (Allow room for thoughts, questions, comments) Thank you so much for your time. For International Organization Staff OPENING 1. First, I would like to learn about the nature of your work. 1.2 Please tell me about your main job responsibilities. 2. Please tell me about your experience working with PS3. 6.1 Probe: Please tell me about any PS3-sponsored trainings or workshops you have attended. Any meetings? 6.2 Probe: Please tell me about any PS3-developed tools, including guidelines, online data dashboards and information systems, you may have used. 6.3 Probe: Please tell me about any technical assistance you may have received from PS3 staff outside of formal trainings. 6.4 For each training/workshop/tool/technical assistance instance mentioned, ask: o What, if anything, was useful? o What, if anything, would you recommend be changed? 150 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 10 CHANGES DUE TO PROGRAM 3. In your opinion, what positive changes, if any, have there been due to PS3’s work? 5.1 Probe: On public service management? 5.2 Probe: On service delivery? 5.3 Probe: In your own work? 5.4 Probe: In the work of others? 5.5 For each change mentioned, ask: o To what do you attribute this change? o What evidence have you seen for this change? 4. (if positive changes mentioned) Of the positive changes you mentioned, which do you think is the most significant? 8.3 Probe: What makes this the most significant? 5. In your opinion, what negative changes, if any, have there been due to PS3’s work? 9.7 Probe: On public service management? 9.8 Probe: On service delivery? 9.9 Probe: In your own work? 9.10 Probe: In the work of others? 9.11 For each change mentioned, ask: o To what do you attribute this change? o What evidence have you seen for this change? 6. (if negative changes mentioned, ask) Of the negative changes you mentioned, which do you think is the most significant? 10.3 What makes this the most significant negative change? CONCERNS/FUTURE PROGRAM/OTHER PROGRAMS 7. What concerns, if any, do you have about the work of PS3? 11.1 Probe: Is there anything else? Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 151 11 8. How could the next version of PS3 (a “follow-on” project) be more effective in strengthening public system management? 12.1 Probe: Is there anything else? 9. Lastly, we would like to know about any other public system management strengthening activities in your field. Tell me about any programs/activities you are aware of that are currently addressing your area of work. 5.6 Probe: What are they doing to address the challenges in your work? 5.7 How well are the programs/activities addressing the challenge(s)? b. What changes, if any, have you observed due to these activities? Before we end our session, I would like to ask if you have any questions or other thoughts you would like to share with me. (Allow room for thoughts, questions, comments) Thank you so much for your time. 152 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report June 28, 2018 1 EVALUATION OF THE PUBLIC SECTOR SYSTEMS STRENGTHENING (PS3) PROJECT IN TANZANIA TOOL 2: LGA Councilor Group Discussions using Ripple Effects Method Date: Location (LGA): Participant number (m/f): Wards of participants: Participant Number Sex (M/F) Ward 1 2 3 4 5 6 7 8 9 10 11 12 Team: 1 Facilitator, 1 “Mapper”, 1 Note/Quote-taker To Bring: Sign-in sheet Agendas for participants Informed Consent forms Facilitator Guide Watch/clock/timer Flip chart Multiple color marker(s) Tape/sticky tack Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 153 June 28, 2018 2 Introductions [2 minutes] READ: Welcome. Thank you for taking the time and making the effort to be with us. Our names are ____________ and we work with _______________. As we explained during the informed consent process, we are trying to understand councilors’ experience of Government of Tanzania/PS3 activities as well as your perceptions on impact of Government of Tanzania/PS3 on public systems strengthening and public service delivery outcomes. The information gathered from today’s discussion will inform mid-course changes in Government of Tanzania/PS3, development of similar programs in the future, and contribute to the evaluation of PS3. The method we will use today provide a method of illustrating to stakeholders the ripple effects of Government of Tanzania/PS3, validating the effects of PS3, and creating stronger support and public value. We will not use your names or otherwise identify you personally in the analysis and reporting of the results of our discussion today. Ground Rules [1 minute] We encourage everyone to participate, knowing there are no right or wrong answers. Each of you was invited here because you have been a participant and are aware of things that have happened in your community as an LGA councillor. Speak up if you agree or disagree with someone, as we want to understand everyone’s experiences and opinions. We have note-takers, to record this discussion and help us capture everything we need for the analysis and summary, but we will not identify you personally. This discussion will probably take about two hours. Do you have any questions before we get started? Appreciative Inquiry interview [20 minutes] Today will be composed of two parts: first a peer interview, and second a group reflection. In the first part we will ask you to pair up with someone who you don’t know or is not a good friend. You will interview each other, asking each other a set of standard questions that are on your agenda. You may ask tailored follow-up questions for clarification of your partner’s response. You’ll have 20 minutes to interview each other- so each interview should last 10 minutes. We’ll announce when it is time to switch. We’ll all come back together and share in the next part, so feel free to take notes as you’re interviewing. Do you have any questions before we break out and start our interviews? Instructions for participants: 1. Find a partner (not a good friend) 2. Share your experiences with PS3 training and mentoring following these questions: a. Tell me a story about how you have used the information, and/or tools received through Government of Tanzania/PS3 councilor training and mentoring. b. What is an achievement or success you had based on your experience with/learning through Government of Tanzania/PS3 training and mentoring—what made it possible? What did this achievement lead to? c. What new or deepened collaborations with others (individuals, community organizations, government, etc.) have you made as a result of these efforts? What did these connections lead to? 154 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report June 28, 2018 3 d. What unexpected things have happened as a result of your involvement in Government of Tanzania/PS3 councilor training and mentoring? e. Describe any challenges you have observed with the PS3 activities. Mapping [45–75 minutes] Now that everyone has had a chance to interview and be interviewed, we’re going to pull all this information together. This will give us a chance, as a group, to reflect on the various strengths and challenges associated with the program. You may want to look at your own experience and how it compares to others’ experiences with the program. If you’re listening to someone else share and have a similar experience but maybe a different explanation or would like to add something, I encourage you to raise your hand and share. We’ll also be drawing out these experiences on the flip-chart so we can see how one event effects other things or ripples out. Instructions for facilitator: 1. Ask each pair to offer one story (only one at a time so everyone has an opportunity to share), and ripple it out (draw out some of the details), welcoming input from all. Use a different marker color for each ripple. Probing questions can include: x Then what happened? x Who was involved? x What skill, approach, or tool from Government of Tanzania/PS3 training, if any, was involved? x What are people doing differently? x How have relationships changed as a result? 2. Continue until at least one story from each pair has been captured and rippled. Tips for successful mapping: x Individual learning and action items may be the easiest to get the conversation going. x When mapping, get as many details as possible. x After you collect information for the “map,” allow opportunities for participants to add further and give greater detail. This provides ideas about how to dig deeper. You may also get people who have different ideas- those should be noted on the map. x People may be shy about sharing their own experiences, perceptions, or successes, but may be more willing to talk about those of other councilors exposed to PS3 training and mentoring. Reflection [5–15 minutes] Before we leave, we want you to reflect on this mapping process. Think on all the stories and experiences we heard. Instructions for facilitator: Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 155 June 28, 2018 4 1. *Ask the group to identify the most significant change(s) on the map. 2. What is most interesting about the map? 3. How might we use the map to help us tell our story about how Government of Tanzania/PS3 is making a difference? 4. *What other effects or impacts would you like there to be? What do you wish would happen? (are there things from your action plan that have not yet happened you think are important?) 5. What should we do next? (can refer to use of mapped information or, with more time, use of the map to identify impact concentration and gaps) Closing [10–15 minutes] Thank you again for joining us today and participating! The pictures we drew today will be digitized and anlayzed. They will also be photographed if you would like the photo. The final report from this study will also be available electronically in mid-2019 and we will send that to you as well. If you would like, please provide your email contact so that we can make sure to send these materials to you. NOTE TO FACILITATOR: TAKE A PHOTO OF THE MAP 156 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report June 21, 2018 1 EVALUATION OF THE PUBLIC SECTOR SYSTEMS STRENGTHENING (PS3) PROJECT IN TANZANIA TOOL 3: Community Focus Group Guide Names of facilitators: Date: Location: Number men: Number women: Approximate ages: Introduction: READ: Welcome. Thank you for being here. Our names are ____________ and we work with _______________. Today we are in ____ region, ____ district, _____ division, ______ ward, _____ village. We wish to talk to the group now. We are talking to _________ women/men, approximate ages _____. As we explained during the informed consent process, we are trying to understand the quality of public services in Tanzania and how citizens are able to influence these services. We are especially interested in if people are able to hold the local government authorities accountable and how those authorities respond. You have been recruited to participate in this discussion because of your role on public service committees in your community. The information you provide will be used develop a program that aims to better respond to citizens needs and concerns and incorporates community-level opinions into policy and planning. We will not use your names or otherwise identify you personally in the analysis and reporting of the results of our discussion today. Ground Rules: READ: We encourage everyone to participate, knowing there are no right or wrong answers. Speak up if you agree or disagree with someone, as we want to understand everyone’s experiences and opinions. We will record this discussion to help us capture everything we need for the analysis and summary, but we will not identify you personally. Does everyone agree to record this discussion? This discussion will probably take about an hour. Do you have any questions before we get started? Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 157 June 21, 2018 2 Opening Questions-intended to build rapport 1. Let’s start with thinking about how you and your family have personally used health services in this area. How would you describe them? a. What are the strengths of the health services in this area? i. How are those strengths helpful to you? b. How could the health services in this area be improved to better meet your needs? Main Questions HEALTH CARE SERVICES 2. I am going to tell you a story. Let’s say one of your children were sick and needed to go to the clinic, but you arrive and there are no medical staff to see you that day and you have to return the next day. A few days later you hear from a neighbor they have had a similar experience. Another friend went to the clinic and the dispensary was out of the medicine they needed. What would you do in this situation? 2.1 If they indicate they would do something: i. Who would you go talk to and why? o Are there any other offices or committees you would go to? (for example ii. What would happen as a result of (the response they gave above for action taken) iii. If it isn't mentioned, probe for specifics based on rural urban location x Urban areas: Ward development committees, Mtaa committee, Community Health Management Committee, Health Facility Committee, LGA, health facility x Rural areas: Ward development committees, Village Executive, Hamlet leader, LGA, health facility 2.2 For those who wouldn't do anything if the health services were inadequate, why wouldn't you take action? 2.3 We talked about actions that you might take if you were in this situation. As a committee member, what would you do if someone came to you with this information? i. Who would you talk to and why? ii. What decisions would need to be made? Who would make those decisions? What might happen as a result? 158 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report June 21, 2018 3 LGA PUBLIC SERVICE SYSTEMS and MANAGEMENT 3. As a community committee member, how have the LGA public service systems and management changed in the past five years, if at all? 3.1 Probe for changes within: x Health systems x Education systems x Your committee functioning 3.2 Tell me about any successes in these system changes. 3.3 Tell me about any challenges in these system changes. 3.4 For each change, probe, to what do you attribute these changes? ENGAGEMENT WITH THE LOCAL GOVERNMENT 4. What, if anything, has been done in the last 5 years to help you engage with local government. 4.1 For everything listed, ask: i. Was it effective? ii. If yes, what made it effective? iii. If no, What made it fail? 4.2 If Opportunities and Obstacles to Development not mentioned, probe: Was there an Opportunities and Obstacles to Development process? What was involved in that process? 4.3 Some people have talked about (I have heard about) programs like complaint registers or suggestion boxes posted at facilities or in public buildings to get people’s suggestions about how to improve services. What has been your experience with those? i. Does/did anyone use complaint registers or suggestion boxes? ii. What works/worked about that process? iii. What didn’t work? iv. If they have never had suggestion boxes: What do you think of the idea of suggestion boxes? What would make you contribute to the complaint register or suggestion boxes vs. Talking to an elected official? CITIZEN ENGAGEMENT AND TRANSPARENCY As I mentioned earlier, what you share today will be used to help a program to strengthen citizen engagement and improve transparency of local government authorities in Tanzania. One of the keys to doing this is better communication with citizens. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 159 June 21, 2018 4 5. As committee members, what changes, if any, have you seen in the last five years related to citizen engagement and accountability? 5.2 What are the preferred communication channels? i. If they are not mentioned, probe for: media, drama, street drama, Hamlet/vitongoji leaders x What makes this communication effective/successful? x What are some of the challenges? ii. What would you change, if anything, about the way you communicate with citizens? iii. In your opinion, how can GOT best use and respond to information communicated to them from citizens? 5.1 Part of this project involves a website to help share information and decisions that are being made at the LGA level. What do you think of this idea? i. Have you used or tried to use the website? If yes, for what purpose? ii. What, if anything, do you think will make this a successful tool for communicating with Tanzanians? Closing Question Does anyone have anything else to share today? Thank you so much for your time and sharing your thoughts with us. They will be very helpful as the Government of Tanzania/PS3 work to strengthen the public services available in this community. 160 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report APPENDIX G. CONFLICTS OF INTEREST Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 161 Disclosure of Conflict of Interest for USAID Evaluation Team Members Name Title Organization Evaluation Position? Team Leader Team member Evaluation Award Number (contract or other instrument) USAID Project(s) Evaluated (Include project name(s), implementer name(s) and award number(s), if applicable) I have real or potential conflicts of interest to disclose. Yes No If yes answered above, I disclose the following facts: Real or potential conflicts of interest may include, but are not limited to: 1. Close family member who is an employee of the USAID operating unit managing the project(s) being evaluated or the implementing organization(s) whose project(s) are being evaluated. 2. Financial interest that is direct, or is significant though indirect, in the implementing organization(s) whose projects are being evaluated or in the outcome of the evaluation. 3. Current or previous direct or significant though indirect experience with the project(s) being evaluated, including involvement in the project design or previous iterations of the project. 4. Current or previous work experience or seeking employment with the USAID operating unit managing the evaluation or the implementing organization(s) whose project(s) are being evaluated. 5. Current or previous work experience with an organization that may be seen as an industry competitor with the implementing organization(s) whose project(s) are being evaluated. 6. Preconceived ideas toward individuals, groups, organizations, or objectives of the particular projects and organizations being evaluated that could bias the evaluation. I certify (1) that I have completed this disclosure form fully and to the best of my ability and (2) that I will update this disclosure form promptly if relevant circumstances change. If I gain access to proprietary information of other companies, then I agree to protect their information from unauthorized use or disclosure for as long as it remains proprietary and refrain from using the information for any purpose other than that for which it was furnished. Signature Date Hannah Silverstein Graduate Research Assistant MEASURE Evaluation MEASURE EVALUATION. AID-OAA-L-14-00004 Public Sector Systems Strengthening Activity Abt Associates AID-621-C-15-00003 11/12/19 162 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Disclosure of Conflict of Interest for USAID Evaluation Team Members Name Title Organization Evaluation Position? Team Leader Team member Evaluation Award Number (contract or other instrument) USAID Project(s) Evaluated (Include project name(s), implementer name(s) and award number(s), if applicable) I have real or potential conflicts of interest to disclose. Yes No If yes answered above, I disclose the following facts: Real or potential conflicts of interest may include, but are not limited to: 1. Close family member who is an employee of the USAID operating unit managing the project(s) being evaluated or the implementing organization(s) whose project(s) are being evaluated. 2. Financial interest that is direct, or is significant though indirect, in the implementing organization(s) whose projects are being evaluated or in the outcome of the evaluation. 3. Current or previous direct or significant though indirect experience with the project(s) being evaluated, including involvement in the project design or previous iterations of the project. 4. Current or previous work experience or seeking employment with the USAID operating unit managing the evaluation or the implementing organization(s) whose project(s) are being evaluated. 5. Current or previous work experience with an organization that may be seen as an industry competitor with the implementing organization(s) whose project(s) are being evaluated. 6. Preconceived ideas toward individuals, groups, organizations, or objectives of the particular projects and organizations being evaluated that could bias the evaluation. I certify (1) that I have completed this disclosure form fully and to the best of my ability and (2) that I will update this disclosure form promptly if relevant circumstances change. If I gain access to proprietary information of other companies, then I agree to protect their information from unauthorized use or disclosure for as long as it remains proprietary and refrain from using the information for any purpose other than that for which it was furnished. Signature Date Aimee Benson Data Manager MEASURE Evaluation MEASURE EVALUATION. AID-OAA-L-14-00004 Public Sector Systems Strengthening Activity Abt Associates AID-621-C-15-00003 Aimee Benson 2 Dec 2019 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 163 164 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Disclosure of Conflict of Interest for USAID Evaluation Team Members Name Title Organization Evaluation Position? Team Leader Team member Evaluation Award Number (contract or other instrument) USAID Project(s) Evaluated (Include project name(s), implementer name(s) and award number(s), if applicable) I have real or potential conflicts of interest to disclose. Yes No If yes answered above, I disclose the following facts: Real or potential conflicts of interest may include, but are not limited to: 1. Close family member who is an employee of the USAID operating unit managing the project(s) being evaluated or the implementing organization(s) whose project(s) are being evaluated. 2. Financial interest that is direct, or is significant though indirect, in the implementing organization(s) whose projects are being evaluated or in the outcome of the evaluation. 3. Current or previous direct or significant though indirect experience with the project(s) being evaluated, including involvement in the project design or previous iterations of the project. 4. Current or previous work experience or seeking employment with the USAID operating unit managing the evaluation or the implementing organization(s) whose project(s) are being evaluated. 5. Current or previous work experience with an organization that may be seen as an industry competitor with the implementing organization(s) whose project(s) are being evaluated. 6. Preconceived ideas toward individuals, groups, organizations, or objectives of the particular projects and organizations being evaluated that could bias the evaluation. I certify (1) that I have completed this disclosure form fully and to the best of my ability and (2) that I will update this disclosure form promptly if relevant circumstances change. If I gain access to proprietary information of other companies, then I agree to protect their information from unauthorized use or disclosure for as long as it remains proprietary and refrain from using the information for any purpose other than that for which it was furnished. Signature Date for any purpose other than that fo Jessica Anne Fehringer Senior Technical Advisor for Evaluation MEASURE Evaluation Public Sector Systems Strengthening Project Nov 22 2019 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 165 Disclosure of Conflict of Interest for USAID Evaluation Team Members Name Title Organization Evaluation Position? Team Leader Team member Evaluation Award Number (contract or other instrument) USAID Project(s) Evaluated (Include project name(s), implementer name(s) and award number(s), if applicable) I have real or potential conflicts of interest to disclose. Yes No If yes answered above, I disclose the following facts: Real or potential conflicts of interest may include, but are not limited to: 1. Close family member who is an employee of the USAID operating unit managing the project(s) being evaluated or the implementing organization(s) whose project(s) are being evaluated. 2. Financial interest that is direct, or is significant though indirect, in the implementing organization(s) whose projects are being evaluated or in the outcome of the evaluation. 3. Current or previous direct or significant though indirect experience with the project(s) being evaluated, including involvement in the project design or previous iterations of the project. 4. Current or previous work experience or seeking employment with the USAID operating unit managing the evaluation or the implementing organization(s) whose project(s) are being evaluated. 5. Current or previous work experience with an organization that may be seen as an industry competitor with the implementing organization(s) whose project(s) are being evaluated. 6. Preconceived ideas toward individuals, groups, organizations, or objectives of the particular projects and organizations being evaluated that could bias the evaluation. I certify (1) that I have completed this disclosure form fully and to the best of my ability and (2) that I will update this disclosure form promptly if relevant circumstances change. If I gain access to proprietary information of other companies, then I agree to protect their information from unauthorized use or disclosure for as long as it remains proprietary and refrain from using the information for any purpose other than that for which it was furnished. Signature Date ion for any purpose other than that for wh Brittany Iskarpatyoti Research Associate MEASURE Evaluation MEASURE EVALUATION. AID-OAA-L-14-00004 Public Sector Systems Strengthening Activity Abt Associates AID-621-C-15-00003 11/11/19 166 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 167 168 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Disclosure of Conflict of Interest for USAID Evaluation Team Members Name Title Organization Evaluation Position? Team Leader Team member Evaluation Award Number (contract or other instrument) USAID Project(s) Evaluated (Include project name(s), implementer name(s) and award number(s), if applicable) I have real or potential conflicts of interest to disclose. Yes No If yes answered above, I disclose the following facts: Real or potential conflicts of interest may include, but are not limited to: 1. Close family member who is an employee of the USAID operating unit managing the project(s) being evaluated or the implementing organization(s) whose project(s) are being evaluated. 2. Financial interest that is direct, or is significant though indirect, in the implementing organization(s) whose projects are being evaluated or in the outcome of the evaluation. 3. Current or previous direct or significant though indirect experience with the project(s) being evaluated, including involvement in the project design or previous iterations of the project. 4. Current or previous work experience or seeking employment with the USAID operating unit managing the evaluation or the implementing organization(s) whose project(s) are being evaluated. 5. Current or previous work experience with an organization that may be seen as an industry competitor with the implementing organization(s) whose project(s) are being evaluated. 6. Preconceived ideas toward individuals, groups, organizations, or objectives of the particular projects and organizations being evaluated that could bias the evaluation. I certify (1) that I have completed this disclosure form fully and to the best of my ability and (2) that I will update this disclosure form promptly if relevant circumstances change. If I gain access to proprietary information of other companies, then I agree to protect their information from unauthorized use or disclosure for as long as it remains proprietary and refrain from using the information for any purpose other than that for which it was furnished. Signature Date tion for any purpose o Courtney McGuire Research Associate MEASURE Evaluation MEASURE EVALUATION. AID-OAA-L-14-00004 Public Sector Systems Strengthening Activity Abt Associates AID-621-C-15-00003 November 18, 2019 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 169 Disclosure of Conflict of Interest for USAID Evaluation Team Members Name Title Organization Evaluation Position? Team Leader Team member Evaluation Award Number (contract or other instrument) USAID Project(s) Evaluated (Include project name(s), implementer name(s) and award number(s), if applicable) I have real or potential conflicts of interest to disclose. Yes No If yes answered above, I disclose the following facts: Real or potential conflicts of interest may include, but are not limited to: 1. Close family member who is an employee of the USAID operating unit managing the project(s) being evaluated or the implementing organization(s) whose project(s) are being evaluated. 2. Financial interest that is direct, or is significant though indirect, in the implementing organization(s) whose projects are being evaluated or in the outcome of the evaluation. 3. Current or previous direct or significant though indirect experience with the project(s) being evaluated, including involvement in the project design or previous iterations of the project. 4. Current or previous work experience or seeking employment with the USAID operating unit managing the evaluation or the implementing organization(s) whose project(s) are being evaluated. 5. Current or previous work experience with an organization that may be seen as an industry competitor with the implementing organization(s) whose project(s) are being evaluated. 6. Preconceived ideas toward individuals, groups, organizations, or objectives of the particular projects and organizations being evaluated that could bias the evaluation. I certify (1) that I have completed this disclosure form fully and to the best of my ability and (2) that I will update this disclosure form promptly if relevant circumstances change. If I gain access to proprietary information of other companies, then I agree to protect their information from unauthorized use or disclosure for as long as it remains proprietary and refrain from using the information for any purpose other than that for which it was furnished. Signature Date ation for any purpose Willis Omondi Odek Dr. MEASURE Evaluation MEASURE EVALUATION. AID-OAA-L-14-00004 Public Sector Systems Strengthening Activity Abt Associates AID-621-C-15-00003 November 12, 2019 170 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report APPENDIX H. TEAM BIOS Gustavo Angeles, PhD, is the activity lead and main investigator for the quantitative component of the Tanzania PS3 evaluation. An economist by training, he is faculty at the Gillings School of Global Public Health and at the Department of Public Policy, both at UNC. He is also a Fellow at the Carolina Population Center. Dr. Angeles has over 20 years of experience on evaluation of health and social development programs in Latin America, Africa, and Asia, and is currently Senior Evaluation Advisor of MEASURE Evaluation where he led the impact evaluation of USAID/Guatemala Western Highland Integrated Program, and coleads impact evaluations of health programs in Bangladesh. He also participates as instructor on a number of training and capacity building activities on impact evaluation methods conducted in Mexico, South Africa, India, Ghana, Ethiopia, and Nepal. In addition to his work with MEASURE Evaluation, he is co-PI of the Transfer Project, a research-learning collaboration with UNICEF, FAO, and UNICE for evaluating the eff ectiveness of national cash transfer programs in Africa. During 2010–2011 he was Executive Director of the Center for Evaluation Research and Survey at Mexico’s National Institute of Public Health (INSP), where he led evaluations, surveys, and analytical work for the health and social development agencies of the Government of Mexico. He participated in the midterm evaluation of Mexico’s PROGRESA/Oportunidades cash transfer program and in evaluations of cash transfers for the elderly and of childcare support to poor working mothers. He has conducted additional research in measurement and estimation methods for impact evaluations of health programs. Dr. Angeles served as Deputy Director of MEASURE Evaluation from 2000–2010. Jessica A. Fehringer, PhD, MHS, designed and oversaw implementation of the qualitative component of the Tanzania PS3 evaluation. Dr. Fehringer is responsible for leading several evaluation and research projects in sub-Saharan Africa. She has a PhD from Johns Hopkins University School of Public Health in Population, Family, and Reproductive Health and a master’s in health sciences in international health, with a focus on social and behavioral interventions, from the Johns Hopkins University School of Public Health. She has worked in international public health for over 15 years, designing and carrying out qualitative and quantitative research and evaluation in South and Southeast Asia, South America, and sub-Saharan Africa on a range of health topics, including HIV prevention and treatment, local health governance, maternal, neonatal, and child health and nutrition, and gender-based violence. Gideon Kwesigabo, MD, MSc, MEd, PhD, is former Dean of the School of Public Health, and former Director of Continuing Education and Professional Development, Muhimbili University. Dr. Kwesigabo is an epidemiologist by training whose research interests span from HIV epidemiology and trends, maternal and child health, violence against women and children, nutrition, to evaluation of interventions. He has authored/coauthored over 50 publications in peer reviewed journals and over 45 technical and research reports in the areas of oncology, HIV/AIDS, female genital mutilation, violence against women, violence against children, stigma, social capital and maternal and child health, health systems research, and teaching and learning. Apart from working as the Managing Partner for the Health and Development International Consultants, Dr. Kwesigabo teaches and supervises both undergraduate and postgraduate students in the area of epidemiology. Willis Odek, PhD, MSc, is a multidisciplinary social scientist and strategic information expert. He has 20 years of experience in research, monitoring, and evaluation in HIV, malaria, population and development, nutrition, and economic strengthening programs and health information systems. From December 2013 to May 2019, Dr. Odek worked in Tanzania as Chief of Party/Senior Technical Advisor for MEASURE Evaluation, a global project funded by the U.S. Agency for International Development (USAID), focusing on malaria surveillance and response, health management information systems, data quality, data use, orphans and vulnerable children information systems, and M&E and research capacity building with academic and research institutions. He is currently a Strategic Information Specialist with the United Nations Population Fund’s East and Southern Africa Regional Offi ce (UNFPA/ESARO), in Johannesburg, South Africa. Dr. Odek holds a PhD in Sociology from the University of Aberdeen, Scotland, UK, an MSc in Demography and Health from the London School of Hygiene and Tropical Medicine, UK, and a Bachelor of Education degree from the University of Nairobi, Kenya. Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report 171 Lisa Calhoun, MPH, has more than 12 years of experience in research and evaluation with a focus on maternal and child health globally. Ms. Calhoun brings expertise in evaluation of health programs, collection of population- and facility-based data, quantitative analysis, and, in addition, has a successful track record of publication in peer-reviewed journals. She currently provides leadership and strategic decision-making for a Gates Foundation-funded project aimed at generating evidence on expanded contraceptive method choice for adolescents and youth as well as providing monitoring, learning, and evaluation support and standardization for a pool of 20 projects spanning 11 countries. In addition, her recent work history focuses on management of an impact evaluation of family planning programs in India, Kenya, Nigeria, and Senegal, as well as an outcome evaluation of a Public Sector Systems Strengthening Project in Tanzania. Previously, Ms. Calhoun worked at the U.S. Centers for Disease Control and Prevention (CDC), the University of California San Francisco, the University of Michigan, and the Carter Center. Hannah Silverstein, MPH, is a doctoral student in the Department of Maternal and Child Health and a Graduate Research Assistant for the PS3 midline evaluation. Ms. Silverstein is interested in policy and program evaluation in low- and middle-income countries, specifi cally, the impact of social protection on people with disabilities. She has a Master’s degree from the Gillings School of Global Public Health at the University of North Carolina at Chapel Hill in Maternal and Child Health. In 2016, she was awarded an FHI 360-UNC Research Fellowship, and worked on several projects, including USAID’s YouthPower Action SMART Connections online support group for adolescents living with HIV in Nigeria and the Abundant Health Community-Based Care for Non-Communicable Diseases P roject in Vietnam. Ms. Silverstein also co-produced the fi lm, “Th e Footnote Film Project,” a documentary exploring the global eff ort to treat clubfoot. Brittany Iskarpatyoti, MPH, is a Technical Specialist for Monitoring and Evaluation with MEASURE Evaluation. Ms. Iskarpatyoti provides technical expertise in evaluation planning, training, and qualitative research. She has led activities triangulating program data with routine health data for improved case management, DQA, and capacity building in qualitative research and gender integration. Ms. Iskarpatyoti holds a Master’s in Public Health from Emory University and previously worked on the Gender and Empowerment Team at CARE and as a US Peace Corps Volunteer in Namibia. Courtney McGuire, MPH, is a Research Associate at the Carolina Population Center at the University of North Carolina at Chapel Hill. Ms. McGuire has worked in this position since 2017. She has worked with the Measurement, Learning & Evaluation project to implement the NURHI Sustainability Study (2017– 2019). She is currently working on the Full Access, Full Choice project (2017–2021) and supports the project’s collaboration with the African Institute for Development Policy (AFIDEP) in Kenya as well as the 19 BMGF partner investments that the project supports. Before joining the Carolina Population Center, Ms. McGuire worked with the Johns Hopkins Center for American Indian Health as an Evaluation Manager. Based on the White Mountain Apache Reservation in eastern Arizona, she supported two programs: the Arrowhead Business Group, a youth entrepreneurship program; and Respecting the Circle of Life, a teen pregnancy prevention program. Ms. McGuire received her Bachelor of Arts from Th e George Washington University in 2011 and her Masters of Public Health from Emory University in 2014. Dr. Joe L.P. Lugalla, is a Professor and Dean of the Institute for Educational Development, EA of the Aga Khan University (AKU). He is also the Associate Vice Provost of the Aga Khan University, Tanzania. Dr. Lugalla joined AKU from the University of New Hampshire in June 2015. He attained a Doctor of Philosophy Degree in Social Science from the University of Bremen in early 1990 and then a Post-Doctoral Diploma in Higher Education and International Development from the University of Kassel. Dr. Lugalla is a Professor of medical sociology, medical anthropology, globalization, global health, and development. He has researched and published extensively in these areas of specialization, including education. Dr. Lugalla has contributed to seven books (coauthored, edited volumes, and single authored) and four monographs, as well as many papers in peer-reviewed international journals. In addition to his teaching, Dr. Lugalla is also actively involved in a variety of outreach community development programs in sub-Saharan Africa, specifi cally in Tanzania. 172 Midline Evaluation of the Tanzania Public Sector System Strengthening Program: Final Report Aimee M. Benson is a data processing specialist with almost 20 years of experience in developing both paper-and-pencil (PAPI) and computer-assisted (CAPI) data capture systems, as well as training and supporting fi eld personnel in their implementation. In addition to creating the data capture systems, Ms. Benson has participated in all stages of the data lifecycle, including questionnaire development, indicator harmonization across multi-country surveys, data quality assessment, data cleaning and management, production of analysis tables and graphs, and data archiving. She has extensive experience with survey data (household-level, individual-level, and facility-level), as well as experience with routine health system data (DHIS2 data, RDQA). Ms. Benson has also cofacilitated capacity building workshops in data management and analysis, including indicator construction, using STATA. Her most recent work has involved a complex primary CAPI data collection eff ort for an observational study of pregnancy outcomes among women in resource-poor environments. Ms. Benson has worked in the United States and in international data collection projects, including projects in Malawi, China, Bangladesh, the Caribbean, Zambia, India, Nigeria, Kenya, Senegal, and Rwanda. She is currently the Data Manager at UNC’s Global Women’s Health, housed in the Department of Obstetrics and Gynecology at the School of Medicine. Ms. Benson holds a Master’s degree in Experimental Psychology from Duke University. This publication was produced with the support of the United States Agency for International Development (USAID) under the terms of MEASURE Evaluation cooperative agreement AID-OAA-L-14-00004. MEASURE Evaluation is implemented by the Carolina Population Center, University of North Carolina at Chapel Hill in partnership with ICF International; John Snow, Inc.; Management Sciences for Health; Palladium; and Tulane University. Views expressed are not necessarily those of USAID or the United States government. TRE-19-26 ISBN: 978-1-64232-214-9 MEASURE Evaluation University of North Carolina at Chapel Hill 123 West Franklin Street, Suite 330 Chapel Hill, NC 27516 USA Phone: +1 919-445-9350 measure@unc.edu www.measureevaluation.org